Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 30 contracts
Samples: Letter Agreement (Edap TMS Sa), Rights Agreement (Adventrx Pharmaceuticals Inc), Rights Agreement (Adventrx Pharmaceuticals Inc)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 5 contracts
Samples: Aeolus Pharmaceuticals, Inc., Novelos Therapeutics, Inc., Lumera Corp
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Rxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 4 contracts
Samples: Letter Agreement (Northwest Biotherapeutics Inc), Letter Agreement (Northwest Biotherapeutics Inc), Genta Inc De/
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Xxxxxxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 3 contracts
Samples: Oxigene Inc, Oxigene Inc, Oxigene Inc
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 3 contracts
Samples: Letter Agreement (Arrowhead Research Corp), Letter Agreement (Arrowhead Research Corp), Letter Agreement (Arrowhead Research Corp)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including including, if applicable to the Offering, Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard. Xxxxxx shall comply in all material respects with applicable United States laws in connection with the Offering.
Appears in 2 contracts
Samples: Rexahn Pharmaceuticals, Inc., Rexahn Pharmaceuticals, Inc.
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Rxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 2 contracts
Samples: Global Employment Holdings, Inc., Epicept Corp
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx XX Xxxxxxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 2 contracts
Samples: Edap TMS Sa, Edap TMS Sa
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“"blue sky”") laws. Xxxxxx Empire agrees to cooperate with counsel to the Company in that regard.
Appears in 2 contracts
Samples: Consortium Service Management Group Inc, ZBB Energy Corp
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Dxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx ThinkEquity agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Samples: IIOT-OXYS, Inc.
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx XX Xxxxxxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Samples: Edap TMS Sa
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “"Securities Act”"), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“"blue sky”") laws. Xxxxxx Xxxxxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Samples: Cardio Diagnostics Holdings, Inc.
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Samples: Aytu Bioscience, Inc
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), ) and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to use reasonable best efforts to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Samples: Antigenics Inc /De/
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue skyBlue Sky”) laws. Xxxxxx A.G.P. agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Samples: ShiftPixy, Inc.
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard.. G.
Appears in 1 contract
Samples: Spherix Inc
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Dxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Samples: Letter Agreement (Elephant Talk Communications Corp)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Xxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended 1933 (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Rxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Samples: NovaRay Medical, Inc.
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard. Xxxxxx shall comply in all material respects with applicable United States laws in connection with the Offering.
Appears in 1 contract
Samples: Rexahn Pharmaceuticals, Inc.
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard. Xxxxxx shall be responsible for complying with all laws applicable to it, including being registered as a broker-dealer in each applicable jurisdiction in connection with performing its services under this Agreement.
Appears in 1 contract
Samples: Nutracea
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and under the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx The Placement Agent agrees to cooperate with counsel to the Company in that regardregard and to not take any action in consistent with the Securities Act, including the Security Act, or blue sky laws.
Appears in 1 contract
Samples: RINO International CORP
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Each Placement Agent agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Samples: Cytogen Corp
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx XxxXxx agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Samples: Nutrafuels Inc
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxx Xxxxxx Financial agrees to cooperate with counsel to the Company in that regard.”
Appears in 1 contract
Samples: Mac Filmworks Inc
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Xxxxxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Samples: Fuel Performance Solutions, Inc.