Common use of Securities Law Compliance Clause in Contracts

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option may not be exercised unless the shares issuable upon exercise of your option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 31 contracts

Samples: Stock Option Agreement (Nektar Therapeutics), Restricted Stock Unit Agreement (Nektar Therapeutics), Restricted Stock Unit Agreement (Nektar Therapeutics)

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Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option may not be exercised unless the shares issuable upon exercise of your option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 15 contracts

Samples: Stock Option Agreement, Stock Option Agreement (McData Corp), Stock Option Agreement (Diversa Corp)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option the Option may not be exercised unless the shares issuable upon exercise of your option the Option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option the Option must also comply with other applicable laws and regulations governing the optionOption, and the option Option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 8 contracts

Samples: Gentium S.p.A., Nonqualified Stock Option Agreement (F5 Networks Inc), Nonqualified Stock Option Agreement (F5 Networks Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your this option may not be exercised unless the shares issuable upon exercise of your this option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 8 contracts

Samples: Incentive Stock Option (PMR Corp), Employee Benefits Agreement (Leap Wireless International Inc), Incentive Stock Option Agreement (Epimmune Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option may not be exercised unless the shares issuable upon exercise of your option are then registered under the Securities Act of 1933, as amended (the "Securities Act"), or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 7 contracts

Samples: Independent Consultant Agreement (Versicor Inc /Ca), Employment Agreement (Versicor Inc /Ca), Stock Option Agreement (Versicor Inc /Ca)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option Option may not be exercised unless the shares issuable upon exercise of your option Option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option Option must also comply with other applicable laws and regulations governing the optionOption, and the option Option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 5 contracts

Samples: Stock Option Agreement (1st Century Bancshares, Inc.), Founder Stock Option Agreement (1st Century Bancshares, Inc.), Stock Option Agreement (Nara Bancorp Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option may not be exercised unless the shares Shares issuable upon such exercise of your option are then registered under the Securities Act or, if such shares Shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the your option, and the option you may not be exercised exercise your option if the Company determines that the such exercise would not be in material compliance with such laws and regulations.

Appears in 2 contracts

Samples: Stock Option Agreement (Labor Ready Inc), Stock Option Agreement (Labor Ready Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option may not be exercised unless the shares issuable upon exercise of your option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise All certificates representing any of your option must also comply with other applicable laws and regulations governing the option, and Common Stock subject to the option may not be exercised if shall have endorsed thereon appropriate legends reflecting restrictions pursuant to the Company determines that the exercise would not be in material compliance with such laws and regulationsPlan and/or applicable securities laws.

Appears in 1 contract

Samples: Options and Option Agreement (Paradyne Networks Inc)

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Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option the Option may not be exercised unless the shares issuable upon exercise of your option the Option are then registered under the Securities Act or, if such shares Shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Nonstatutory Stock Option Agreement (Birch Telecom Inc /Mo)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option Option may not be exercised unless the shares issuable upon exercise of your option Option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Stock Option Agreement (Sbe Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option may not be exercised unless the shares issuable upon exercise of your option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply simply with other applicable laws and regulations governing the option, option and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Stock Option Agreement (Tivo Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained hereinin this Agreement, your option an Option may not be exercised unless the shares issuable upon exercise of your option the Option are then registered under the Securities Act or, if such shares those Shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Incentive Stock Option Agreement (Birch Telecom Inc /Mo)

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