Stock Records. Clearing Agent shall maintain stock records and other prescribed books and records of all transactions executed or cleared through it. Unless otherwise required by law, Clearing Agent shall have no obligation to maintain, or make available to Introducing Firm, such books and records after termination of this Agreement. If, however, Clearing Agent does make such books and records available to Introducing Firm after the termination of this Agreement, Introducing Firm shall reimburse Clearing Agent for its costs and expenses in retrieving such books and records.
Appears in 3 contracts
Samples: Disclosed Clearing Agreement (Cowen Group, Inc.), Disclosed Clearing Agreement (Cowen Group, Inc.), Cowen Group, Inc.
