Common use of Securities and Exchange Clause in Contracts

Securities and Exchange. Commission Rule 14b - 2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian need~ the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or I:\dsfndlgl\stb\port\amend6.txt "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.

Appears in 1 contract

Samples: Custodian Contract (Short Term Bond Portfolio)

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Securities and Exchange. Commission Rule 14b - 2 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to To comply with the ruleRule, the Custodian need~ needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position positions of the Portfolio(s) to requesting companies whose securities are owned by the Fund ownsPortfolio. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" ", or I:\dsfndlgl\stb\port\amend6.txt "no" below, the Custodian is required by the rule Rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund Portfolio or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's or Portfolio's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's namesuch names, address, and share positionsposition(s). NO [Xx] The Custodian is not authorized to release the Fund's namesuch names, address, and share positionsposition(s). 19.

Appears in 1 contract

Samples: Custodian and Fund Accounting Agreement (Short Term Bond Portfolio)

Securities and Exchange. Commission Rule 14b - 2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian need~ the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or I:\dsfndlgl\stb\port\amend6.txt I:\dsfndlgl\usfi\port\amend6.txt "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.

Appears in 1 contract

Samples: Custodian Contract (Us Fixed Income Portfolio)

Securities and Exchange. Commission Rule 14b - 2 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian need~ needs the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or I:\dsfndlgl\stb\port\amend6.txt "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ [X] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X[ ] The Custodian is not authorized to release the Fund's name, address, and share positions.. THE REMAINDER OF THIS PAGE IS INTENTIONALLY LEFT BLANK

Appears in 1 contract

Samples: JNL Series Trust

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Securities and Exchange. Commission Rule 14b - 2 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian need~ needs the Fund to indicate whether it the Fund authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities stock the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does do not check either "yes" or I:\dsfndlgl\stb\port\amend6.txt "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents consent or objects object by checking one of the alternatives below. YES [ [_] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X_] The Custodian is not authorized to release the Fund's name, address, and share positions.

Appears in 1 contract

Samples: Alliancebernstein Blended Style Series Inc

Securities and Exchange. Commission Rule 14b - 2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian need~ the Fund to indicate whether it authorizes the Custodian to provide the Fund's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or I:\dsfndlgl\stb\port\amend6.txt 42 "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund's protection, the Rule prohibits the requesting company from using the Fund's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund's name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund's name, address, and share positions.

Appears in 1 contract

Samples: Custodian Contract (Non Us Fixed Income Portfolio)

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