Common use of Stock Exchange Requirements; Applicable Laws Clause in Contracts

Stock Exchange Requirements; Applicable Laws. Notwithstanding anything to the contrary in this Agreement, no shares of stock purchased upon exercise of the Option, and no certificate representing all or any part of such shares, shall be issued or delivered if (i) such shares have not been admitted to listing upon official notice of issuance on each stock exchange or other market upon which shares of that class are then listed or (ii) in the opinion of counsel to the Company, such issuance or delivery would cause the Company to be in violation of or to incur liability under any federal, state or other securities law, or any requirement of any stock exchange or other market listing agreement to which the Company is a party, or any other requirement of law or of any administrative or regulatory body having jurisdiction over the Company.

Appears in 13 contracts

Samples: 1996 Employee Stock Incentive Plan (Keystone Automotive Industries Inc), 1996 Employee Stock Incentive Plan (Keystone Automotive Industries Inc), 1996 Employee Stock Incentive Plan (Keystone Automotive Industries Inc)

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Stock Exchange Requirements; Applicable Laws. Notwithstanding -------------------------------------------- anything to the contrary in this Agreement, no shares of stock purchased upon exercise of the Option, and no certificate representing all or any part of such shares, shall be issued or delivered if (ia) such shares have not been admitted to listing upon official notice of issuance on each stock exchange or other market upon which shares of that class are then listed or (iib) in the opinion of counsel to the Company, such issuance or delivery would cause the Company to be in violation of or to incur liability under any federal, state or other securities law, or any requirement of any stock exchange or other market listing agreement to which the Company is a party, or any other requirement of law or of any administrative or regulatory body having jurisdiction over the Company.

Appears in 13 contracts

Samples: Non Qualified Stock Option Agreement (G&l Realty Corp), Nonqualified Stock Option Agreement (Gottlieb Daniel M), Qualified Stock Option Agreement (Gottlieb Daniel M)

Stock Exchange Requirements; Applicable Laws. Notwithstanding anything to the contrary in this Agreement, no shares of stock purchased upon exercise of the Option, and no certificate representing all or any part of such shares, shall be issued or delivered if (ia) such shares have not been admitted to listing upon official notice of issuance on each stock exchange or other market upon which shares of that class are then listed or (iib) in the opinion of counsel to the Company, such issuance or delivery would cause the Company to be in violation of or to incur liability under any federal, state or other securities law, or any requirement of any stock exchange or other market listing agreement to which the Company is a party, or any other requirement of law or of any administrative or regulatory body having jurisdiction over the Company.

Appears in 6 contracts

Samples: Stock Option Agreement (Altris Software Inc), 1994 Stock Incentive Plan (Aftermarket Technology Corp), Non Qualified Stock Option Agreement (Aftermarket Technology Corp)

Stock Exchange Requirements; Applicable Laws. Notwithstanding anything to the contrary in this Agreement, no shares of stock purchased issuable upon exercise of the Option, and no certificate representing all or any part of such shares, shall be purchased, issued or delivered if (ia) such shares have not been admitted to listing upon official notice of issuance on each stock exchange or other market upon which shares of that class are then listed or (iib) in the opinion of counsel to the Company, such issuance or delivery would cause the Company to be in violation of or to incur liability under any federal, state or other securities law, or any requirement of any stock exchange or other market listing agreement to which the Company is a party, or any other requirement of law or of any administrative or regulatory body having jurisdiction over the Company.

Appears in 5 contracts

Samples: Stock Option Agreement (Tejon Ranch Co), Stock Option Agreement (Tejon Ranch Co), Stock Option Agreement (Tejon Ranch Co)

Stock Exchange Requirements; Applicable Laws. Notwithstanding -------------------------------------------- anything to the contrary in this Agreement, no shares of stock purchased upon exercise of the Option, and no certificate representing all or any part of such shares, shall be issued or delivered if (i) such shares have not been admitted to listing upon official notice of issuance on each stock exchange or other market upon which shares of that class are then listed or (ii) in the opinion of counsel to the Company, such issuance or delivery would cause the Company to be in violation of or to incur liability under any federal, state or other securities law, or any requirement of any stock exchange or other market listing agreement to which the Company is a party, or any other requirement of law or of any administrative or regulatory body having jurisdiction over the Company.

Appears in 5 contracts

Samples: GBC Bancorp (GBC Bancorp), Stock Option Agreement (United Panam Financial Corp), Employment Agreement (Tarrant Apparel Group)

Stock Exchange Requirements; Applicable Laws. Notwithstanding anything to the contrary in this Agreement, no shares of stock purchased upon exercise of the Option, and no certificate representing all or any part of such shares, shall be issued or delivered if (i) such shares have not been admitted to listing upon official notice of issuance on each stock exchange or other market upon which shares of that class are then listed or (ii) in the opinion of counsel to the Company, such issuance or delivery would cause the Company to be in violation of or to incur liability under any federal, state or other securities law, or any requirement of any stock exchange or other market listing agreement to which the Company is a party, or any other requirement of law or of any administrative or regulatory body having jurisdiction over the Company.

Appears in 4 contracts

Samples: 1996 Employee Stock Incentive Plan (Keystone Automotive Industries Inc), 1996 Employee Stock Incentive Plan (Keystone Automotive Industries Inc), Incentive Stock Option Agreement (Keystone Automotive Industries Inc)

Stock Exchange Requirements; Applicable Laws. Notwithstanding anything -------------------------------------------- to the contrary in this Agreement, no shares of stock securities purchased upon exercise of the Option, and no certificate representing all or any part of such sharessecurities, shall be issued or delivered if (ia) such shares securities have not been admitted to listing upon official notice of issuance on each stock exchange or other market upon which shares securities of that class are then listed or (iib) in the opinion of counsel to the Company, such issuance or delivery would cause the Company to be in violation of or to incur liability under any foreign, U.S. federal, state or other securities law, or any requirement of any stock exchange or other market listing agreement to which the Company is a party, or any other requirement of law or of any administrative or regulatory body having jurisdiction over the Company.

Appears in 3 contracts

Samples: Stock Option Agreement (Virata Corp), Stock Option Agreement (Virata Corp), New Stock Option Agreement (Virata Corp)

Stock Exchange Requirements; Applicable Laws. Notwithstanding anything to the contrary in this Agreement, no shares of stock purchased upon exercise of the Option, Option may not be exercised and no certificate representing all or any part of such shares, the shares issuable hereunder shall be issued or delivered delivered, if (ia) such shares have not been admitted to listing upon official notice of issuance on each stock exchange or other market upon which shares of that class are then listed or (iib) in the opinion of counsel to the Company, such exercisability, issuance or delivery would cause the Company to be in violation of or to incur liability under any federal, state or other securities law, or any requirement of any stock exchange or other market listing agreement to which the Company is a party, or any other requirement of or law or of any administrative or regulatory body having jurisdiction over the Company.

Appears in 2 contracts

Samples: Stock Option Agreement (Paula Financial), Stock Option Agreement (Paula Financial)

Stock Exchange Requirements; Applicable Laws. Notwithstanding anything -------------------------------------------- to the contrary in this Agreement, no shares of stock purchased upon exercise of the Option, and no certificate representing all or any part of such shares, shall be issued or delivered if (ia) such shares have not been admitted to listing upon official notice of issuance on each stock exchange or other market upon which shares of that class are then listed or (iib) in the opinion of counsel to the Company, such issuance or delivery would cause the Company to be in violation of or to incur liability under any federal, state or other securities law, or any requirement of any stock exchange or other market listing agreement to which the Company is a party, or any other requirement of law or of any administrative or regulatory body having jurisdiction over the Company.

Appears in 2 contracts

Samples: Nonqualified Stock Option Agreement (Hawaiian Airlines Inc/Hi), Incentive Stock Option Agreement (Standard Pacific Corp /De/)

Stock Exchange Requirements; Applicable Laws. Notwithstanding anything to the contrary in this Agreement, no shares of stock purchased upon exercise of the Option, and no certificate representing all or any part of such shares, shall be issued or delivered if (ia) such shares have not been admitted to listing upon official notice of issuance on of each stock exchange or other market upon which shares of that class are then listed or (iib) in the opinion of counsel to the Company, such issuance or delivery would cause the Company to be in violation of or to incur liability under any federal, state or other securities law, or any requirement of any stock exchange or other market listing agreement to which the Company is a party, or any other requirement of law or of any administrative or regulatory body having jurisdiction over the Company.

Appears in 2 contracts

Samples: Incentive Stock Option Agreement (20th Century Industries), Incentive Stock Option Agreement (21st Century Insurance Group)

Stock Exchange Requirements; Applicable Laws. Notwithstanding anything to the contrary in this Option Agreement, no shares of stock purchased upon exercise of the Option, and no certificate representing all or any part of such shares, shall be issued or delivered if (ia) such shares have not been admitted to listing upon official notice of issuance on of each stock exchange or other market upon which shares of that class are then listed or (iib) in the opinion of counsel to the Company, such issuance or delivery would cause the Company to be in violation of or to incur liability under any federal, state or other securities law, or any requirement of any stock exchange or other market listing agreement to which the Company is a party, or any other requirement of law or of any administrative or regulatory body having jurisdiction over the Company.

Appears in 2 contracts

Samples: Non Qualified Stock Option Agreement (21st Century Insurance Group), Incentive Stock Option Agreement (21st Century Insurance Group)

Stock Exchange Requirements; Applicable Laws. Notwithstanding anything to the contrary in this Agreement, no shares of stock purchased upon exercise of the Option, and no certificate representing all or any part of such shares, shall be issued or delivered if (ia) such shares have not been admitted to listing upon official notice of issuance on each stock exchange or other market upon which shares of that class are then listed listed, or (iib) in the opinion of counsel to the Company, such issuance or delivery would cause the Company to be in violation of or to incur liability under any federal, state or other securities law, or any requirement of any stock exchange or other market listing agreement to which the Company is a party, or any other requirement of law or of any administrative or regulatory body having jurisdiction over the Company.

Appears in 2 contracts

Samples: Stock Option Agreement (Youbet Com Inc), Incentive Stock Option Agreement (Youbet Com Inc)

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Stock Exchange Requirements; Applicable Laws. Notwithstanding -------------------------------------------- anything to the contrary in this Agreement, no shares of stock purchased upon exercise of the Option, and no certificate representing all or any part of such shares, shall be issued or delivered if (i) such shares have not been admitted to listing upon official notice of issuance on each stock exchange or other market upon which shares of that class are then listed or (ii) in the opinion of counsel to the Company, such issuance or delivery would cause the Company to be in violation of or to incur liability under any federal, state or other securities law, or any requirement of any stock exchange or other market listing agreement to which the Company is a party, or any other requirement of law or of any administrative or regulatory body having jurisdiction over the Company.

Appears in 1 contract

Samples: Qualified Stock Option Agreement (Keystone Automotive Industries Inc)

Stock Exchange Requirements; Applicable Laws. Notwithstanding anything to the contrary in this Agreement, no shares of stock purchased upon exercise of the Option, and no certificate representing all or any part of such shares, shall be issued or delivered if (ia) such shares have not been admitted to listing upon official notice of issuance on each stock exchange or other market upon which shares of that class are then listed or (iib) in the opinion of counsel to the Company, such issuance or delivery would cause the Company to be in violation of or to incur liability under any federal, state or other securities law, or any requirement of any stock exchange or other market listing agreement to which the Company is a party, or any other requirement of or law or of any administrative or regulatory body having jurisdiction over the Company.

Appears in 1 contract

Samples: Stock Option Agreement (Paula Financial)

Stock Exchange Requirements; Applicable Laws. Notwithstanding anything -------------------------------------------- any thing to the contrary in this Agreement, no shares of stock purchased upon exercise of the Option, and no certificate representing all or any part of such shares, shall be issued or delivered if (i) such shares have not been admitted to listing upon official notice of issuance on each stock exchange or other market upon which shares of that class are then listed or (ii) in the opinion of counsel to the Company, such issuance or delivery would cause the Company to be in violation of or to incur liability under any federal, state or other securities law, or any requirement of any stock exchange or other market listing agreement to which the Company is a party, or any other requirement of law or of any administrative or regulatory body having jurisdiction over the Company.

Appears in 1 contract

Samples: Stock Option Agreement (United Panam Financial Corp)

Stock Exchange Requirements; Applicable Laws. Notwithstanding -------------------------------------------- anything to the contrary in this Agreement, no shares of stock purchased upon exercise of the Option, and no certificate representing all or any part of such shares, shall be issued or delivered if (i) such shares have not been admitted to listing upon official notice of issuance on each stock exchange or other market upon which shares of that class are then listed or (ii) in the opinion of counsel to the Company, such issuance or delivery would cause the Company to be in violation of or to incur liability under any federal, state or other securities law, or any requirement of any stock exchange or other market listing agreement to which the Company is a party, or any other requirement of law or of any administrative or regulatory body having jurisdiction over the Company; provided, however, that the Company -------- will use commercially reasonable efforts to cause such shares to be so listed and such issuance and delivery to comply with any such law or requirement.

Appears in 1 contract

Samples: Employment Agreement (Tarrant Apparel Group)

Stock Exchange Requirements; Applicable Laws. Notwithstanding anything -------------------------------------------- to the contrary in this Agreement, no shares of stock purchased upon exercise of the Option, and no certificate representing all or any part of such shares, shall be issuable, issued or delivered if (ia) such shares have not been admitted to listing upon official notice of issuance on each stock exchange or other market upon which shares of that class are then listed or (iib) in the opinion of counsel to the Company, such issuance or delivery would cause the Company to be in violation of or to incur liability under any federal, state or other securities law, or any requirement of any stock exchange or other market listing agreement to which the Company is a party, or any other requirement of law or of any administrative or regulatory body having jurisdiction over the Company.

Appears in 1 contract

Samples: Non Qualified Stock Option Agreement (It Group Inc)

Stock Exchange Requirements; Applicable Laws. Notwithstanding anything -------------------------------------------- to the contrary in this Agreement, no shares of stock Common Stock purchased upon exercise of the Option, and no certificate representing all or any part of such shares, shall will be issued or delivered if (ia) such shares have not been admitted listed, subject to listing upon official notice of issuance issuance, on each stock exchange or other market upon which shares of that class are then listed or (iib) in the opinion of counsel to the Company, such issuance or delivery would cause the Company to be in violation of or to incur liability under any federal, state or other securities law, or any requirement of any stock exchange or other market listing agreement to which the Company is a party, or any other requirement of law or of any administrative or regulatory body having jurisdiction over the Company.

Appears in 1 contract

Samples: Qualified Stock Option Agreement (Metro-Goldwyn-Mayer Inc)

Stock Exchange Requirements; Applicable Laws. Notwithstanding anything to the contrary in this Agreement, no shares of stock purchased upon exercise of the Option, and no certificate representing all or any part of such shares, shall be issued or delivered if (ia) such shares have not been admitted to listing upon official notice of issuance on each stock exchange or other market upon which shares of that class are then listed or (iib) in the opinion of counsel to the Company, such issuance or delivery would cause the Company to be in violation of or to incur liability under any federal, state or other securities law, or any requirement of any stock exchange or other market listing agreement to which the Company is a party, or any other requirement of law or of any administrative or regulatory body having jurisdiction over the Company.

Appears in 1 contract

Samples: Stock Option Agreement (Astor Corp)

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