Common use of Statement Regarding Adjustments Clause in Contracts

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable shall be adjusted as provided in Section 13, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each Warrantholder at the address appearing in the Company’s records.

Appears in 66 contracts

Sources: Securities Purchase Agreement, Securities Purchase Agreement (Atlantic Capital Bancshares, Inc.), Placement Agreement

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable Share Number shall be adjusted as provided in Section 1312, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which this Warrant shall be exercisable Share Number after such adjustment, and the . The Company shall also deliver to the Warrant Agent a copy of such statement and shall cause a copy of such statement to be sent by mail, first class postage prepaid, or communicated to each Warrantholder at the address appearing in the Company’s recordsWarrantholders pursuant to Section 18.

Appears in 32 contracts

Sources: Warrant Agreement, Warrant Agreement, Warrant Agreement

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Warrant Shares into which this Warrant is exercisable shall be adjusted as provided in Section 13, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Warrant Shares into which this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each Warrantholder at the address appearing in the Company’s records.

Appears in 29 contracts

Sources: Warrant and Common Stock Agreement (Intel Corp), Warrant Agreement (Hawaiian Holdings Inc), Warrant Agreement (American Airlines, Inc.)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable Share Number shall be adjusted as provided in Section 1312, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which this Warrant shall be exercisable Share Number after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, or communicated to each Warrantholder at the address appearing in the Company’s recordsWarrantholders pursuant to Section 18.

Appears in 7 contracts

Sources: Warrant Agreement (Central European Media Enterprises LTD), Warrant Agreement (Central European Media Enterprises LTD), Warrant Agreement (Central European Media Enterprises LTD)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable shall be adjusted as provided in Section 1315, the Company shall forthwith file at the principal office of the Company cause a statement showing setting forth in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect facts upon which it is based and certifying the number of Shares into which this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement calculation thereof to be sent by mail, first class postage prepaid, delivered the Warrantholder as promptly as practicable after the event giving rise to each Warrantholder such adjustment at the address appearing in the Company’s recordsWarrant registry.

Appears in 7 contracts

Sources: Investment Agreement (Strategic Value Bank Partners LLC), Investment Agreement (First Foundation Inc.), Investment Agreement (First Foundation Inc.)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable shall be adjusted as provided in Section 13, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each Warrantholder at the address appearing in the Company’s records.

Appears in 6 contracts

Sources: Securities Agreement (Scio Diamond Technology Corp), Securities Agreement (Scio Diamond Technology Corp), Subordinated Note and Warrant Purchase Agreement (First Community Corp /Sc/)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Warrant Shares into which this Warrant is exercisable shall be adjusted as provided in this Section 13, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Warrant Shares into which this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each Warrantholder at the address appearing in the Company’s records.

Appears in 6 contracts

Sources: Warrant Agreement (Mesa Air Group Inc), Warrant Agreement (Mesa Air Group Inc), Warrant Agreement (Mesa Air Group Inc)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which issuable upon exercise of this Warrant is exercisable shall be adjusted as provided in Section 13, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which issuable upon exercise of this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each Warrantholder at the address appearing in the Company’s records.

Appears in 5 contracts

Sources: Securities Purchase Agreement (Bancorp 34, Inc.), Securities Purchase Agreement (Pathfinder Bancorp, Inc.), Warrant Agreement (Pathfinder Bancorp, Inc.)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable shall be adjusted as provided in Section 1312, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each Warrantholder Holder at the address appearing in the Company’s records.

Appears in 5 contracts

Sources: Warrant to Purchase Common Stock (Giga Tronics Inc), Warrant Agreement (Giga Tronics Inc), Securities Purchase Agreement (Giga Tronics Inc)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which issuable upon exercise of this Warrant is exercisable shall be adjusted as provided in Section 1312, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which issuable upon exercise of this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, delivered to each Warrantholder at the address appearing in accordance with the Company’s records.

Appears in 4 contracts

Sources: Securities Purchase Agreement (Republic First Bancorp Inc), Securities Purchase Agreement (Republic First Bancorp Inc), Securities Purchase Agreement (Republic First Bancorp Inc)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Warrant Shares into which this Warrant is exercisable shall be adjusted as provided in Section 1312, the Company Corporation shall forthwith file at the principal office of the Company prepare a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Warrant Shares into which this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, delivered to each the Warrantholder at the address appearing in the Company’s recordsas promptly as practicable.

Appears in 4 contracts

Sources: Warrant Agreement (Air Transport Services Group, Inc.), Warrant to Purchase Common Stock (Air Transport Services Group, Inc.), Investment Agreement (Air Transport Services Group, Inc.)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable shall be adjusted as provided in this Section 13, the Company shall forthwith file file, at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which this Warrant shall be exercisable after such adjustment, adjustment and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each Warrantholder at the address appearing in the Company’s 's records.

Appears in 4 contracts

Sources: Securities Purchase Agreement (Proxim Corp), Preferred Stock and Warrant Purchase Agreement (Avaya Inc), Securities Purchase Agreement (Proxim Corp)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable shall be adjusted as provided in this Section 13, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each the Warrantholder at the address appearing in the Company’s records.

Appears in 3 contracts

Sources: Securities Purchase Agreement (Ecb Bancorp Inc), Securities Purchase Agreement (Ecb Bancorp Inc), Securities Purchase Agreement (Ecb Bancorp Inc)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Common Shares into which this Warrant is exercisable shall be adjusted as provided in Section 1312, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such method used in arriving at the adjustment and the Exercise Price that shall be in effect and the number of Common Shares into which this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each Warrantholder the Holder at the address appearing in the Company’s records.

Appears in 3 contracts

Sources: Registration Rights Agreement (Greenrose Holding Co Inc.), Registration Rights Agreement (Greenrose Holding Co Inc.), Registration Rights Agreement (Greenrose Holding Co Inc.)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable shall be adjusted as provided in Section 1314, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each Warrantholder at the address appearing in the Company’s records.

Appears in 3 contracts

Sources: Warrant Agreement (Team Inc), Warrant Agreement (Team Inc), Securities Purchase Agreement (Team Inc)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable shall be adjusted as provided in Section 13, the Company Corporation shall forthwith file at the principal office of the Company Corporation a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which this Warrant shall be exercisable after such adjustment, and the Company Corporation shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each Warrantholder at the address appearing in the CompanyCorporation’s records.

Appears in 3 contracts

Sources: Securities Purchase Agreement (Bank of America Corp /De/), Securities Purchase Agreement (New York Times Co), Securities Purchase Agreement (General Electric Co)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which issuable upon exercise of this Warrant is exercisable shall be adjusted as provided in this Section 13, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which issuable upon exercise of this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each the Warrantholder at the address appearing in the Company’s records.

Appears in 3 contracts

Sources: Warrant Agreement (Third Coast Bancshares, Inc.), Investment Agreement (Third Coast Bancshares, Inc.), Warrant Agreement (Third Coast Bancshares, Inc.)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Warrant Shares into which this Warrant is exercisable shall be adjusted as provided in Section 1312, the Company shall forthwith file at the principal office of the Company promptly prepare a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Warrant Shares into which this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, delivered to each the Warrantholder at as promptly as practicable after the address appearing in event giving rise to the Company’s recordsadjustment.

Appears in 3 contracts

Sources: Warrant Agreement (Plug Power Inc), Transaction Agreement (Plug Power Inc), Transaction Agreement (Plug Power Inc)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable shall be adjusted as provided in this Section 13, the Company shall forthwith file at the principal office Designated Office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each Warrantholder at the address appearing in the Company’s records.

Appears in 2 contracts

Sources: Investment Agreement (NewStar Financial, Inc.), Investment Agreement (NewStar Financial, Inc.)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Warrant Shares into which this Warrant is exercisable shall be adjusted as provided in this Section 1312, the Company shall forthwith file at the principal office of the Company prepare a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Warrant Shares into which this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, delivered to each Warrantholder at the address appearing in the Company’s recordsas promptly as practicable.

Appears in 2 contracts

Sources: Share and Warrant Purchase Agreement (Gogoro Inc.), Sales and Purchase Agreement (Cango Inc.)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Warrant Shares into which this Warrant is exercisable shall be adjusted as provided in Section 1311, the Company shall forthwith file at the principal office of the Company promptly prepare a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Warrant Shares into which this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, delivered to each the Warrantholder at as promptly as practicable after the address appearing in event giving rise to the Company’s recordsadjustment.

Appears in 2 contracts

Sources: Warrant Agreement (Affirm Holdings, Inc.), Warrant Agreement (Clean Energy Fuels Corp.)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Warrant Shares into which this Warrant is exercisable shall be adjusted as provided in Section 1312, the Company Corporation shall forthwith file at the principal office of the Company prepare a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Warrant Shares into which this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, delivered to each Warrantholder at the address appearing in the Company’s recordsas promptly as practicable.

Appears in 2 contracts

Sources: Framework Agreement (Amerisourcebergen Corp), Framework Agreement (Walgreen Co)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable Share Number shall be adjusted as provided in this Section 1312, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which this Warrant shall be exercisable Share Number after such adjustment, and the Company shall also deliver a copy of such statement to the Warrant Agent and cause a copy of such statement to be sent by mail, first class postage prepaid, or communicated to each Warrantholder at the address appearing in the Company’s recordsWarrantholders pursuant to Section 18.

Appears in 2 contracts

Sources: Warrant Agreement (Sears Holdings Corp), Warrant Agreement (Sears Holdings Corp)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable Share Number shall be adjusted as provided in Section 1312, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which this Warrant shall be exercisable Share Number after such adjustment, and the . The Company shall also deliver to the Warrant Agent a copy of such statement and shall cause a copy of such statement to be sent by mail, first class postage prepaid, or communicated to each Warrantholder at the address appearing in the Company’s records.Warrantholders pursuant to Section 18.‌‌‌‌

Appears in 1 contract

Sources: Warrant Agreement

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable shall be adjusted as provided in this Section 13, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each Warrantholder at the address appearing in the Company’s records.

Appears in 1 contract

Sources: Funding Agreement (Hilltop Holdings Inc.)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable shall be adjusted as provided in Section 13, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each the Warrantholder at the address appearing in the Company’s 's records.

Appears in 1 contract

Sources: Investment Agreement (Gottschalks Inc)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable shall be adjusted as provided in Section 13, the Company Corporation shall forthwith file at the principal office of the Company Corporation a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which this Warrant shall be exercisable after such adjustment, and the Company Corporation shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each the Warrantholder at the address appearing in the CompanyCorporation’s records.

Appears in 1 contract

Sources: Securities Purchase Agreement (Velocity Financial, Inc.)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable shall be adjusted as provided in Section 1313 herein, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which issuable upon the exercise of this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each Warrantholder at the address appearing in the Company’s records.

Appears in 1 contract

Sources: Investment Agreement (Sophiris Bio Inc.)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable shall be adjusted as provided in Section 13, the Company shall forthwith file file, at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which this Warrant shall be exercisable after such adjustment, adjustment and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each Warrantholder at the address appearing in the Company’s 's records.

Appears in 1 contract

Sources: Purchase Agreement (Eex Corp)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable shall be adjusted as provided in this Section 1312, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each Warrantholder at the address appearing in the Company’s records.

Appears in 1 contract

Sources: Investment Agreement (United Western Bancorp Inc)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Warrant Shares into which this Warrant is exercisable shall be adjusted as provided in this Section 13, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Warrant Shares into which this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each Warrantholder at the address appearing in the Company’s records.

Appears in 1 contract

Sources: Share Exchange Agreement (United Community Banks Inc)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable shall be adjusted as provided in Section 1314, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which this Warrant shall be exercisable after such adjustment, and the Company shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each the Warrantholder at the address appearing in the Company’s 's records.

Appears in 1 contract

Sources: Investment Agreement (Gottschalks Inc)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable Share Number shall be adjusted as provided in Section 1312, the Company shall forthwith file at the principal office of the Company a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which this Warrant shall be exercisable Share Number after such adjustment, and the . The Company shall also deliver to the Warrant Agent a copy of such statement and shall cause a copy of such statement to be sent by mail, first class postage prepaid, or communicated to each Warrantholder at the address appearing in the Company’s recordsWarrantholders pursuant to Section 19.

Appears in 1 contract

Sources: Warrant Agreement (Mercantile Bancorp, Inc.)

Statement Regarding Adjustments. Whenever the Exercise Price or the number of Shares into which this Warrant is exercisable shall be adjusted as provided in Section 1312, the Company Corporation shall forthwith file at the principal office of the Company Corporation a statement showing in reasonable detail the facts requiring such adjustment and the Exercise Price that shall be in effect and the number of Shares into which this Warrant shall be exercisable after such adjustment, and the Company Corporation shall also cause a copy of such statement to be sent by mail, first class postage prepaid, to each Warrantholder at the address appearing in the Company’s recordsWarrantholder.

Appears in 1 contract

Sources: Stock Purchase Agreement (Hollywood Media Corp)