Common use of Submission of Orders; Right to Reject Orders Clause in Contracts

Submission of Orders; Right to Reject Orders. (a) Subject to certain individual state requirements as described in the Prospectus and except for shares issued pursuant to the DRP, Shares may be sold only to investors who initially purchase a minimum of $2,500 of Shares or, unless prohibited by state law, a minimum of $1,000 if the purchase is made jointly by a husband and wife through their separate IXX or other qualified accounts. With respect to Soliciting Dealer's participation in any resales or transfers of the Shares, Soliciting Dealer agrees to comply with any applicable requirements set forth in Section 2 and to fulfill the obligations pursuant to Rule 2810 of the FINRA Rules of Conduct.

Appears in 11 contracts

Samples: Soliciting Dealer Agreement (American Realty Captal New York City REIT, Inc.), Soliciting Dealer Agreement (American Realty Capital Hospitality Trust, Inc.), Soliciting Dealer Agreement (Phillips Edison - ARC Grocery Center REIT II, Inc.)

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Submission of Orders; Right to Reject Orders. (a) Subject to certain individual state requirements as described in the Prospectus and except for shares issued pursuant to the DRP, Shares may be sold only to investors who initially purchase a minimum of 250 Shares for $2,500 of Shares or, unless prohibited by state law, a minimum of 10 Shares for $1,000 100 if the purchase is made jointly by a husband and a wife through their separate IXX XXX or other qualified accounts. With respect to Soliciting Dealer's ’s participation in any resales or transfers of the Shares, Soliciting Dealer agrees to comply with any applicable requirements set forth in Section 2 and to fulfill the obligations pursuant to Rule 2810 of the FINRA Rules of Conduct.

Appears in 8 contracts

Samples: Soliciting Dealer Agreement (American Realty Capital Trust III, Inc.), Soliciting Dealer Agreement (American Realty Capital Trust III, Inc.), Soliciting Dealer Agreement (ARC - Northcliffe Income Properties, Inc.)

Submission of Orders; Right to Reject Orders. (a) Subject to certain individual state requirements as described in the Prospectus and except for shares issued pursuant to the DRP, Shares may be sold only to investors who initially purchase a minimum of $2,500 of Shares or, unless prohibited by state law, a minimum of $1,000 if the purchase is made jointly by a husband and wife through their separate IXX or other qualified accounts. With respect to Soliciting Dealer's participation in any resales or transfers of the Shares, Soliciting Dealer agrees to comply with any applicable requirements set forth in Section 2 and to fulfill the obligations pursuant to FINRA Rule 2810 of the FINRA Rules of Conduct2310.

Appears in 4 contracts

Samples: Soliciting Dealer Agreement (American Realty Capital - Retail Centers of America II, Inc.), Soliciting Dealer Agreement (American Realty Capital - Retail Centers of America II, Inc.), Soliciting Dealer Agreement (American Realty Capital Daily Net Asset Value Trust, Inc.)

Submission of Orders; Right to Reject Orders. (a) Subject to certain individual state requirements as described in the Prospectus and except for shares issued pursuant to the DRP, Shares may be sold only to investors who initially purchase a minimum of $2,500 of Shares or, unless prohibited by state law, a minimum of $1,000 1000 if the purchase is made jointly by a husband and a wife through their separate IXX XXX or other qualified accounts. With respect to Soliciting Dealer's ’s participation in any resales or transfers of the Shares, Soliciting Dealer agrees to comply with any applicable requirements set forth in Section 2 and to fulfill the obligations pursuant to Rule 2810 of the FINRA Rules of Conduct.

Appears in 4 contracts

Samples: Soliciting Dealer Agreement (American Realty Capital Daily Net Asset Value Trust, Inc.), Soliciting Dealer Agreement (American Realty Capital Daily Net Asset Value Trust, Inc.), Soliciting Dealer Agreement (American Realty Capital Trust II, Inc.)

Submission of Orders; Right to Reject Orders. (a) Subject to certain individual state requirements as described in the Prospectus and except for shares issued pursuant to the DRP, Shares may be sold only to investors who initially purchase a minimum of $2,500 of Shares or, unless prohibited by state law, a minimum of $1,000 if the purchase is made jointly by a husband and wife through their separate IXX or other qualified accounts. With respect to Soliciting Dealer's participation in any resales or transfers of the Shares, Soliciting Dealer agrees to comply with any applicable requirements set forth in Section 2 and to fulfill the obligations pursuant to Rule 2810 of the FINRA Rules of Conduct2310.

Appears in 2 contracts

Samples: Soliciting Dealer Agreement (American Realty Capital New York City REIT II, Inc.), Soliciting Dealer Agreement (American Realty Capital Healthcare Trust III, Inc.)

Submission of Orders; Right to Reject Orders. (a) Subject to certain individual state requirements as described in the Prospectus and except for shares issued pursuant to the DRP, Shares may be sold only to investors who initially purchase a minimum of 200 Shares for $2,500 of Shares or, unless prohibited by state law, 2,000 or a minimum of 100 Shares for $1,000 if the purchase investor is made jointly by a husband and wife purchasing through their separate IXX an XXX or other qualified accountsaccount, subject to certain state requirements as described in the Prospectus. With respect to Soliciting Dealer's ’s participation in any resales or transfers of the Shares, Soliciting Dealer agrees to comply with any applicable requirements set forth in Section 2 and to fulfill the obligations pursuant to Rule 2810 of the FINRA Rules of Conduct.

Appears in 2 contracts

Samples: Soliciting Dealer Agreement (Independence Realty Trust, Inc), Soliciting Dealer Agreement (Empire American Realty Trust Inc)

Submission of Orders; Right to Reject Orders. (a) Subject to certain individual state requirements as described in the Prospectus and except for shares issued pursuant to the DRP, Shares may be sold only to investors who initially purchase a minimum of 125 Shares for $2,500 of Shares or, unless prohibited by state law, or a minimum of 50 shares for $1,000 if the purchase investor is made jointly by a husband and wife purchasing through their separate IXX an IRA or other qualified accountsaccount. With respect to Soliciting Dealer's ’s participation in any resales or transfers of the Shares, Soliciting Dealer agrees to comply with any applicable requirements set forth in Section 2 and to fulfill the obligations pursuant to Rule 2810 of the FINRA Rules of Conduct.

Appears in 2 contracts

Samples: Soliciting Dealer Agreement (United Development Funding Income Fund V), Soliciting Dealer Agreement (United Development Funding Income Fund V)

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Submission of Orders; Right to Reject Orders. (a) Subject to certain individual state requirements as described in the Prospectus and except for shares issued pursuant to the DRP, Shares may be sold only to investors who initially purchase a minimum of $2,500 of Shares or, unless prohibited by state law, a minimum of $1,000 1000 if the purchase is made jointly by a husband and a wife through their separate IXX or other qualified accounts. With respect to Soliciting Dealer's ’s participation in any resales or transfers of the Shares, Soliciting Dealer agrees to comply with any applicable requirements set forth in Section 2 and to fulfill the obligations pursuant to Rule 2810 of the FINRA Rules of Conduct.

Appears in 1 contract

Samples: Soliciting Dealer Agreement (American Realty Capital Trust IV, Inc.)

Submission of Orders; Right to Reject Orders. (a) Subject to certain individual state requirements as described in the Prospectus and except for shares issued pursuant to the DRP, Shares may be sold only to investors who initially purchase a minimum of 125 Shares for $2,500 of Shares or, unless prohibited by state law, or a minimum of 50 shares for $1,000 if the purchase investor is made jointly by a husband and wife purchasing through their separate IXX an XXX or other qualified accountsaccount. With respect to Soliciting Dealer's ’s participation in any resales or transfers of the Shares, Soliciting Dealer agrees to comply with any applicable requirements set forth in Section 2 and to fulfill the obligations pursuant to Rule 2810 of the FINRA Rules of Conduct.

Appears in 1 contract

Samples: Soliciting Dealer Agreement (United Development Funding IV)

Submission of Orders; Right to Reject Orders. (a) Subject to certain individual state requirements as described in the Prospectus and except for shares issued pursuant to the DRP, Shares may be sold only to investors who initially purchase a minimum of 250 Shares for $2,500 of Shares or, unless prohibited by state law, or a minimum increments of 100 Shares for $1,000 if the purchase investor is made jointly by a husband and wife purchasing through their separate IXX an XXX or other qualified accountsaccount, subject to certain state requirements as described in the Prospectus. With respect to Soliciting Dealer's ’s participation in any resales or transfers of the Shares, Soliciting Dealer agrees to comply with any applicable requirements set forth in Section 2 and to fulfill the obligations pursuant to FINRA Rule 2810 of the FINRA Rules of Conduct2310.

Appears in 1 contract

Samples: Soliciting Dealer Agreement (Phillips Edison - ARC Shopping Center REIT Inc.)

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