Securities Law Exemption. Assuming the truth and accuracy of each Investor’s representations set forth in this Agreement, the offer, sale and issuance of the Securities as contemplated by this Agreement are exempt from the registration requirements of the Securities Act and applicable state securities laws, and neither the Company nor any authorized agent acting on its behalf has taken or will take any action hereafter that would cause the loss of such exemption.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Callisto Pharmaceuticals Inc), Securities Purchase Agreement (Fermavir Pharmaceuticals, Inc.), Securities Purchase Agreement (Xenomics Inc)
Securities Law Exemption. Assuming the truth and accuracy of each Investor’s 's representations set forth in this Agreement, the offer, sale and issuance of the Securities Shares and Warrants as contemplated by this Agreement are exempt from the registration requirements of the Securities Act and applicable state securities laws, and neither the Company nor any authorized agent acting on its behalf has taken or will take any action hereafter that would cause the loss of such exemption.
Appears in 3 contracts
Samples: Common Stock and Warrant Purchase Agreement (Axonyx Inc), Common Stock and Warrant Purchase Agreement (United Energy Corp /Nv/), Common Stock and Warrant Purchase Agreement (United Energy Corp /Nv/)
Securities Law Exemption. Assuming the truth and accuracy of each Investor’s representations set forth in this Agreement, the offer, sale and issuance of the Securities Shares and Warrants as contemplated by this Agreement are exempt from the registration requirements of the Securities Act and applicable state securities laws, and neither the Company nor any authorized agent acting on its behalf has taken or will take any action hereafter that would cause the loss of such exemption.
Appears in 3 contracts
Samples: Common Stock and Warrant Purchase Agreement (Axonyx Inc), Common Stock and Warrant Purchase Agreement (Axonyx Inc), Common Stock and Warrant Purchase Agreement (United Energy Corp /Nv/)
Securities Law Exemption. Assuming the truth and accuracy of each Investor’s representations set forth in this Agreement, the offer, sale and issuance of the Securities Shares as contemplated by this Agreement are exempt from the registration requirements of the Securities Act and applicable state securities laws, and neither the Company nor any authorized agent acting on its behalf has taken or will take any action hereafter that would cause the loss of such exemption.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Callisto Pharmaceuticals Inc), Securities Purchase Agreement (Tao Minerals Ltd.)
Securities Law Exemption. Assuming the truth and accuracy of each Investor’s 's representations set forth in this Agreementherein, the offer, sale and issuance of the Securities as contemplated by this Agreement are exempt from the registration requirements of the Securities Act and applicable state securities laws, and neither the Company nor any authorized agent acting on its behalf has taken or will take any action hereafter that would cause the loss of such exemption.
Appears in 2 contracts
Samples: Common Stock and Warrant Purchase Agreement (KFX Inc), Common Stock and Warrant Purchase Agreement (KFX Inc)
Securities Law Exemption. Assuming the truth and accuracy of each Investor’s 's representations set forth in this Agreement, the offer, sale and issuance of the Securities Shares as contemplated by this Agreement are exempt from the registration requirements of the Securities Act and applicable state securities laws, and neither the Company nor any authorized agent acting on its behalf has taken or will take any action hereafter that would cause the loss of such exemption.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Callisto Pharmaceuticals Inc), Common Stock Purchase Agreement (Callisto Pharmaceuticals Inc)
Securities Law Exemption. Assuming the truth and accuracy of each Investor’s 's representations set forth in this Agreement, the offer, sale and issuance of the Securities Shares as contemplated by this Agreement are exempt from the registration requirements of the Securities Act of 1933, as amended (the "Securities Act") and applicable state securities laws, and neither the Company nor any authorized agent acting on its behalf has taken or will take any action hereafter that would cause the loss of such exemption.
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Securities Law Exemption. Assuming the truth and accuracy of each Investorthe Subscriber’s representations set forth in this Agreementrepresentations, the offer, sale and issuance of the Securities as contemplated by this Agreement are exempt from the registration requirements of the Securities Act and applicable state securities laws, and neither the Company nor any authorized agent acting on its behalf has taken or will take any action hereafter that would cause the loss of such exemption.
Appears in 1 contract
Securities Law Exemption. Assuming the truth and accuracy of each Investorinvestor’s representations set forth in this Agreementthe Offering Documents and compliance by the Placement Agent with its obligations hereunder, the offer, sale and issuance of the Securities Shares as contemplated by this Agreement and the Offering Documents are exempt from the registration requirements of the Securities Act and applicable state securities laws, and neither the Company nor any authorized agent acting on its behalf has taken or will take any action hereafter that would cause the loss of such exemption.
Appears in 1 contract
Securities Law Exemption. Assuming the truth and accuracy of each Investor’s representations set forth in this Agreement, the The offer, sale and issuance of the ------------------------ Securities as contemplated by this Agreement are exempt from the registration requirements of the Securities Act and applicable state securities laws, and neither the Company nor any authorized agent acting on its behalf has taken or will take any action hereafter that would cause the loss of such exemption.
Appears in 1 contract
Samples: Rights Agreement (KFX Inc)
Securities Law Exemption. Assuming the truth and accuracy of each Investor’s representations set forth in this Agreement, the offer, sale and issuance of the Securities Shares as contemplated by this Agreement are exempt from the registration requirements of the Securities Act of 1933, as amended (the “Securities Act”) and applicable state securities laws, and neither the Company nor any authorized agent acting on its behalf has taken or will take any action hereafter that would cause the loss of such exemption.
Appears in 1 contract
Securities Law Exemption. Assuming the truth and accuracy of each Investor’s representations set forth in this Agreement, the The offer, sale and issuance of the Securities Shares as contemplated by this Agreement are exempt from the registration requirements of the Securities Act and applicable state securities laws, and neither the Company nor any authorized agent acting on its behalf has taken or will take any action hereafter that would cause the loss of such exemption.
Appears in 1 contract
Samples: Stock Purchase Agreement (Morgan Stanley Dean Witter & Co)
Securities Law Exemption. Assuming the truth and accuracy of each Investorinvestor’s representations set forth in this Agreementthe Offering Documents and compliance by the Placement Agent with its obligations hereunder, the offer, sale and issuance of the Securities as contemplated by this Agreement and the Offering Documents are exempt from the registration requirements of the Securities Act and applicable state securities laws, and neither the Company nor any authorized agent acting on its behalf has taken or will take any action hereafter that would cause the loss of such exemption.
Appears in 1 contract
