Common use of Securities Matters Clause in Contracts

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard.

Appears in 30 contracts

Samples: Letter Agreement (Edap TMS Sa), Rights Agreement (Adventrx Pharmaceuticals Inc), Rights Agreement (Adventrx Pharmaceuticals Inc)

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Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard.

Appears in 5 contracts

Samples: Aeolus Pharmaceuticals, Inc., Novelos Therapeutics, Inc., Lumera Corp

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Rxxxxx agrees to cooperate with counsel to the Company in that regard.

Appears in 4 contracts

Samples: Letter Agreement (Northwest Biotherapeutics Inc), Letter Agreement (Northwest Biotherapeutics Inc), Genta Inc De/

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Xxxxxxxxxx agrees to cooperate with counsel to the Company in that regard.

Appears in 3 contracts

Samples: Oxigene Inc, Oxigene Inc, Oxigene Inc

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard.

Appears in 3 contracts

Samples: Letter Agreement (Arrowhead Research Corp), Letter Agreement (Arrowhead Research Corp), Letter Agreement (Arrowhead Research Corp)

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including including, if applicable to the Offering, Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard. Xxxxxx shall comply in all material respects with applicable United States laws in connection with the Offering.

Appears in 2 contracts

Samples: Rexahn Pharmaceuticals, Inc., Rexahn Pharmaceuticals, Inc.

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Rxxxxx agrees to cooperate with counsel to the Company in that regard.

Appears in 2 contracts

Samples: Global Employment Holdings, Inc., Epicept Corp

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx XX Xxxxxxxxxx agrees to cooperate with counsel to the Company in that regard.

Appears in 2 contracts

Samples: Edap TMS Sa, Edap TMS Sa

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities ("blue sky") laws. Xxxxxx Empire agrees to cooperate with counsel to the Company in that regard.

Appears in 2 contracts

Samples: Consortium Service Management Group Inc, ZBB Energy Corp

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Dxxxxx agrees to cooperate with counsel to the Company in that regard.

Appears in 1 contract

Samples: Letter Agreement (Stevia First Corp.)

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx ThinkEquity agrees to cooperate with counsel to the Company in that regard.

Appears in 1 contract

Samples: IIOT-OXYS, Inc.

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx XX Xxxxxxxxxx agrees to cooperate with counsel to the Company in that regard.

Appears in 1 contract

Samples: Edap TMS Sa

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the "Securities Act"), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities ("blue sky") laws. Xxxxxx Xxxxxxxxx agrees to cooperate with counsel to the Company in that regard.

Appears in 1 contract

Samples: Cardio Diagnostics Holdings, Inc.

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard.

Appears in 1 contract

Samples: Aytu Bioscience, Inc

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), ) and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to use reasonable best efforts to cooperate with counsel to the Company in that regard.

Appears in 1 contract

Samples: Antigenics Inc /De/

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue skyBlue Sky”) laws. Xxxxxx A.G.P. agrees to cooperate with counsel to the Company in that regard.

Appears in 1 contract

Samples: ShiftPixy, Inc.

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard.. G.

Appears in 1 contract

Samples: Spherix Inc

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Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Dxxxxx agrees to cooperate with counsel to the Company in that regard.

Appears in 1 contract

Samples: Letter Agreement (Elephant Talk Communications Corp)

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Xxxxxx agrees to cooperate with counsel to the Company in that regard.

Appears in 1 contract

Samples: Fresh Healthy Vending International, Inc.

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended 1933 (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Rxxxxx agrees to cooperate with counsel to the Company in that regard.

Appears in 1 contract

Samples: NovaRay Medical, Inc.

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard. Xxxxxx shall comply in all material respects with applicable United States laws in connection with the Offering.

Appears in 1 contract

Samples: Rexahn Pharmaceuticals, Inc.

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard. Xxxxxx shall be responsible for complying with all laws applicable to it, including being registered as a broker-dealer in each applicable jurisdiction in connection with performing its services under this Agreement.

Appears in 1 contract

Samples: Nutracea

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and under the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx The Placement Agent agrees to cooperate with counsel to the Company in that regardregard and to not take any action in consistent with the Securities Act, including the Security Act, or blue sky laws.

Appears in 1 contract

Samples: RINO International CORP

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Each Placement Agent agrees to cooperate with counsel to the Company in that regard.

Appears in 1 contract

Samples: Cytogen Corp

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx XxxXxx agrees to cooperate with counsel to the Company in that regard.

Appears in 1 contract

Samples: Nutrafuels Inc

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxx Xxxxxx Financial agrees to cooperate with counsel to the Company in that regard.

Appears in 1 contract

Samples: Mac Filmworks Inc

Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Xxxxxxxxx agrees to cooperate with counsel to the Company in that regard.

Appears in 1 contract

Samples: Fuel Performance Solutions, Inc.

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