Syndication Fee. (a) In consideration of services to the Company relating to, but not limited to, syndication assistance with respect to the Fund and the distribution of the Fund’s common shares of beneficial interest, par value $0.01 (the “Common Shares”), including without limitation, securing syndicate participants for the Fund’s initial public offering (the “Offering”), preparation of marketing and diligence materials for underwriters, conveying information and market updates to syndicate members and coordinating syndicate orders during the Offering, the Company shall pay a fee to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ equal to $[ ] (the “Syndication Fee”). The Syndication Fee paid to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ shall not exceed 0.[ ]% of the total price to the public of the Common Shares sold by the Fund in the Offering. In the event the Offering does not proceed, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ will not receive any fees under this Agreement; however, for the avoidance of doubt, accountable expenses actually incurred may be payable to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ pursuant to the terms of the principal underwriting agreement relating to the Offering (the “Underwriting Agreement”). (b) The Company shall pay the Syndication Fee to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ after the closing of the purchase and sale of the Common Shares pursuant to the Underwriting Agreement on or before July [ ], 2013 by wire transfer to the order of ▇▇▇▇▇▇ ▇▇▇▇▇▇▇. The Company acknowledges that the Syndication Fee is in addition to any compensation ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ earns in connection with its role as an underwriter to the Fund in the Offering, which services are distinct from and in addition to the syndication services described above.
Appears in 2 contracts
Sources: Syndication Fee Agreement (Nuveen Flexible Investment Income Fund), Syndication Fee Agreement (Nuveen Flexible Investment Income Fund)
Syndication Fee. (a) In consideration of services to the Company relating to, but not limited to, syndication assistance with respect to the Fund and the distribution of the Fund’s common shares of beneficial interest, par value $0.01 (the “Common Shares”), including without limitation, securing syndicate participants for the Fund’s initial public offering (the “Offering”), preparation of marketing and diligence materials for underwriters, conveying information and market updates to syndicate members and coordinating syndicate orders during the Offering, the Company shall pay a fee to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ equal to $[ ] (the “Syndication Fee”). The Syndication Fee paid to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ shall not exceed 0.[ ]% of the total price to the public of the Common Shares sold by the Fund in the Offering. In the event the Offering does not proceed, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ will not receive any fees under this Agreement; however, for the avoidance of doubt, accountable expenses actually incurred may be payable to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ pursuant to the terms of the principal underwriting agreement relating to the Offering (the “Underwriting Agreement”).
(b) The Company shall pay the Syndication Fee to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ after the closing of the purchase and sale of the Common Shares pursuant to the Underwriting Agreement on or before July December [ ], 2013 2012 by wire transfer to the order of ▇▇▇▇▇▇ ▇▇▇▇▇▇▇. The Company acknowledges that the Syndication Fee is in addition to any compensation ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ earns in connection with its role as an underwriter to the Fund in the Offering, which services are distinct from and in addition to the syndication services described above.
Appears in 2 contracts
Sources: Syndication Fee Agreement (Nuveen Intermediate Duration Municipal Term Fund), Syndication Fee Agreement (Nuveen Intermediate Duration Municipal Term Fund)
Syndication Fee. (a) In consideration of services advice to the Company relating to, but not limited to, syndication assistance with respect to the Fund and the distribution of the Fund’s common shares of beneficial interest, par value $0.01 0.001 (the “Common Shares”), including without limitation, securing syndicate participants for the Fund’s initial public offering (the “Offering”), preparation of marketing and diligence materials for underwriters, conveying information and market updates to syndicate members and coordinating syndicate orders during the Offering, the Company shall pay a fee to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ equal to $[ [$ ] (the “Syndication Fee”). The Syndication Fee paid to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ shall not exceed 0.[ ]% [0.__%] of the total price to the public of the Common Shares sold by the Fund in the Offering. In the event the Offering does not proceed, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ will not receive any fees under this Agreement; however, for the avoidance of doubt, accountable expenses actually incurred may be payable to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ pursuant to the terms of the principal underwriting agreement relating to the Offering (the “Underwriting Agreement”).
(b) The Company shall pay the Syndication Fee to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ after on the closing of the purchase and sale of the Common Shares pursuant to the Underwriting Agreement on or before July [ [•], 2013 by wire transfer to the order of ▇▇▇▇▇▇ ▇▇▇▇▇▇▇. The Company acknowledges that the Syndication Fee is in addition to any compensation ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ earns in connection with its role as an underwriter to the Fund in the Offering, which services are distinct from and in addition to the syndication marketing and structuring services described above.
Appears in 1 contract
Sources: Syndication Fee Agreement (Goldman Sachs MLP Income Opportunities Fund)
Syndication Fee. (a) In consideration of services advice to the Company relating to, but not limited to, syndication assistance with respect to the Fund Trust and the distribution of the FundTrust’s common shares of beneficial interest, par value $0.01 0.001 (the “Common Shares”), including without limitation, securing syndicate participants for the FundTrust’s initial public offering (the “Offering”), preparation of marketing and diligence materials for underwriters, conveying information and market updates to syndicate members and coordinating syndicate orders during the Offering, the Company shall pay a fee to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ equal to [$[ _____] (the “Syndication Fee”). The Syndication Fee paid to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ shall not exceed 0.[ ]% [0.__%] of the total price to the public of the Common Shares sold by the Fund Trust in the Offering. In the event the Offering does not proceed, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ will not receive any fees under this Agreement; however, for the avoidance of doubt, accountable expenses actually incurred may be payable to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ pursuant to the terms of the principal underwriting agreement relating to the Offering (the “Underwriting Agreement”).
(b) The Company shall pay the Syndication Fee to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ after on the closing of the purchase and sale of the Common Shares pursuant to the Underwriting Agreement on or before July [ November [•], 2013 2011 by wire transfer to the order of ▇▇▇▇▇▇ ▇▇▇▇▇▇▇. The Company acknowledges that the Syndication Fee is in addition to any compensation ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ earns in connection with its role as an underwriter to the Fund Trust in the Offering, which services are distinct from and in addition to the syndication marketing and structuring services described above.
Appears in 1 contract
Sources: Syndication Fee Agreement (BlackRock Utility & Infrastructure Trust)
Syndication Fee. (a) In consideration of services advice to the Company relating to, but not limited to, syndication assistance with respect to the Fund and the distribution of the Fund’s common shares of beneficial interest, par value $0.01 0.001 (the “Common Shares”), including without limitation, securing syndicate participants for the Fund’s initial public offering (the “Offering”), preparation of marketing and diligence materials for underwriters, conveying information and market updates to syndicate members and coordinating syndicate orders during the Offering, the Company shall pay a fee to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ equal to $[ [$ ] (the “Syndication Fee”). The Syndication Fee paid to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ shall not exceed 0.[ ]% %] of the total price to the public of the Common Shares sold by the Fund in the Offering. In the event the Offering does not proceed, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ will not receive any fees under this Agreement; however, for the avoidance of doubt, accountable expenses actually incurred may be payable to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ pursuant to the terms of the principal underwriting agreement relating to the Offering (the “Underwriting Agreement”).
(b) The Company shall pay the Syndication Fee to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ after on the closing of the purchase and sale of the Common Shares pursuant to the Underwriting Agreement on or before July [ [·], 2013 by wire transfer to the order of ▇▇▇▇▇▇ ▇▇▇▇▇▇▇. The Company acknowledges that the Syndication Fee is in addition to any compensation ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ earns in connection with its role as an underwriter to the Fund in the Offering, which services are distinct from and in addition to the syndication marketing and structuring services described above.
Appears in 1 contract
Sources: Syndication Fee Agreement (KKR Income Opportunities Fund)