Security Options. a. The underlying security; b. The price at which purchased or sold; c. The expiration date; d. The number of contracts; e. The exercise price; f. Whether the transaction is an opening, exercising, expiring or closing transaction; g. Whether the transaction involves a put or call; h. Whether the option is written or purchased; i. Market on which option traded; j. Name and address of the broker or dealer through whom the sale or purchase was made.
Appears in 19 contracts
Sources: Custody Agreement (Seligman Growth Fund Inc), Custody Agreement (Pilgrim America Prime Rate Trust), Custody Agreement (Seligman Pennsylvania Municipal Fund Series)
Security Options. a. The underlying security;
b. The price at which purchased or sold;
c. The expiration date;
d. The number of contracts;
e. The exercise price;
f. Whether the transaction is an opening, exercising, expiring or closing transaction;
g. Whether the transaction involves a put or call;
h. Whether the option is written or purchased;
i. Market on which option traded;; and
j. Name and address of the broker or dealer through whom the sale or purchase was made.
Appears in 9 contracts
Sources: Custody and Investment Accounting Agreement (Crabbe Huson Small Cap Fund), Custody and Investment Accounting Agreement (State Bond U S Government Securities Fund Inc), Custody and Investment Accounting Agreement (Seligman Value Fund Series Inc)
Security Options. a. The underlying security;
; b. The price at which purchased or sold;
; c. The expiration date;
; d. The number of contracts;
; e. The exercise price;
; f. Whether the transaction is an opening, exercising, expiring or closing transaction;
; g. Whether the transaction involves a put or call;
; h. Whether the option is written or purchased;
; i. Market on which option traded;
; and j. Name and address of the broker or dealer through whom the sale or purchase was made.
Appears in 2 contracts
Sources: Custody Agreement (Connecticut Daily Tax Free Income Fund Inc), Custody Agreement (Pax World Money Market Fund Inc)
Security Options. a. The underlying security;
; b. The price at which purchased or sold;
; c. The expiration date;
; d. The number of contracts;
; e. The exercise price;
; f. Whether the transaction is an opening, exercising, expiring or closing transaction;
; g. Whether the transaction involves a put or call;
; h. Whether the option is written or purchased;
; i. Market on which option traded;
; j. Name and address of the broker or dealer through whom the sale or purchase was made.
Appears in 2 contracts
Sources: Custody Agreement (Fahnestock Funds), Custody Agreement (Pilgrim Senior Income Fund)
Security Options. a. The underlying security;
b. The price at which purchased or sold;
c. The expiration date;
d. The number of contracts;
e. The exercise price;
f. Whether the transaction is an opening, exercising, expiring or closing transaction;
g. Whether the transaction involves a put or call;
h. Whether the option is written or purchased;
i. Market on which option traded;
; 6 j. Name and address of the broker or dealer through whom the sale or purchase was made.
Appears in 1 contract
Sources: Custody Agreement (Cowen Standby Tax Exempt Reserve Fund Inc)
Security Options. a. a) The underlying security;
b. b) The price at which purchased or sold;
c. c) The expiration date;
d. d) The number of contracts;
e. e) The exercise price;
f. f) Whether the transaction is an opening, exercising, expiring or closing transaction;
g. g) Whether the transaction involves a put or call;
h. h) Whether the option is written or purchased;
i. Market on which option traded;
j. Name i) The name and address broker number of the broker or dealer through whom the sale or purchase was made.
Appears in 1 contract
Sources: Mutual Fund Custody Agreement (Universal Capital Investment Trust)
Security Options. a. The underlying security;
; b. The price at which purchased or sold;
; c. The expiration date;
; d. The number of contracts;
; e. The exercise price;
; f. Whether the transaction is an opening, exercising, expiring or closing transaction;
; g. Whether the transaction involves a put or call;
; h. Whether the option is written or purchased;
; i. Market on which option traded;; and
j. Name and address of the broker or dealer through whom the sale or purchase was made.
Appears in 1 contract
Sources: Custody Agreement (Michigan Daily Tax Free Income Fund Inc)
Security Options. a. The underlying security;
b. The price at which purchased or sold;
c. The expiration date;
d. The number of contracts;
e. The exercise price;
f. Whether the transaction is an and opening, exercising, expiring or closing transaction;
g. Whether the transaction involves a put or call;
h. Whether the option is written or purchased;
i. Market on which option traded;
j. Name and address of the broker or dealer through whom the sale or purchase was made.
Appears in 1 contract
Sources: Custody Agreement (Idex Series Fund)
Security Options. a. The underlying security;
; b. The price at which purchased or sold;
c. The expiration date;
d. The number of contracts;
e. The exercise price;
f. Whether the transaction is an opening, exercising, expiring or closing transaction;
g. Whether the transaction involves a put or call;
h. Whether the option is written or purchased;
i. Market on which option traded;; and
j. Name and address of the broker or dealer through whom the sale or purchase was made.
Appears in 1 contract
Security Options. a. The underlying security;
: b. The price at which purchased or sold;
; c. The expiration date;
; d. The number of contracts;
; e. The exercise price;
f. Whether the transaction is an opening, exercising, expiring or closing transaction;
g. Whether the transaction involves a put or call;
h. Whether the option is written or purchased;
i. Market on which option traded;
j. Name and address of the broker or dealer through whom the sale or purchase was made.
Appears in 1 contract
Sources: Custody and Investment Accounting Agreement (State Bond Diversified Fund Inc)
Security Options. a. The underlying security;
b. The price at which purchased or sold;
; c. The expiration date;
d. The number of contracts;
e. The exercise price;
f. Whether the transaction is an opening, exercising, expiring or closing transaction;
g. Whether the transaction involves a put or call;
h. Whether the option is written or purchased;
i. Market on which option traded;
j. Name and address of the broker or dealer through whom the sale or purchase was made.. 6
Appears in 1 contract
Security Options. a. The underlying security;
b. The price at which purchased or sold;
c. The expiration date;
d. The number of contracts;
e. The exercise price;
f. Whether the transaction is an opening, exercising, expiring or closing transaction;
g. Whether the transaction involves a put or call;
h. Whether the option is written or purchased;
i. Market on which option traded;
j. Name and address of the broker or dealer through whom the sale or purchase was made; and
k. The name of the Series with respect to which the purchase or sale was made.
Appears in 1 contract
Security Options. a. 1. The underlying security;
b. 2. The price at which purchased or sold;
c. 3. The expiration date;
d. 4. The number of contracts;
e. 5. The exercise price;
f. 6. Whether the transaction is an opening, exercising, expiring or closing transaction;
g. 7. Whether the transaction involves a put or call;
h. 8. Whether the option is written or purchased;
i. 9. Market on which option traded;
j. 10. Name and address of the broker or dealer through whom the sale or purchase was made.
Appears in 1 contract
Sources: Custody Agreement (Empire Builder Tax Free Bond Fund)