Surrender of Securities. Unless otherwise directed by Instruction, the Custodian may surrender securities: (a) in temporary form for definitive securities; (b) for transfer into the name of an entity allowable under Section 5.3; and (c) for a different number of certificates or instruments representing the same number of shares or the same principal amount of indebtedness.
Appears in 220 contracts
Samples: Custodian Agreement (Quaker Investment Trust), Form of Custodian Agreement (World Funds Trust), Custodian Agreement (Vanguard Tax-Managed Funds)
Surrender of Securities. Unless otherwise directed by Instruction, the Custodian may surrender securities: (a) in temporary form for definitive securities; (b) for transfer into the name of an entity allowable under Section 5.3; and (c) for a different number of certificates or instruments representing in the aggregate the same number of shares or the same principal amount of indebtedness.
Appears in 32 contracts
Samples: Custodian and Transfer Agent Agreement (Pointbreak ETF Trust), Custodian and Transfer Agent Agreement (New Age Alpha Trust), Custodian and Transfer Agent Agreement (Metaurus Equity Component Trust)
Surrender of Securities. Unless otherwise directed by Instruction, the Custodian may surrender securitiessecurities after prior notice of such action to the Fund: (a) in temporary form for definitive securities; (b) for transfer into the name of an entity allowable under Section 5.3; and (c) for a different number of certificates or instruments representing the same number of shares or the same principal amount of indebtedness.
Appears in 32 contracts
Samples: Custodian Agreement (Pioneer Municipal High Income Opportunities Fund, Inc.), Custodian Agreement (Pioneer ILS Interval Fund), Custodian Agreement (Pioneer CoreTrust I)
Surrender of Securities. Unless otherwise directed by an Instruction, the Custodian may surrender securities: (a) in temporary form for definitive securities; (b) for transfer into the name of an entity allowable under Section 5.3; and (c) for a different number of certificates or instruments representing the same number of shares or the same principal amount of indebtedness.
Appears in 16 contracts
Samples: Custodian Agreement (United States Brent Oil Fund, LP), Custodian Agreement (United States Currency Funds Trust), Custodian Agreement (United States Heating Oil Fund, LP)
Surrender of Securities. Unless otherwise directed by Instruction, the Custodian may surrender securities: (a) in temporary form for definitive securities; (b) for transfer into the name of an entity allowable under Section 5.3; and (c) for a different number of certificates or instruments representing in the aggregate, the same number of shares or the same principal amount of indebtedness.
Appears in 11 contracts
Samples: Custodian Agreement (Adviser Managed Trust), Custodian Agreement (Sei Institutional Managed Trust), Custodian Agreement (SEI Structured Credit Fund, LP)
Surrender of Securities. Unless otherwise directed by Instruction, the Custodian may surrender securities: (a) in temporary form for definitive securities; (b) for transfer into the name of an entity allowable under Section 5.35.3 above; and (c) for a different number of certificates or instruments representing the same number of shares or the same principal amount of indebtedness.
Appears in 7 contracts
Samples: Custodian Agreement (Shelton Greater China Fund), Custodian Agreement (Taiwan Greater China Fund), Custodian Agreement (Janus Adviser)
Surrender of Securities. Unless otherwise directed by Instruction, the Custodian may surrender securities: (a) in temporary form for definitive securities; (b) for transfer into the name of an entity allowable under Section 5.3; and (c) for a different number of certificates or instruments representing the same number of shares or the same principal amount of indebtedness.. 6.8
Appears in 5 contracts
Samples: Custodian Agreement (Vanguard Index Funds), Form of Custodian Agreement (Mackenzie Solutions), Custodian Agreement (Pacific Basin Equity Portflolio)
Surrender of Securities. Unless otherwise directed by Instruction, the Custodian may surrender securities: (a) in temporary form for definitive securities; (b) for transfer into the a name of an entity allowable or moninee name as permitted under Section 5.3; and (c) for a different number of certificates or instruments representing the same number of shares or the same principal amount of indebtedness.
Appears in 2 contracts
Samples: Custodian Agreement (Aetna Series Fund Inc), Form of Custodian Agreement (Aetna Series Fund Inc)
Surrender of Securities. Unless otherwise directed by Instruction, the Custodian may surrender securities: (a) in temporary form for definitive securities; (b) for transfer into the name of an entity allowable under Section 5.3; and (c) for a different number of certificates or instruments representing the same number of shares or the same principal amount of indebtedness, provided the securities to be issued are to be delivered to the Custodian.
Appears in 2 contracts
Samples: Conforming Custodian Agreement (GMO Series Trust), Exhibit 1 Custodian Agreement (Gmo Trust)
Surrender of Securities. Unless otherwise directed by Pursuant to Instruction, the Custodian may surrender securities: (a) in temporary form for definitive securities; (b) for transfer into the name of an entity allowable under Section 5.3; and (c) for a different number of certificates or instruments representing the same number of shares or the same principal amount of indebtedness.
Appears in 2 contracts
Samples: Form of Custodian Agreement (PowerShares India Exchange-Traded Fund Trust), Custodian Agreement (PowerShares India Exchange-Traded Fund Trust)
Surrender of Securities. Unless otherwise directed by Instruction, the Custodian may surrender securities: (a) in temporary form for definitive securitiessecurities delivered to the Custodian; (b) for transfer into the name of an entity allowable under Section 5.3; and (c) for a different number of certificates or instruments representing the same number of shares or the same principal amount of indebtedness.
Appears in 2 contracts
Samples: Custodian Agreement (Alger Institutional Funds), Custodian Agreement (Alger China-Us Growth Fund)
Surrender of Securities. Unless otherwise directed by Instruction, the Custodian may surrender securities: (asecurities:(a) in temporary form for definitive securities; (b) for transfer into the name of an entity allowable under Section 5.3; and (c) for a different number of certificates or instruments representing in the aggregate, the same number of shares or the same principal amount of indebtedness.
Appears in 2 contracts
Samples: Custodian Agreement (Sei Institutional Investments Trust), Custodian Agreement (Sei Institutional Managed Trust)
Surrender of Securities. Unless otherwise directed by Instruction, the Custodian may surrender securities: (a) in temporary form for definitive securities; (b) for transfer into the name of an entity allowable under Section 5.35.3 above; and (c) for a different number of certificates or instruments representing the same number of shares or the same principal amount of indebtedness, provided the securities to be issued are to be delivered to the Custodian.
Appears in 2 contracts
Samples: Custodian Agreement (Nicholas Applegate Convertible & Income Fund Ii), Custodian Agreement (Nicholas Applegate Convertible & Income Fund)
Surrender of Securities. Unless otherwise directed by Instruction, the Custodian may surrender securities: (a) in temporary form for definitive securitiessecurities delivered to the Custodian; (b) for transfer into the name of an entity allowable under Section 5.3; and (c) for a different number of certificates or instruments delivered to the Custodian representing the same number of shares or the same principal amount of indebtedness.
Appears in 1 contract
Surrender of Securities. Unless otherwise As directed by Instruction, the Custodian may surrender securities: (ai) in temporary form for definitive securities; (bii) for transfer into the name of an entity allowable under Section 5.33(d); and (ciii) for a different number of certificates or instruments representing the same number of shares or the same principal amount of indebtedness.
Appears in 1 contract
Samples: Custody Agreement (Brookshire Raw Materials (U.S.) Energy USD Fund)
Surrender of Securities. Unless otherwise directed by Instruction, the Custodian may surrender securities: (a) in temporary form for definitive securities; (b) for transfer into the name of an any entity allowable under Section 5.3; and (c) for a different number of certificates or instruments representing the same number of shares or the same principal amount of indebtedness.
Appears in 1 contract
Surrender of Securities. Unless otherwise directed by Instruction, the Custodian may surrender securities: (ai) in temporary form for definitive securities; (bii) for transfer into the name of an entity allowable under Section 5.33(d); and (ciii) for a different number of certificates or instruments representing the same number of shares or the same principal amount of indebtedness.
Appears in 1 contract
Samples: Custody Agreement (Brookshire Raw Materials (U.S.) Metals CDN Fund)
Surrender of Securities. Unless otherwise directed by Instruction, the Custodian may surrender securities: (a) in temporary form for definitive securities; (b) for transfer into the name of an entity allowable under Section 5.36.3 above; and (c) for a different number of certificates or instruments representing the same number of shares or the same principal amount of indebtedness.
Appears in 1 contract
Samples: Custodian Agreement (Icon Funds)
Surrender of Securities. Unless otherwise directed by Instruction, the Custodian may surrender securities: (a) in temporary form for definitive securities; : (b) for transfer into the name of an entity allowable under Section 5.3; and (c) for a different number of certificates or instruments representing the same number of shares or the same principal amount of indebtedness.
Appears in 1 contract
