Common use of Securities Law Exemption Clause in Contracts

Securities Law Exemption. Assuming the accuracy of the representations and warranties of the Holder contained herein, the offer and issuance by the Company of the Shares as contemplated by this Agreement are exempt from registration under the Securities Act pursuant to Section 3(a)(9) thereunder. Rule 144(i) under the Securities Act does not apply to the Company, or the Company is otherwise in full compliance with the tests and standards set forth in Rule 144(i)(2) as of the date of this Agreement.

Appears in 2 contracts

Samples: Exchange Agreement (Cinedigm Corp.), Exchange Agreement (Cinedigm Corp.)

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Securities Law Exemption. Assuming the accuracy of the representations and warranties of the Holder contained hereinin this Agreement, the offer and issuance by the Company of the Exchange Shares as contemplated by pursuant to this Agreement are exempt from registration under Section 4(a)(2) of the Securities Act pursuant to Section 3(a)(9) thereunder. Rule 144(i) under the Securities Act does not apply to the Company, or the Company is otherwise in full compliance with the tests and standards set forth in Rule 144(i)(2) as of the date of this AgreementAct.

Appears in 2 contracts

Samples: Exchange Agreement (Enphase Energy, Inc.), Exchange Agreement (Enphase Energy, Inc.)

Securities Law Exemption. Assuming the accuracy of the representations and warranties of the Holder Holders contained herein, the offer and issuance by the Company of the Shares Securities as contemplated by this Agreement are exempt from registration under the Securities Act pursuant to Section 3(a)(9) thereunder. Rule 144(i) under the Securities Act does not apply to the Company, or the Company is otherwise in full compliance with the tests and standards set forth in Rule 144(i)(2) as of the date of this Agreement.

Appears in 1 contract

Samples: Exchange Agreement (Cinedigm Corp.)

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Securities Law Exemption. Assuming the accuracy of the representations and warranties of the each Holder contained herein, the offer and issuance by the Company of the Shares as contemplated by this Agreement are exempt from registration under the Securities Act pursuant to Section 3(a)(9) thereunder. Rule 144(i) under the Securities Act does not apply to the Company, or the Company is otherwise in full compliance with the tests and standards set forth in Rule 144(i)(2) as of the date of this Agreement.

Appears in 1 contract

Samples: Exchange Agreement (Cinedigm Corp.)

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