SHARE DEALING Sample Clauses
The SHARE DEALING clause governs the buying, selling, or transferring of shares in a company by its shareholders or other parties. It typically outlines the procedures and restrictions for share transactions, such as requirements for board approval, pre-emption rights for existing shareholders, or limitations on transfers to third parties. This clause ensures that share ownership changes are controlled and transparent, helping to maintain stability in the company's ownership structure and prevent unwanted parties from acquiring shares.
SHARE DEALING.
6.1 The Director must not deal in the Company’s Securities if she is a party to, or is aware of, negotiations relating to transactions which may be regarded as inside information or notifiable until a public announcement has been made. If the Director is not a party to such negotiations, she must not deal in the Company’s Securities for a similar period provided that she has been informed there may be inside information or of a price sensitive nature. The Director shall also comply with where relevant with all laws and regulations from time to time in force in Hong Kong, including but not limited to the Companies Ordinance, the Companies Law, the SFO, the Listing Rules and the Model Code for Securities Transactions by Directors of Listed Issuers under Appendix 10 to the Listing Rules in relation to dealings in the Company's Securities.
6.2 The Director must not deal in the Company’s Securities during the period of 60 days immediately preceding the publication date of the annual results and during the period of 30 days immediately preceding the publication date of the quarterly results (if any) and half-year results or, if shorter, the period from the end of the relevant financial period up to the publication date of the results. In any event the Director must not deal in the Company’s Securities without first notifying the Chairman of the Board (or another Director appointed for such purpose) and receiving a dated written acknowledgement within five business days (as defined in the Listing Rules) of the notice.
6.3 The dealing restrictions imposed on the Director apply equally to any dealings by her spouse or by or on behalf of any minor child (natural or adopted) and any other dealings in which for the purpose of Part XV of the SFO (or such other applicable laws and regulations in force from time to time) she is or is to be treated as interested. They should also be extended to investment managers managing any of the Director’s funds whether or not they have discretion as to the investment of such funds.
6.4 The Director in possession of confidential inside information must not counsel or procure dealing in Securities listed on the Exchange.
SHARE DEALING. Globe Invest acknowledges and agrees to make its Authorised Recipients aware (to the extent they are provided with Confidential Information), that the Confidential Information is given and any negotiations are taking place in confidence, and that the proposed Transaction and some or all of the Confidential Information may be inside information for the purposes of Part V of the Criminal Justice Act 1993 (the “CJA”) and the Market Abuse Regulation (EU) No. 596/2014 as it forms part of domestic law by virtue of the European Union (Withdrawal) Act 2018 (“UK MAR”) and that none of Globe Invest or its respective Authorised Recipients should:
(a) deal in securities that are price-affected securities (as defined in the CJA) on the basis of the inside information, encourage another person to deal in the price-affected securities or disclose the inside information except as permitted by the CJA or UK MAR before the inside information is made public;
(b) engage or attempt to engage in insider dealing (as defined in UK MAR), recommend that another person engage in insider dealing or induce another person to engage in insider dealing on the basis of any inside information;
(c) unlawfully disclose any inside information (as defined in UK MAR); or
(d) engage or attempt to engage in behaviour based on any inside information which would amount to market manipulation (as defined in UK MAR).
SHARE DEALING. Safecap acts as agent for cash equities. All orders in cash equities are executed on venue. Safecap’s main execution venues for Cash Equities are set out below. The entities listed in these tables are subject to change without notice.
SHARE DEALING. 14.1 The Executive shall as applicable comply, and shall procure that his spouse or partner and minor children shall comply, with all applicable rules of law stock exchange regulations and codes of conduct of the Company and any Group Company for the time being in force in relation to dealings in shares debentures or other securities of the Company or any Group Company or any unpublished price sensitive information affecting the securities of any other company (provided that the Executive shall be entitled to exercise any options granted to him under any share option scheme established by the Company or any Group Company subject to the rules of any such scheme and any other rules for the time being in force in relation to exercise of options under such scheme).
SHARE DEALING. 20.1 The Executive shall not deal in any listed securities of the Company or any Associated Company save as permitted by law for the time being related thereto and to any code relating to dealings in listed securities of the Company which may be adopted by the Board from time to time.
SHARE DEALING. The Executive shall comply where relevant with every rule of law, every regulation of the London Stock Exchange Limited and every regulation of the Company from time to time in force in relation to dealings in shares, debentures or other securities of the Company or any Associated Company and unpublished price sensitive information affecting the shares, debentures, or other securities of any other company PROVIDED THAT in relation to overseas dealings the Executive shall also comply with all laws of the state and all regulations of the stock exchange, market and dealing system in which such dealings take place.
SHARE DEALING. 21.1 The Executive shall not deal in any listed securities of the Company or any Associated Company save as permitted by:
(a) the provisions of the Company Securities (Insider Dealing) Act 1985 (as amended from time to time);
(▇) ▇▇▇ ▇▇▇▇▇ ▇▇▇▇ ▇or Securities Transactions by Executives of Listed Companies issued by The Stock Exchange (as amended from time to time); and
(c) any code relating to dealings in listed securities of the Company which may be adopted by the Board from time to time.
21.2 Copies of an explanatory note on the Company Securities (Insider Dealing ) Act, 1985 and the Model Code for Securities Transactions by Executives of Listed Companies issued by The Stock Exchange and copies of any such code as is mentioned at clause 19.1(c) above can be obtained upon request from the Secretary of the Company.
21.3 The Executive will furnish promptly to the Secretary of the Company and/or any relevant Associated Company written particulars of any share transaction which are requested to be notified in accordance with the provisions of Section 324 of the Companies Act, 1985 details of which can be obtained upon request from the Secretary of the Company.
SHARE DEALING. We enable you to trade Cash Equities through our Share-Dealing platform. Safecap acts as an agent with respect to cash equity trades with its clients. We quote a two-way price for each Equity, consisting of the Bid and Ask prices, the difference between the two being the Spread. Safecap does not add any markups to the derived pricing. All the prices are derived from regulated stock exchanges and the execution venues selection is based on the assessment of the execution factors concerning clients’ orders; please refer to section