Securities Exchange Act. The Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the U.S. Securities Exchange Act or the Corporation shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Securities Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Corporation in accordance with the U.S. Securities Exchange Act, the Corporation shall promptly deliver to the Warrant Agent an Officers’ Certificate in a form provided by the Warrant Agent notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may require at the time. The Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain obligations with respect to those clients who are filing with the SEC.
Appears in 5 contracts
Sources: Warrant Agency Agreement, Warrant Agency Agreement, Warrant Agency Agreement (Alignvest Acquisition Corp)
Securities Exchange Act. The Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the U.S. Securities Exchange Act or the such Corporation shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Securities Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the such Corporation in accordance with the U.S. Securities Exchange Act, the such Corporation shall promptly deliver to the Warrant Agent Trustee an Officers’ ' Certificate (in a form provided by the Warrant Agent Trustee) notifying the Warrant Agent Trustee of such registration or termination and such other information as the Warrant Agent Trustee may require at the time. The Corporation acknowledges that the Warrant Agent Trustee is relying upon the foregoing representation and covenants in order to meet certain U.S. Securities and Exchange Commission (the “SEC”) obligations with respect to those clients who are filing with the SEC.
Appears in 5 contracts
Sources: Convertible Debenture Indenture, Indenture (Aurora Cannabis Inc), Indenture
Securities Exchange Act. The Corporation covenants that in the event that (ia) any class of its securities shall become registered pursuant to Section 12 of the U.S. Securities Exchange Act or the Corporation shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Securities Exchange Act, or (iib) any such registration or reporting obligation shall be terminated by the Corporation in accordance with the U.S. Securities Exchange Act, the Corporation shall promptly deliver to the Warrant Agent an Officers’ Officer’s Certificate in a form provided by the Warrant Agent notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may require at the time. The Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain obligations with respect to those clients who are filing with the SEC.
Appears in 3 contracts
Sources: Warrant Agency Agreement (Columbia Care Inc.), Warrant Agency Agreement (TPCO Holding Corp.), Warrant Agency Agreement
Securities Exchange Act. The Corporation Company covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the U.S. Securities Exchange Act or the Corporation such Company shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Securities Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Corporation such Company in accordance with the U.S. Securities Exchange Act, the Corporation such Company shall promptly deliver to the Warrant Agent Trustee an Officers’ ' Certificate (in a form provided by the Warrant Agent Trustee) notifying the Warrant Agent Trustee of such registration or termination and such other information as the Warrant Agent Trustee may require at the time. The Corporation Company acknowledges that the Warrant Agent Trustee is relying upon the foregoing representation and covenants in order to meet certain U.S. Securities and Exchange Commission (the “SEC”) obligations with respect to those clients who are filing with the SEC.
Appears in 3 contracts
Sources: Debenture Indenture, Debenture Indenture, Debenture Indenture
Securities Exchange Act. The Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the U.S. Securities Exchange Act or the such Corporation shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Securities Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the such Corporation in accordance with the U.S. Securities Exchange Act, the such Corporation shall promptly deliver to the Warrant Agent Trustee an Officers’ ' Certificate (in a form provided by the Warrant Agent Trustee) notifying the Warrant Agent Trustee of such registration or termination and such other information as the Warrant Agent Trustee may require at the time. The Corporation acknowledges that the Warrant Agent Trustee is relying upon the foregoing representation and covenants in order to meet certain SEC obligations with respect to those clients who are filing with the SEC.
Appears in 1 contract
Sources: Indenture (Aurora Cannabis Inc)
Securities Exchange Act. The Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the U.S. Securities Exchange Act or the Corporation shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Securities Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Corporation in accordance with the U.S. Securities Exchange Act, the Corporation shall promptly deliver to the Warrant Agent Trustee an Officers’ ' Certificate in a form provided by the Warrant Agent notifying the Warrant Agent Trustee of such registration or termination and such other information as the Warrant Agent may Trustee may, acting and relying on Counsel, require at the time. The Corporation acknowledges that the Warrant Agent Trustee is relying upon the foregoing representation and covenants in order to meet certain SEC obligations with respect to those clients who are filing with the SEC.
Appears in 1 contract
Sources: Indenture
Securities Exchange Act. The Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the U.S. Securities Exchange Act or the such Corporation shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Securities Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the such Corporation in accordance with the U.S. Securities Exchange Act, the such Corporation shall promptly deliver to the Warrant Agent Trustee an Officers’ ' Certificate (in a form provided by the Warrant Agent Trustee) notifying the Warrant Agent Trustee of such registration or termination and such other information as the Warrant Agent Trustee may require at the time. The Corporation acknowledges that the Warrant Agent Trustee is relying upon the foregoing representation and covenants in order to meet certain the United States Securities and Exchange Commission (the "SEC") obligations with respect to those clients who are filing with the SEC.
Appears in 1 contract
Sources: Indenture