Shareholder Access. Setup and Maintenance • Setup and branding of Standard Pages [1] - $7,500 per occurrence [2] Standard Pages are branded to include the name of the Fund group and the Fund logo. Design and layout of the standard pages are subject to change. Fees • Shareholder Access Fee - $12,000 per year • Clerical/Maintenance Transactions - $0.75 each • Financial Transactions - $0.40 each • Inquiry - $0.05 each • New Accounts - $1.90 each
Shareholder Access. Setup and Maintenance • Setup and branding of Standard Pages [2] - $5,000 per occurrence
Shareholder Access. I Setup and Maintenance Setup and Branding of Standard Pages [2] -$7,500 [2] Standard pages are branded to include the name of the Fund group and the Fund logo. Design and layout of the standard pages are subject to change. IIFees Annual Shareholder Access - per site -$12,000 Annual Shareholder Access - per site -$12,000 Clerical/Maintenance Transactions Financial Transactions Inquiry New Accounts -$0.75 each -$0.40 each -$0.05 each -$1.90 each Clerical/Maintenance Transactions Financial Transactions Inquiry New Accounts -$0.75 each -$0.40 each -$0.05 each -$1.90 each E-DELIVERY I Setup and Maintenance Electronic Statement Setup -$3,500 I Setup and Maintenance Electronic Statement Setup -$3,500 IIFees Electronic statement/confirmation creation, delivery, tracking and retention Electronic delivery and tracking of material -$0.30 per statement, minimum $250 per statement cycle -$500 per instance, plus $0.30 per electronic delivery CONVERSION AND NEW FUND SET-UP FEE SCHEDULE INew Fund Start-Up/Existing Fund Conversion Fee
Shareholder Access. Purchaser shall afford to Shareholder, his agents, attorneys and accountants, reasonable access from time to time during normal business hours throughout the period of six (6) years after the Closing Date, to Fireline's books and records (including printouts or electronic records of records kept on applicable computer files) and shall permit such Persons to make copies thereof, relating to the Business and the Fireline Assets for the purpose of filing, amending or defending Shareholder's tax returns or defending or prosecuting any claim, action or litigation (other than any claim, action or litigation against Purchaser, in which case same shall be subject to the provisions of Section 11.04 of this Agreement).
Shareholder Access. I Setup and Maintenance • Setup and Branding of Standard Pages [2] - $7,500
Shareholder Access. I Setup and Maintenance • Setup and Branding of Standard Pages [1] • Annual Site Maintenance - $3,500 - $2,500 [1] Standard pages are branded to include the name of the Fund Family and the Fund logo. Design and layout of the standard pages are subject to change. II Base Fees Number of Shareholder Accounts Monthly Rate w/o Trading Monthly Rate with Trading 0 – 5,000 $500 $1000 5,001 – 7,500 $1000 $1500 7,501 and up $1500 plus $0.15 per account over 7,500 $2000 plus $0.25 per account over 7,500 Optional Charges • Electronic statements set-up • Electronic statement creation, delivery and tracking • Electronic delivery and tracking of material • Institutional/Broker-Dealer “My Account” system - $2,500 plus $1.00 per enrollment - $0.50 per statement, minimum $250 per cycle - $500 per instance, plus $0.50 per electronic delivery - Base fees plus $200 per month
Shareholder Access. Each of the Shareholders and its authorized representatives will, upon reasonable advance notice and at their own risk and expense, have free access to examine the Property and other assets of the Company and the Subsidiary and their respective books of account and corporate and other records.
Shareholder Access. I SETUP AND MAINTENANCE ------------------------------------------------------------------ - Setup and Branding of Standard Pages [2] - $7,500 [2] Standard pages are branded to include the name of the Fund group and the Fund logo. Design and layout of the standard pages are subject to change. II FEES ----------------------------------------------------------------- - Annual Shareholder Access - per site - $12,000 - Clerical/Maintenance Transactions - $0.75 each - Financial Transactions - $0.40 each - Inquiry - $0.05 each - New Accounts - $1.90 each E-DELIVERY I SETUP AND MAINTENANCE ------------------------------------------------------------- - Electronic Statement Setup - $3,500 II FEES ------------------------------------------------------------- - Electronic statement/confirmation creation, - $0.30 per statement, minimum $250 per statement cycle delivery, tracking and retention - Electronic delivery and tracking of material - $500 per instance, plus $0.30 per electronic delivery EXHIBIT D to Mutual Fund Services Agreement GENERAL DESCRIPTION OF THE HAS AML PROGRAM SERVICES The following is a general description of the HAS AML Program services HAS shall provide to the fund:
Shareholder Access. I Setup and Maintenance Setup and Branding of Standard Pages [2] -$7,500 [2] Standard pages are branded to include the name of the Fund group and the Fund logo. Design and layout of the standard pages are subject to change.
Shareholder Access. Setup and Maintenance Setup and branding of Standard Pages [1] - $6,000 [1] Standard Pages are branded to include the name of the Trust group and the Trust logo. Design and layout of the standard pages are subject to change.
