Securities Owned Clause Samples
Securities Owned. Ventures is the sole owner of and has good and valid title to 401,912 shares of Common Stock, and Investors is the sole owner of and has good and valid title to 8,400 shares of Common Stock, which shares in the aggregate constitute all of the Securities, free and clear of any Liens. Except for such shares of Common Stock, none of the Stockholder Parties nor any of their respective affiliates (as such term is defined in the regulations under the Exchange Act) owns, or has any right to acquire, any beneficial interest in or authority to vote or transfer any securities of the Company, any securities that are convertible into or exchangeable for securities of the Company or any securities that derive their value from securities of the Company.
Securities Owned. Schedule 4.19 sets forth a complete and correct list of all securities (including warrants) beneficially owned by the Company and each Company Subsidiary on the date hereof. The Company and such Company Subsidiaries have good and marketable title to all such securities, free and clear of any Lien. Such securities are valued on the books of the Company in accordance with GAAP.
Securities Owned. 10 4.7. Financial Statements; No Undisclosed Liabilities............10 4.8. No Adverse Change...........................................10 4.9. Assets......................................................11 4.10.
Securities Owned. Except as set forth on Schedule 4.6 hereto, the Company does not own, directly or indirectly, any capital stock of, or other equity interest or participation in, any other Person or any option, warrant or other right to purchase, or any security or instrument convertible into or exchangeable for, any such capital stock or other equity interest or participation.
Securities Owned. The undersigned Selling Shareholder is the beneficial owner (see below for definition) of the following securities of the Company (please list type of security and amount): Explain below any additional disclosure that would be required in the S-3 under the rules and regulations of the SEC in connection with the disclosure of the beneficial ownership of the securities listed above. Definition: The term “beneficial owner” describes any direct or indirect interest in securities that entitles you to any of the rights or benefits of ownership, whether or not you are not the holder or owner of record. For example, you are the beneficial owner of securities held for you by custodians, brokers, nominees, pledgees, and certain trustees, corporations and partnerships. This definition is not intended to be exhaustive. You should refer to Rule 13(d)(3) under the Securities Exchange Act of 1934, as amended, for a complete definition.
Securities Owned. BY THE CORPORATION OR CONTROLLED OR CONTROLLING PERSONS DISREGARDED FOR CERTAIN PURPOSES. In determining whether the Holders of the requisite principal amount of Securities have concurred in any demand, direction, request, notice, vote, consent, waiver or other action under this Indenture, Securities which are owned by the Corporation or any other obligor on the Securities or by any Person directly or indirectly controlling or controlled by or under direct or indirect common control with the Corporation or any other obligor on the Securities shall be disregarded and deemed not to be Outstanding, provided that for the purposes of determining whether the Trustee shall be protected in relying on any such demand, direction, request, notice, vote, consent, waiver or other action, only Securities which a Responsible Officer of the Trustee assigned to its principal office knows are so owned shall be so disregarded. Securities so owned which have been pledged in good faith may be regarded as Outstanding for the purposes of this
Securities Owned. 182,880 common shares of Caspian Energy Inc., a British Columbia corporation, evidenced by stock certificate number GS.29 issued in the name of Pacific Energy Development Corp. These shares shall be subject to a Call Option Agreement to be entered into by and between the Company and Golden Globe Energy (US), LLC on or about the Closing Date.