Common use of SECTION 9 OF THE 1934 ACT Clause in Contracts

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement.

Appears in 26 contracts

Samples: Investment Agreement (USA Synthetic Fuel Corp), Investment Agreement (Gei Global Energy Corp.), Investment Agreement (Flint Telecom Group Inc.)

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SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's ’s stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's ’s common stock during the term of this Agreement.

Appears in 23 contracts

Samples: Investment Agreement (STERLING CONSOLIDATED Corp), Investment Agreement (STERLING CONSOLIDATED Corp), Investment Agreement (Clean Wind Energy Tower, Inc.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement. (D) ACCREDITED INVESTOR. Investor is an "Accredited Investor" as that term is defined in Rule 501(a) of Regulation D of the 1933 Act.

Appears in 13 contracts

Samples: Registration Rights Agreement (Kallo Inc.), Investment Agreement (China Kangtai Cactus Bio-Tech, Inc.), Investment Agreement (China Kangtai Cactus Bio-Tech, Inc.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to short sell the Company's ’s stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock Common Stock during the term of this Agreement. The Investor will only sell Company stock that it has in its possession.

Appears in 12 contracts

Samples: Investment Agreement (STWC. Holdings, Inc.), Investment Agreement (ProGreen Properties, Inc.), Investment Agreement (Smoke Cartel, Inc.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's ’s stock shortshort or otherwise engage in hedging transactions regarding the stock, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock advisors during the term of this Agreement.

Appears in 7 contracts

Samples: Investment Agreement (Seaniemac International, Ltd.), Investment Agreement (Arista Financial Corp.), Investment Agreement (Petron Energy II, Inc.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's ’s stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement.

Appears in 7 contracts

Samples: Equity Purchase Agreement (New Media Insight Group, Inc.), Equity Purchase Agreement (Mind Solutions Inc.), Equity Purchase Agreement (Pazoo, Inc.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's ’s stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's ’s common stock during the term of this Agreement. 3.4 ACCREDITED INVESTOR. Investor is an “Accredited Investor” as that term is defined in Rule 501(a) of Regulation D of the 1933 Act.

Appears in 5 contracts

Samples: Investment Agreement (Dominovas Energy Corp), Investment Agreement (Liberty Star Uranium & Metals Corp.), Investment Agreement (Liberty Star Uranium & Metals Corp.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common StockShares. The Investor agrees not to short sell or hedge the Company's ’s stock short, either directly or indirectly through its affiliates, parent or subsidiary companies, principals or advisors, the Company's common stock Common Shares during the term of this Agreement. The Investor will only sell Company stock that it has in its possession.

Appears in 4 contracts

Samples: Investment Agreement (Sharing Economy International Inc.), Investment Agreement (ParcelPal Technology Inc.), Investment Agreement (ParcelPal Technology Inc.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to short sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock Common Stock during the term of this Agreement. The Investor will only sell Company stock that it has in its possession.

Appears in 3 contracts

Samples: Investment Agreement (Grow Condos, Inc.), Registration Rights Agreement (Advantego Corp), Investment Agreement (HDS International Corp.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's ’s stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock advisors during the term of this Agreement.

Appears in 3 contracts

Samples: Equity Financing Agreement (Propanc Health Group Corp), Investment Agreement (Vaccinogen Inc), Reserve Equity Financing Agreement (POSITIVEID Corp)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's ’s stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's ’s common stock during the term of this Agreement. (D) ACCREDITED INVESTOR. Investor is an “Accredited Investor” as that term is defined in Rule 501(a) of Regulation D of the 1933 Act.

Appears in 3 contracts

Samples: Investment Agreement (Kallo Inc.), Investment Agreement (Pgi Energy Fund I Series-2010,inc), Investment Agreement (Pgi Energy Fund I Series-2010,inc)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement.

Appears in 2 contracts

Samples: Investment Agreement (China Sun Group High-Tech Co), Equity Purchase Agreement (Seen on Screen Tv Inc.)

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SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to short sell the Company's ’s stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock Common Stock during the term of this Agreement. The Investor will only sell Company stock that it has in its possession. 3.4 ACCREDITED INVESTOR. The Investor is an “accredited investor” as that term is defined in Rule 501(a) of Regulation D of the 1933 Act.

Appears in 1 contract

Samples: Investment Agreement (Cherubim Interests, Inc.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell engage in any Short Sale of the Company's stock shortShares, either directly or indirectly through its affiliates, principals principals, advisors or advisors, the Company's common stock other parties during the term of this Agreement.

Appears in 1 contract

Samples: Equity Purchase Agreement (Graphite Corp)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunderthere under, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's ’s stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's ’s common stock during the term of this Agreement.

Appears in 1 contract

Samples: Investment Agreement (Wild Craze, Inc.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common StockShares. The Investor agrees not to short sell or hedge the Company's stock short, either directly or indirectly through its affiliates, parent or subsidiary companies, principals or advisors, the Company's common stock Common Shares during the term of this Agreement. The Investor will only sell Company stock that it has in its possession.

Appears in 1 contract

Samples: Investment Agreement (Luduson G Inc.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell participate in any short sales of the Company's stock short’s Common Stock, either directly or indirectly through its affiliates, principals or advisors, or recommend a short position in the Company's common stock during the term of this Agreement.

Appears in 1 contract

Samples: Investment Agreement (Medical Billing Assistance, Inc.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's stock shortshort or otherwise engage in hedging transactions regarding the stock, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock advisors during the term of this Agreement.

Appears in 1 contract

Samples: Investment Agreement (Rich Pharmaceuticals, Inc.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's ’s common stock during the term of this Agreement.

Appears in 1 contract

Samples: Investment Agreement (Next Inc/Tn)

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