THE INTERMEDIARY’S ORDER EXECUTION AND TRANSACTION CONFIRMATION POLICY Clause Samples

THE INTERMEDIARY’S ORDER EXECUTION AND TRANSACTION CONFIRMATION POLICY. The Intermediary confirms to the Client and, as the case may be, to the custodian agent, the execution of the trading order, within no more than 24 hours since the execution of the transaction.
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THE INTERMEDIARY’S ORDER EXECUTION AND TRANSACTION CONFIRMATION POLICY. 4.1. By way of exception from the Agreement provisions, the Intermediary confirms to the Client and, as applicable, to the custodian agent, the execution of the trading order no later than the first business day after receipt of the confirmation from the System Manager; 4.2. By way of exception from the Agreement provisions, the confirmations of executing the trading orders and the statements of account sent by the Intermediary, are deemed correct and approved by the Client if, within 2 (two) business days, the Client has not issued any written notice to the Intermediary, notifying this one about the existence of irregularities.
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THE INTERMEDIARY’S ORDER EXECUTION AND TRANSACTION CONFIRMATION POLICY. 4.1. By derogation from the Agreement provisions, the Intermediary confirms to the Client and, as applicable, to the custodian agent, the execution of the trading order no later than the first business day after receipt of the confirmation from the System Manager. 4.2. By exception from the Agreement provisions, the confirmations of execution of the trading orders and the statements of account sent by the Intermediary are deemed correct and approved by the Client if, within 2 (two) business days, the Client has not issued any written notice to the Intermediary, whereby to signal the existence of malfunctions. After the expiry of the previously indicated term, the data are considered as acknowledged by the Client and, except for frauds, no ulterior corrections shall be taken into consideration by the Intermediary. The expiry term of 2 (two) business days is calculated as of the transmission of the confirmations/statements through fax or e-mail.
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Related to THE INTERMEDIARY’S ORDER EXECUTION AND TRANSACTION CONFIRMATION POLICY

  • Performance and Compliance with Contracts and Credit and Collection Policy The Seller shall (and shall cause the Servicer to), at its expense, timely and fully perform and comply with all material provisions, covenants and other promises required to be observed by it under the Contracts related to the Receivables, and timely and fully comply in all material respects with the applicable Credit and Collection Policies with regard to each Receivable and the related Contract.

  • Incorporation of Prompt Payment Policy Statement into Contracts The provisions of this Exhibit shall apply to all Payments as they become due and owing pursuant to the terms and conditions of this Agreement, notwithstanding that NYSERDA may subsequently amend its Prompt Payment Policy by further rulemaking.

  • Compliance with Contracts and Credit and Collection Policy Such Seller Party will timely and fully (i) perform and comply with all provisions, covenants and other promises required to be observed by it under the Contracts related to the Receivables, and (ii) comply in all respects with the Credit and Collection Policy in regard to each Receivable and the related Contract.

  • Compliance with Credit and Collection Policy Such Seller Party has complied in all material respects with the Credit and Collection Policy with regard to each Receivable and the related Contract, and has not made any material change to such Credit and Collection Policy, except such material change as to which Agent and each Purchaser Agent have been notified in accordance with Section 7.1(a)(vii) and receipt Agent’s and each Purchaser Agent’s consent to the extent referenced therein.

  • Modifications to Contracts and Credit and Collection Policy Such Seller Party will not make any change to the Credit and Collection Policy that could adversely affect the collectability of the Receivables or decrease the credit quality of any newly created Receivables. Except as provided in Section 8.2(d), Servicer will not extend, amend or otherwise modify the terms of any Receivable or any Contract related thereto other than in accordance with the Credit and Collection Policy.