Second Violation. The second violation of ArrowMark’s personal trading policy may result in a formal disciplinary letter to the employee’s file and a two-week suspension of personal trading privileges.
Appears in 2 contracts
Sources: Code of Ethics (Vanguard Variable Insurance Funds), Code of Ethics (Vanguard Explorer Fund)
Second Violation. The second violation of ArrowMarkArrowpoint’s personal trading policy may result in a formal disciplinary letter to the employee’s file and a two-week suspension of personal trading privileges.
Appears in 1 contract
Sources: Code of Ethics (American Century Capital Portfolios Inc)