The Buyer is Not a. “Dealer”. The Buyer and the Company hereby acknowledge and agree that solely with respect to the transactions contemplated by this agreement and services, if any, provided by the Buyer to the Company, the Buyer has not: (i) acted as an underwriter; (ii) acted as a market maker or specialist; (iii) acted as “de facto” market maker; or (iv) conducted any other professional market activities such as providing investment advice, extending credit and lending securities in connection; and thus that the Buyer is not a “Dealer” as such term is defined in the 1934 Act.
Appears in 18 contracts
Samples: Series B Preferred Stock Purchase Agreement (Touchpoint Group Holdings Inc.), Series C Preferred Stock Purchase Agreement (Ab International Group Corp.), Series C Preferred Stock Purchase Agreement (Ab International Group Corp.)
