Common use of Services to be Rendered by the Sub-Adviser to the Trust Clause in Contracts

Services to be Rendered by the Sub-Adviser to the Trust. a. Subject to the oversight and supervision of the Trust’s Board of Trustees (the “Board”) and the Adviser, and subject to the other provisions of this Agreement, the Sub-Adviser will provide a continuous investment program relating to the Trust’s Option Strategy. Subject to approval of the Board and notice to the Sub-Adviser, the Adviser, or any of its affiliates, retains complete authority immediately to assume direct responsibility for any function delegated to the Sub-Adviser under this Agreement. Subject to the foregoing, the Sub-Adviser will provide options investment research and conduct a continuous program of options evaluation, investment, sales and reinvestment of the Trust’s assets by determining the options strategy that the Trust shall pursue, including which options shall be purchased, entered into, sold, closed or exchanged for the Trust, when these transactions should be executed, and, consulting with the Adviser and any other sub-adviser to the Trust, regarding the portion of the assets of the Trust against which options will be written. The Sub-Adviser will provide the services under this Agreement in accordance with the Trust’s investment objective or objectives, policies, and restrictions as stated in the Trust’s Registration Statement filed with the Securities and Exchange Commission (“SEC”), as amended (the “Registration Statement”) as they relate to the Option Strategy, copies of which shall be sent to the Sub-Adviser by the Adviser prior to the commencement of this Agreement and promptly following any such amendment. In addition, the Adviser has furnished, or will cause to be furnished (or shall, as such documents become available or are amended, promptly furnish or cause to be furnished) to the Sub-Adviser copies of each of the following:

Appears in 14 contracts

Samples: Advisory Agreement (John Hancock Tax-Advantaged Global Shareholder Yield Fund), Investment Sub Advisory Agreement (John Hancock Tax-Advantaged Global Shareholder Yield Fund), Sub Advisory Agreement (John Hancock Tax-Advantaged Dividend Income Fund)

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Services to be Rendered by the Sub-Adviser to the Trust. a. (a) Subject always to the control of the Trustees of the Trust and to such policies as the Trustees may determine, and to the oversight and supervision of the Trust’s Board Manager, the Sub-Adviser will, at its expense, furnish continuously an investment program for each series of Trustees the Trust listed from time to time on Schedule A to this Agreement (each a “Fund” and, collectively, the “BoardFunds”) and will make investment decisions on behalf of each Fund and place all orders for the Adviserpurchase and sale of portfolio securities or other investments (together, and subject to “Investments”) for each Fund. In the other provisions performance of this Agreementits duties, the Sub-Adviser will provide a continuous investment program relating to comply with (i) the Trust’s Option Strategy. Subject to approval provisions of the Board Agreement and notice to the Sub-Adviser, the Adviser, or any Declaration of its affiliates, retains complete authority immediately to assume direct responsibility for any function delegated to the Sub-Adviser under this Agreement. Subject to the foregoing, the Sub-Adviser will provide options investment research and conduct a continuous program of options evaluation, investment, sales and reinvestment Trust of the Trust’s assets by determining , as amended or restated (the options strategy that “Declaration”) and the Trust shall pursue, including which options shall be purchased, entered into, sold, closed or exchanged for Bylaws of the Trust, when these transactions should be executedas amended or restated (the “Bylaws”), and, consulting with the Adviser and any other sub-adviser to the Trust, regarding the portion of the assets of the Trust against which options will be written. The Sub-Adviser will provide the services under this Agreement in accordance with the Trusteach Fund’s stated investment objective or objectives, policies, policies and restrictions as stated set forth in the Trust’s Registration Statement its prospectus(es), including any summary prospectus, and statement of additional information, each as amended or supplemented, and as then in effect and filed with the Securities and Exchange Commission (collectively, the SECProspectus)) and (ii) with such other policies that the Trustees of the Trust or the Manager, as amended (the “Registration Statement”) case may be, may from time to time determine as they relate to the Option Strategy, copies of which shall be sent promptly as practicable after such policies have been communicated to the Sub-Adviser by the in writing. The Sub-Adviser prior shall make its officers and employees available to the commencement Manager from time to time at the reasonable request of this Agreement the Manager to review the investment policies and promptly following any strategies of each Fund and to consult with the Manager regarding the investment affairs of each Fund. The Sub-Adviser shall also render to the Trustees of the Trust such amendment. In addition, periodic and special reports as the Adviser has furnished, Trustees or will cause the Manager reasonably request with respect to be furnished (or shall, as such documents become available or are amended, promptly furnish or cause matters relating to be furnished) to the performance of the Sub-Adviser copies of each of the following:Adviser’s services and duties under this Agreement.

Appears in 2 contracts

Samples: Sub Advisory Agreement (Ashmore Funds), Sub Advisory Agreement (Ashmore Funds)

Services to be Rendered by the Sub-Adviser to the Trust. a. A. Subject to the oversight supervision and supervision direction of the Trust’s Board of Trustees (the “Board”) and or the Adviser, and subject to the other provisions of this Agreement, the Sub-Adviser will provide (a) act in strict conformity with the Trust’s Declaration of Trust, the Trust’s By-Laws, the Investment Company Act of 1940, as amended (the “1940 Act”) and the Advisers Act; (b) manage the Fund and furnish a continuous continual investment program relating for the Fund in accordance with the Fund’s investment objective and policies as described in the Fund’s Prospectus and Statement of Additional Information; (c) make investment decisions for the Fund; (d) provide the Fund with investment research and statistical data, advice and supervision, data processing and clerical services; (e) provide supervision of Fund assets and shall determine from time to time what investments and securities will be purchased for the Fund, what securities will be held or sold by the Fund, and what securities will be invested or held un-invested as cash; and (f) provide asset allocations and investment policies to the Adviser and to the Trust’s Option Strategy, as requested. Subject to approval of the Board and notice to the Sub-Adviser, the Adviser, or any of its affiliates, retains complete authority immediately to assume direct responsibility for any function delegated to the Sub-Adviser under this Agreement. Subject to the foregoingIn addition, the Sub-Adviser will provide options investment research furnished to the Trust and conduct a continuous program of options evaluation, investment, sales and reinvestment of to the Trust’s assets by determining Adviser whatever statistical information the options strategy Trust or the Adviser may reasonably request with respect to the securities that the Trust shall pursue, including which options shall be purchased, entered into, sold, closed Fund may hold or exchanged for the Trust, when these transactions should be executed, and, consulting with the Adviser and any other sub-adviser to the Trust, regarding the portion of the assets of the Trust against which options will be writtencontemplate purchasing. The Sub-Adviser shall initially determine the identity and number of securities that will be applicable that day to redemption requests received for the Fund as may be necessary as a result of rebalancing adjustments and corporate action events (and may give directions to the Fund’s custodian with respect to such designations). Prior to the commencement of the Sub-Adviser’s services hereunder, the Adviser shall provide the services under this Agreement in accordance Sub-Adviser with current copies of the TrustFund’s investment objective Prospectus and Statement of Additional Information. The Adviser undertakes to provide the Sub-Adviser with copies or objectivesother written notice of any amendments, policies, and restrictions as stated in the Trust’s Registration Statement filed with the Securities and Exchange Commission (“SEC”), as amended (the “Registration Statement”) as they relate modifications or supplements to the Option Strategy, copies Fund’s Prospectus and Statement of which shall be sent Additional Information and the Sub-Adviser will not need to comply until a copy has been provided to the Sub-Adviser by the Adviser prior to the commencement of this Agreement and promptly following any such amendment. In addition, the Adviser has furnished, or will cause to be furnished (or shall, as such documents become available or are amended, promptly furnish or cause to be furnished) to the Sub-Adviser copies of each of the following:Adviser.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (ALPS Series Trust)

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Services to be Rendered by the Sub-Adviser to the Trust. a. (a) Subject always to the direction and oversight and supervision of the Trust’s Board Trustees of Trustees Premier Multi-Series VIT (the “BoardTrust) ), a Massachusetts business trust, and the Adviser, and subject to the other provisions of this AgreementManager, the Sub-Adviser will provide a continuous will, at its expense, either directly or through others selected by it, furnish continuously an investment program relating for each series of the Trust identified from time to time on Schedule A to this Agreement (each a “Portfolio” and together “Portfolios”) and will make investment decisions on behalf of the Portfolios and place all orders for the purchase and sale of portfolio securities or other investments. In the performance of its duties, the Sub-Adviser (1) will comply with the provisions of the Trust’s Option Strategy. Subject to approval Amended & Restated Agreement and Declaration of Trust (the Board “Agreement and notice to Declaration of Trust”) and Second Amended and Restated Bylaws, including any amendments or restatements thereto (upon receipt of such amendments or restatements by the Sub-Adviser), and the Adviserinvestment objectives, or any policies and restrictions of each Portfolio as set forth in its affiliates, retains complete authority immediately to assume direct responsibility for any function delegated current Prospectus(es) and Statement of Additional Information (copies of which were supplied by the Manager to the Sub-Adviser under this Agreement. Subject to the foregoing, the Sub-Adviser will provide options investment research and conduct a continuous program of options evaluation, investment, sales and reinvestment of the Trust’s assets by determining the options strategy that the Trust shall pursue, including which options shall be purchased, entered into, sold, closed or exchanged for the Trust, when these transactions should be executed, and, consulting with the Adviser and any other sub-adviser to the Trust, regarding the portion of the assets of the Trust against which options will be written. The Sub-Adviser will provide the services under this Agreement in accordance with the Trust’s investment objective or objectives, policies, and restrictions as stated in the Trust’s Registration Statement filed upon filing with the Securities and Exchange Commission (the “SEC”)), (2) will use its best efforts to safeguard and promote the welfare of each Portfolio and (3) will comply with other policies that the Trustees or the Manager, as amended (the “Registration Statement”) case may be, may from time to time determine as they relate to the Option Strategy, copies of which shall be sent promptly as practicable after such policies have been communicated to the Sub-Adviser by in writing. The Sub-Adviser and the Adviser prior Manager shall each make its officers and employees available to the commencement other from time to time at reasonable times to review the investment policies of this Agreement each Portfolio and promptly following to consult with each other and any such amendment. In addition, the Adviser has furnished, or will cause to be furnished (or shall, as such documents become available or are amended, promptly furnish or cause to be furnishedother sub-adviser(s) to the Sub-Adviser copies Portfolios regarding the investment affairs of each of the following:Portfolio.

Appears in 1 contract

Samples: Sub Advisory Agreement (Premier Multi-Series VIT)

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