Common use of The Buyer is Not a Clause in Contracts

The Buyer is Not a. “Dealer”. The Buyer and the Company hereby acknowledge and agree that the Buyer has not: (i) acted as an underwriter; (ii) acted as a market maker or specialist; (iii) acted as “de facto” market maker; or (iv) conducted any other professional market activities such as providing investment advice, extending credit and lending securities in connection; and thus that the Buyer is not a “Dealer” as such term is defined in the 1934 Act.

Appears in 116 contracts

Samples: Securities Purchase Agreement (C-Bond Systems, Inc), Securities Purchase Agreement (Trio Petroleum Corp.), Securities Purchase Agreement (Clearday, Inc.)

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The Buyer is Not a. “Dealer”. .” The Buyer and the Company hereby acknowledge and agree that the Buyer has not: (i1) acted as an underwriter; (ii2) acted as a market maker or specialist; (iii3) acted as “de facto” market maker; or (iv4) conducted any other professional market activities such as providing investment advice, extending credit and lending securities in connection; and thus that the Buyer is not a “Dealer” as such term is defined in the 1934 Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (Code Green Apparel Corp)

The Buyer is Not a. “Dealer”. The Buyer and the Company hereby acknowledge and agree that the Buyer has not: ({i) acted as an underwriter; ({ii) acted as a market maker or specialist; ({iii) } acted as “de facto” market maker; or ({iv) conducted any other professional market activities such as providing investment advice, extending credit and lending securities in connection; and thus that the Buyer is not a “Dealer” as such term is defined in the 1934 Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (Liberty Star Uranium & Metals Corp.)

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The Buyer is Not a. “Dealer”. The Buyer and the Company hereby acknowledge and agree that the Buyer has not: (i) acted as an underwriter; (ii) acted as a market maker or specialist; (iii) acted as “de facto” market maker; or (iv) conducted any other professional market activities such as providing investment advice, extending credit and credit, or lending securities in connectionconnection with the Company; and thus that the Buyer is not a “Dealer” as such term is defined in the 1934 Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (NovAccess Global Inc.)

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