Common use of Sub-Advisor Compliance Policies and Procedures Clause in Contracts

Sub-Advisor Compliance Policies and Procedures. The Sub-Advisor shall provide the Fund’s Chief Compliance Officer (the “Fund CCO”) with copies of the Sub-Advisor’s compliance policies and procedures adopted pursuant to Rule 206(4)-7 under the Advisers Act (the “Sub-Advisor Compliance Procedures”). The Sub-Advisor shall cooperate with the Fund CCO so as to facilitate the performance by the Fund CCO of his or her responsibilities under Rule 38a-1 of the 1940 Act to review, evaluate and report to the Board on the operation and effectiveness of the Sub-Advisor Compliance Procedures. In connection therewith, the Sub-Advisor shall: (i) report to the Fund CCO any material compliance matter arising under the Sub-Advisor Compliance Procedures involving matters related to the Sub-Advisor’s provision of services hereunder within a reasonable time following the Sub-Advisor becoming aware of the matter; (ii) provide to the Fund CCO reports confirming the Sub-Advisor’s compliance with the Sub-Advisor Compliance Procedures as reasonably requested in writing; (iii) provide the Fund CCO with access to the Sub-Advisor CCO (as defined below), as reasonably requested by the Fund CCO; and (iv) report any material changes to the Sub-Advisor Compliance Procedures to the Fund CCO within a reasonable time.

Sub-Advisor Compliance Policies and Procedures. The Sub-Advisor shall provide the FundTrust’s Chief Compliance Officer (the “Fund Trust CCO”) with copies of of: (i) the Sub-Advisor’s compliance policies and procedures adopted pursuant to Rule 206(4)-7 under for compliance by the Advisers Act Sub-Advisor with the Federal Securities Laws (together, the “Sub-Advisor Compliance Procedures”), and (ii) any material changes to the Sub-Advisor Compliance Procedures. The Sub-Advisor shall cooperate with the Fund Trust CCO so as to facilitate the Trust CCO’s performance by of the Fund CCO of his or her Trust CCO’s responsibilities under Rule 38a-1 of the 1940 Act to review, evaluate and report to the Trust’s Board of Trustees on the operation and effectiveness of the Sub-Advisor Compliance Procedures. In connection therewith, the Sub-Advisor shall: (i) and shall report to the Fund Trust CCO any material compliance matter arising under the Sub-Advisor Compliance Procedures involving matters related to the Sub-Advisor’s provision of services hereunder within a reasonable time following the hereunder. The Sub-Advisor becoming aware of the matter; (ii) shall provide to the Fund Trust CCO reports confirming the Sub-Advisor’s compliance with the Sub-Advisor Compliance Procedures as reasonably requested in writing; (iii) . In order to assist the Trust and the Trust CCO to satisfy the requirements contained in Rule 38a-1 under the 1940 Act, the Sub-Advisor shall provide to the Fund Trust CCO with access to the Sub-Advisor’s chief compliance officer (the “Sub-Advisor CCO (as defined belowCCO”), as reasonably requested by the Fund Trust CCO; and (iv) report any material changes to the Sub-Advisor Compliance Procedures to the Fund CCO within a reasonable time.

Sub-Advisor Compliance Policies and Procedures. The Sub-Advisor shall promptly provide the Fund’s Chief Compliance Officer (the “Fund CCO”) Trust CCO with copies of of: (i) the Sub-Advisor’s compliance policies and procedures adopted pursuant to Rule 206(4)-7 under for compliance by the Advisers Act Sub-Advisor with the Federal Securities Laws (together, the “Sub-Advisor Compliance Procedures”), and (ii) any material changes to the Sub-Advisor Compliance Procedures. The Sub-Advisor shall cooperate fully with the Fund Trust CCO so as to facilitate the Trust CCO’s performance by of the Fund CCO of his or her Trust CCO’s responsibilities under Rule 38a-1 of the 1940 Act to review, evaluate and report to the Trust’s Board of Trustees on the operation and effectiveness of the Sub-Advisor Compliance Procedures. In connection therewith, the Sub-Advisor shall: (i) and shall promptly report to the Fund Trust CCO any material compliance matter Material Compliance Matter arising under the Sub-Advisor Compliance Procedures involving matters related to the Sub-Advisor’s provision of services hereunder within a reasonable time following the Sub-Advisor becoming aware of the matter; (ii) Assets. The Sub-Advisor shall provide to the Fund CCO Trust CCO: (i) quarterly reports confirming the Sub-Advisor’s compliance with the Sub-Advisor Compliance Procedures as reasonably requested in writing; (iii) provide the Fund CCO with access to managing the Sub-Advisor CCO (as defined below)Assets, as reasonably requested by the Fund CCO; and (iv) report any material changes to the Sub-Advisor Compliance Procedures to the Fund CCO within a reasonable time.and

Sub-Advisor Compliance Policies and Procedures. The Sub-Advisor shall provide the FundTrust’s Chief Compliance Officer (the “Fund Trust CCO”) with copies of of: (i) the Sub-Advisor’s compliance policies and procedures adopted pursuant to Rule 206(4)-7 under for compliance by the Advisers Act Sub-Advisor with the Federal Securities Laws (together, the “Sub-Advisor Compliance Procedures”), and (ii) any material changes to the Sub-Advisor Compliance Procedures. The Sub-Advisor shall cooperate with the Fund Trust CCO so as to facilitate the Trust CCO’s performance by of the Fund CCO of his or her Trust CCO’s responsibilities under Rule 38a-1 of the 1940 Act to review, evaluate and report to the Trust’s Board of Trustees on the operation and effectiveness of the Sub-Advisor Compliance Procedures. In connection therewith, the Sub-Advisor shall: (i) and shall report to the Fund Trust CCO any material compliance matter arising under the Sub-Sub- Advisor Compliance Procedures involving matters related to the Sub-Advisor’s provision of services hereunder within a reasonable time following the hereunder. The Sub-Advisor becoming aware of the matter; (ii) shall provide to the Fund Trust CCO reports confirming the Sub-Advisor’s compliance with the Sub-Advisor Compliance Procedures as reasonably requested in writing; (iii) . In order to assist the Trust and the Trust CCO to satisfy the requirements contained in Rule 38a-1 under the 1940 Act, the Sub-Advisor shall provide to the Fund Trust CCO with access to the Sub-Advisor’s chief compliance officer (the “Sub-Advisor CCO (as defined belowCCO”), as reasonably requested by the Fund Trust CCO; and (iv) report any material changes to the Sub-Advisor Compliance Procedures to the Fund CCO within a reasonable time.