Common use of SELECTED DEALER AND SELECTED AGENT AGREEMENTS Clause in Contracts

SELECTED DEALER AND SELECTED AGENT AGREEMENTS. The Company shall have the right to enter into selected dealer agreements with securities dealers of its choice (“selected dealers”) and selected agent agreements with depository institutions and other financial intermediaries of its choice (“selected agents”) for the sale of Units and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents. Selected dealers and selected agents shall resell Units at the public offering price(s) set forth in the Prospectus relating to the Units. Within the United States, the Company shall offer and sell Units only to selected dealers that are members in good standing of FINRA.

Appears in 5 contracts

Samples: Principal Underwriting Agreement (M Funds Trust), Principal Underwriting Agreement (Alaia Market Linked Trust), Principal Underwriting Agreement (Strategas Trust)

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SELECTED DEALER AND SELECTED AGENT AGREEMENTS. The Company EGD shall have the right to enter into selected dealer agreements with securities dealers of its choice (“selected dealers”) and selected agent agreements with depository institutions and other financial intermediaries of its choice (“selected agents”) for the sale of Units and to fix therein the portion of the sales charge, if any, that may be allocated to the selected dealers or selected agents. Selected dealers and selected agents shall resell Units at the public offering price(s) set forth in the Prospectus relating to the Units. Within the United States, the Company EGD shall offer and sell Units only to selected dealers that are members in good standing of FINRA.

Appears in 1 contract

Samples: Principal Underwriting Agreement (Equinox Trust)

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