Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 391 contracts
Sources: Underwriting Agreement (Innovative Digital Investors Acquisition Corp.), Underwriting Agreement (Oceanhawk Acquisition Corp.), Underwriting Agreement (Innovative Digital Investors Acquisition Corp.)
Share Ownership. No Except as disclosed in the FINRA Questionnaires provided to the Representative, to the Company’s knowledge, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 185 contracts
Sources: Underwriting Agreement (Keystone Acquisition Corp.), Underwriting Agreement (Aperture AC), Underwriting Agreement (Energy Transition Special Opportunities)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 124 contracts
Sources: Underwriting Agreement (Wilco 63 Corp), Underwriting Agreement (FutureCorp Space Acquisition 1), Underwriting Agreement (Patriot Acquisition Corp./Ci)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market) (other than the Representative and its associated persons).
Appears in 45 contracts
Sources: Underwriting Agreement (Tribeca Strategic Acquisition Corp.), Underwriting Agreement (Forefront Tech Holdings Acquisition Corp), Underwriting Agreement (Forefront Tech Holdings Acquisition Corp)
Share Ownership. No Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledge, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 44 contracts
Sources: Underwriting Agreement (Columbus Circle Capital Corp III), Underwriting Agreement (Aeon Acquisition I Corp.), Underwriting Agreement (Armada Acquisition Corp. III)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 30 contracts
Sources: Underwriting Agreement (Hawks Acquisition Corp), Underwriting Agreement (Hawks Acquisition Corp), Underwriting Agreement (Hawks Acquisition Corp)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating Participating Member in the Offering (other than securities purchased on the open market).
Appears in 21 contracts
Sources: Underwriting Agreement (Integrated Energy Transition Acquisition Corp.), Underwriting Agreement (Virtuoso Acquisition Corp. 2), Underwriting Agreement (Battery Future Acquisition Corp.)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 10 contracts
Sources: Underwriting Agreement (Dune Acquisition Corp III), Underwriting Agreement (Proem Acquisition Corp. I), Underwriting Agreement (Proem Acquisition Corp. I)
Share Ownership. No Other than the Individual Purchasers, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 7 contracts
Sources: Underwriting Agreement (DISCIPLINED GROWTH ACQUISITION Corp), Underwriting Agreement (DISCIPLINED GROWTH ACQUISITION Corp), Underwriting Agreement (DISCIPLINED GROWTH ACQUISITION Corp)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities securities, or any indirect beneficial owner (including the Insiders) of 10% or more of any class thereof, is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 6 contracts
Sources: Underwriting Agreement (InterPrivate Investment Partners V, Inc.), Underwriting Agreement (InterPrivate Investment Partners V, Inc.), Underwriting Agreement (Aldabra 4 Liquidity Opportunity Vehicle, Inc.)
Share Ownership. No Except with respect to the Representative Shares, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 6 contracts
Sources: Underwriting Agreement (CE Energy Acquisition Corp.), Underwriting Agreement (TG Venture Acquisition Corp.), Underwriting Agreement (TG Venture Acquisition Corp.)
Share Ownership. No To the knowledge of the Company after due inquiry, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 6 contracts
Sources: Underwriting Agreement (JAB Acquisition Corp I), Underwriting Agreement (JAB Acquisition Corp I), Underwriting Agreement (Shreya Acquisition Group)
Share Ownership. No Except with respect to the Representative S▇▇▇▇▇, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 5 contracts
Sources: Underwriting Agreement (Love & Health LTD), Underwriting Agreement (AI Transportation Acquisition Corp), Underwriting Agreement (AI Transportation Acquisition Corp)
Share Ownership. No To the Company’s knowledge, assuming reasonable inquiry, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 5 contracts
Sources: Underwriting Agreement (Collective Acquisition Corp. II), Underwriting Agreement (Collective Acquisition Corp. II), Underwriting Agreement (Collective Acquisition Corp. II)
Share Ownership. No Other than the Individual Purchasers, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 4 contracts
Sources: Underwriting Agreement (StoneBridge Acquisition II Corp), Underwriting Agreement (StoneBridge Acquisition II Corp), Underwriting Agreement (StoneBridge Acquisition II Corp)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares stock or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 4 contracts
Sources: Underwriting Agreement (Pivotal Investment Corp II), Underwriting Agreement (Pivotal Investment Corp II), Underwriting Agreement (Pivotal Acquisition Corp)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including except as disclosed in the InsidersRegistration Statement) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of Participating FINRA participating in the Offering Member (other than securities purchased on the open market).
Appears in 3 contracts
Sources: Underwriting Agreement (IB Acquisition Corp.), Underwriting Agreement (IB Acquisition Corp.), Underwriting Agreement (IB Acquisition Corp.)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities securities, other than any individual listed on Schedule C hereto, is an owner of shares or other securities of any member of FINRA participating Participating Member in the Offering (other than securities purchased on the open market).
Appears in 3 contracts
Sources: Underwriting Agreement (Atlantic Coastal Acquisition Corp. II), Underwriting Agreement (Atlantic Coastal Acquisition Corp. II), Underwriting Agreement (Atlantic Coastal Acquisition Corp. II)
Share Ownership. No Other than as disclosed to the Representative, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 3 contracts
Sources: Underwriting Agreement (EF Hutton Acquisition Corp I), Underwriting Agreement (EF Hutton Acquisition Corp I), Underwriting Agreement (EF Hutton Acquisition Corp I)
Share Ownership. No Except as otherwise disclosed in the Registration Statement, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market) (other than the Representative and its associated persons).
Appears in 3 contracts
Sources: Underwriting Agreement (Chenghe Acquisition III Co.), Underwriting Agreement (Chenghe Acquisition III Co.), Underwriting Agreement (Chenghe Acquisition III Co.)
Share Ownership. No To the Company’s knowledge, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 3 contracts
Sources: Underwriting Agreement (Maywood Acquisition Corp. 2), Underwriting Agreement (Maywood Acquisition Corp. 2), Underwriting Agreement (Maywood Acquisition Corp. 2)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market).
Appears in 3 contracts
Sources: Underwriting Agreement (Brava Acquisition Corp), Underwriting Agreement (McKinley Acquisition Corp), Underwriting Agreement (McKinley Acquisition Corp)
Share Ownership. No To the Company’s knowledge, after due inquiry, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 2 contracts
Sources: Underwriting Agreement (Pine Tree Acquisition Corp.), Underwriting Agreement (One Universe Acquisition Corp)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s 's unregistered securities is an owner of shares or other securities of any member of FINRA participating Participating Member in the Offering (other than securities purchased on the open market).
Appears in 2 contracts
Sources: Underwriting Agreement (Arbor Rapha Capital Bioholdings Corp. I), Underwriting Agreement (Arbor Rapha Capital Bioholdings Corp. I)
Share Ownership. No officer or director or to the Company's knowledge, any other direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 2 contracts
Sources: Underwriting Agreement (Rosecliff Acquisition Corp I), Underwriting Agreement (Kludein I Acquisition Corp)
Share Ownership. No Except with respect to the UPO Securities, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 2 contracts
Sources: Underwriting Agreement (AA Mission Acquisition Corp.), Underwriting Agreement (AA Mission Acquisition Corp.)
Share Ownership. No Other than G▇▇▇▇ ▇▇▇▇▇, C▇▇▇▇ ▇▇▇▇▇▇▇▇, C▇▇▇▇ ▇▇▇▇▇▇▇▇▇, T▇▇ ▇▇▇▇▇▇▇, T▇▇ ▇▇▇▇▇▇▇ and J▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 2 contracts
Sources: Underwriting Agreement (CA Healthcare Acquisition Corp.), Underwriting Agreement (CA Healthcare Acquisition Corp.)
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market)..
Appears in 1 contract
Sources: Underwriting Agreement (ITHAX Acquisition Corp III)
Share Ownership. No To the Company’s knowledge, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering Participating Member (other than securities purchased on the open market) (other than the Representative and its associated persons).
Appears in 1 contract
Share Ownership. No officer or director or to the Company’s knowledge, any other direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 1 contract
Sources: Underwriting Agreement (Kludein I Acquisition Corp)
Share Ownership. No Except with respect to the Representative ▇▇▇▇▇▇, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 1 contract
Share Ownership. No officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities sccuritics purchased on the open market).
Appears in 1 contract
Sources: Underwriting Agreement (Industrial Human Capital, Inc.)
Share Ownership. No Other than with respect to the Representative Shares, no officer or director or any direct or indirect beneficial owner (including the Insiders) of any class of the Company’s unregistered securities is an owner of shares or other securities of any member of FINRA participating in the Offering (other than securities purchased on the open market).
Appears in 1 contract