Common use of Sale of Shares to Affiliates Clause in Contracts

Sale of Shares to Affiliates. You may sell the Class A and Class C shares at net asset value, without a sales charge as appropriate, pursuant to a uniform offer described in the Fund's current Prospectus (i) to our Directors and officers, our investment manager or your company or affiliated companies thereof, (ii) to the bona fide, full time employees or sales representatives of any of the foregoing who have acted as such for at least ninety (90) days, (iii) to any trust, pension, profit-sharing, or other benefit plan for such persons, or (iv) to any other person set forth in the Fund's then current Prospectus; PROVIDED that such sales are made in accordance with the rules and regulations under the 1940 Act and that such sales are made upon the written assurance of the purchaser that the purchases are made for investment purposes only, not for the purpose of resale to the public and that the shares will not be resold except through redemption by us.

Appears in 12 contracts

Samples: Pilgrim Troika (Lexington Troika Dialog Russia Fund Inc), Pilgrim International Fund Inc, Pilgrim Growth & Income Fund Inc

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Sale of Shares to Affiliates. You may sell the Class A and Class C shares (if such shares are offered) at net asset value, without a sales charge as appropriate, pursuant to a uniform offer described in the Fund's current Prospectus (i) to our Directors and officers, our investment manager or your company or affiliated companies thereof, (ii) to the bona fide, full time employees or sales representatives of any of the foregoing who have acted as such for at least ninety (90) days, (iii) to any trust, pension, profit-sharing, or other benefit plan for such persons, or (iv) to any other person set forth in the Fund's then current Prospectus; PROVIDED that such sales are made in accordance with the rules and regulations under the 1940 Act and that such sales are made upon the written assurance of the purchaser that the purchases are made for investment purposes only, not for the purpose of resale to the public and that the shares will not be resold except through redemption by us.

Appears in 8 contracts

Samples: Pilgrim Smallcap Asia Growth Fund Inc, Pilgrim Gnma Income Fund Inc, Pilgrim Gnma Income Fund Inc

Sale of Shares to Affiliates. You may sell the Class A and Class C M shares at net asset value, without a sales charge as appropriate, pursuant to a uniform offer described in the Fund's Funds' current Prospectus (i) to our Directors and officers, our investment manager or your company or affiliated companies thereof, (ii) to the bona fide, full time employees or sales representatives of any of the foregoing who have acted as such for at least ninety (90) days, (iii) to any trust, pension, profit-sharing, or other benefit plan for such persons, or (iv) to any other person set forth in the Fund's Funds' then current Prospectus; PROVIDED that such sales are made in accordance with the rules and regulations under the 1940 Act and that such sales are made upon the written assurance of the purchaser that the purchases are made for investment purposes only, not for the purpose of resale to the public and that the shares will not be resold except through redemption by us.

Appears in 8 contracts

Samples: Pilgrim Advisory Funds Inc, Pilgrim Advisory Funds Inc, Pilgrim Investment Funds Inc/Md

Sale of Shares to Affiliates. You may sell the Class A and Class C shares at net asset value, without a sales charge as appropriate, pursuant to a uniform offer described in the Fund's Funds' current Prospectus (i) to our Directors Trustees and officers, our investment manager or your company or affiliated companies thereof, (ii) to the bona fide, full time employees or sales representatives of any of the foregoing who have acted as such for at least ninety (90) days, (iii) to any trust, pension, profit-sharing, or other benefit plan for such persons, or (iv) to any other person set forth in the Fund's Funds' then current Prospectus; PROVIDED provided that such sales are made in accordance with the rules and regulations under the 1940 Act and that such sales are made upon the written assurance of the purchaser that the purchases are made for investment purposes only, not for the purpose of resale to the public and that the shares will not be resold except through redemption by us.

Appears in 7 contracts

Samples: Pilgrim Mutual Funds, Ing Equity Trust, Ing Funds Trust

Sale of Shares to Affiliates. You may sell the Class A and Class C shares at net asset value, without a sales charge as appropriate, pursuant to a uniform offer described in the Fund's Funds’ current Prospectus (i) to our Directors Trustees and officers, our investment manager or your company or affiliated companies thereof, (ii) to the bona fide, full time employees or sales representatives of any of the foregoing who have acted as such for at least ninety (90) days, (iii) to any trust, pension, profit-sharing, or other benefit plan for such persons, or (iv) to any other person set forth in the Fund's Funds’ then current Prospectus; PROVIDED provided that such sales are made in accordance with the rules and regulations under the 1940 Act and that such sales are made upon the written assurance of the purchaser that the purchases are made for investment purposes only, not for the purpose of resale to the public and that the shares will not be resold except through redemption by us.

Appears in 7 contracts

Samples: Underwriting Agreement (Voya EQUITY TRUST), Underwriting Agreement (Voya FUNDS TRUST), Voya EQUITY TRUST

Sale of Shares to Affiliates. You may sell the Class A and Class C shares at net asset value, without a sales charge as appropriate, pursuant to a uniform offer described in the Fund's Funds' current Prospectus (i) to our Directors Trustees and officers, our investment manager or your company or affiliated companies thereof, (ii) to the bona fide, full time employees or sales representatives of any of the foregoing who have acted as such for at least ninety (90) days, (iii) to any trust, pension, profit-sharing, or other benefit plan for such persons, or (iv) to any other person set forth in the Fund's Funds' then current Prospectus; PROVIDED that such sales are made in accordance with the rules and regulations under the 1940 Act and that such sales are made upon the written assurance of the purchaser that the purchases are made for investment purposes only, not for the purpose of resale to the public and that the shares will not be resold except through redemption by us.

Appears in 5 contracts

Samples: Pilgrim Mutual Funds, Pilgrim Mutual Funds, Nicholas Applegate Mutual Funds

Sale of Shares to Affiliates. You may sell the Class A and Class C shares at net asset value, without plus a varying sales charge as appropriate, pursuant to a uniform offer described in the FundCompany's current Prospectus (i) to our Directors and officers, our investment manager or your company or affiliated companies thereof, (ii) to the bona fide, full time employees or sales representatives of any of the foregoing who have acted as such for at least ninety (90) days, (iii) to any trust, pension, profit-sharing, or other benefit plan for such persons, or (iv) to any other person set forth in the FundCompany's then current Prospectus; PROVIDED that THAT such sales are made in accordance with the rules and regulations under the 1940 Act and that such sales are made upon the written assurance of the purchaser that the purchases are made for investment purposes only, not for the purpose of resale to the public and that the shares will not be resold except through redemption by us.

Appears in 3 contracts

Samples: Pilgrim Bank & Thrift Fund Inc, Pilgrim Bank & Thrift Fund Inc, Pilgrim Bank & Thrift Fund Inc

Sale of Shares to Affiliates. You may sell the Class A and Class C shares (if such shares are offered) at net asset value, without a sales charge as appropriate, pursuant to a uniform offer described in the Fund's current Prospectus (i) to our Directors and officers, our investment manager or your company or affiliated companies thereof, (ii) to the bona fide, full time employees or sales representatives of any of the foregoing who have acted as such for at least ninety (90) days, (iii) to any trust, pension, profit-sharing, or other benefit plan for such persons, or (iv) to any other person set forth in the Fund's then current Prospectus; PROVIDED provided that such sales are made in accordance with the rules and regulations under the 1940 Act and that such sales are made upon the written assurance of the purchaser that the purchases are made for investment purposes only, not for the purpose of resale to the public and that the shares will not be resold except through redemption by us.

Appears in 2 contracts

Samples: Underwriting Agreement (Pilgrim Silver Fund Inc), Pilgrim Global Technology Fund Inc

Sale of Shares to Affiliates. You may sell the Class A and Class C shares at net asset value, without a sales charge as appropriate, pursuant to a uniform offer described in the FundTrust's current Prospectus (i) to our Directors Trustees and officers, our investment manager or your company or affiliated companies thereof, (ii) to the bona fide, full time employees or sales representatives of any of the foregoing who have acted as such for at least ninety (90) days, (iii) to any trust, pension, profit-sharing, or other benefit plan for such persons, or (iv) to any other person set forth in the FundTrust's then current Prospectus; PROVIDED provided that such sales are made in accordance with the rules and regulations under the 1940 Act and that such sales are made upon the written assurance of the purchaser that the purchases are made for investment purposes only, not for the purpose of resale to the public and that the shares will not be resold except through redemption by us.

Appears in 2 contracts

Samples: Lexington Global Income Fund, Lexington Money Market Trust

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Sale of Shares to Affiliates. You may sell the Class A and Class C shares at net asset value, without a sales charge as appropriate, pursuant to a uniform offer described in the Fund's current Prospectus (i) to our Directors Trustees and officers, our investment manager or your company or affiliated companies thereof, (ii) to the bona fide, full time employees or sales representatives of any of the foregoing who have acted as such for at least ninety (90) days, (iii) to any trust, pension, profit-sharing, or other benefit plan for such persons, or (iv) to any other person set forth in the each Fund's then current Prospectus; PROVIDED provided that such sales are made in accordance with the rules and regulations under the 1940 Act and that such sales are made upon the written assurance of the purchaser that the purchases are made for investment purposes only, not for the purpose of resale to the public and that the shares will not be resold except through redemption by us.

Appears in 2 contracts

Samples: Ing Funds Trust, Ing Variable Insurance Trust

Sale of Shares to Affiliates. You may sell the Class A and Class C M shares at net asset value, without a sales charge as appropriate, pursuant to a uniform offer described in the Fund's current Prospectus (i) to our Directors and officers, our investment manager or your company or affiliated companies thereof, (ii) to the bona fide, full time employees or sales representatives of any of the foregoing who have acted as such for at least ninety (90) days, (iii) to any trust, pension, profit-sharing, or other benefit plan for such persons, or (iv) to any other person set forth in the Fund's Funds' then current Prospectus; PROVIDED provided that such sales are made in accordance with the rules and regulations under the 1940 Act and that such sales are made upon the written assurance of the purchaser that the purchases are made for investment purposes only, not for the purpose of resale to the public and that the shares will not be resold except through redemption by us.

Appears in 2 contracts

Samples: Pilgrim America Investment Funds Inc, Pilgrim America Masters Series Inc

Sale of Shares to Affiliates. You may sell the Class A and Class C M shares at net asset value, without a sales charge as appropriate, pursuant to a uniform offer described in the Fund's Funds' current Prospectus (i) to our Directors and officers, our investment manager or your company or affiliated companies thereof, (ii) to the bona fide, full time employees or sales representatives of any of the foregoing who have acted as such for at least ninety (90) days, (iii) to any trust, pension, profit-sharing, or other benefit plan for such persons, or (iv) to any other person set forth in the Fund's Funds' then current Prospectus; PROVIDED provided that such sales are made in accordance with the rules and regulations under the 1940 Act and that such sales are made upon the written assurance of the purchaser that the purchases are made for investment purposes only, not for the purpose of resale to the public and that the shares will not be resold except through redemption by us.

Appears in 1 contract

Samples: Ing Investment Funds Inc

Sale of Shares to Affiliates. You may sell the Class A and Class C shares (if such shares are offered) at net asset value, without a sales charge as appropriate, pursuant to a uniform offer described in the Fund's current Prospectus (i) to our Directors Trustees and officers, our investment manager or your company or affiliated companies thereof, (ii) to the bona fide, full time employees or sales representatives of any of the foregoing who have acted as such for at least ninety (90) days, (iii) to any trust, pension, profit-sharing, or other benefit plan for such persons, or (iv) to any other person set forth in the Fund's then current Prospectus; PROVIDED provided that such sales are made in accordance with the rules and regulations under the 1940 Act and that such sales are made upon the written assurance of the purchaser that the purchases are made for investment purposes only, not for the purpose of resale to the public and that the shares will not be resold except through redemption by us.

Appears in 1 contract

Samples: Lexington Money Market Trust

Sale of Shares to Affiliates. You may sell the Class A and Class C shares at net asset value, without a sales charge as appropriate, pursuant to a uniform offer described in the Fund's current Prospectus (i) to our Directors and officers, our investment manager or your company or affiliated companies thereof, (ii) to the bona fide, full time employees or sales representatives of any of the foregoing who have acted as such for at least ninety (90) days, (iii) to any trust, pension, profit-sharing, or other benefit plan for such persons, or (iv) to any other person set forth in the Fund's then current Prospectus; PROVIDED provided that such sales are made in accordance with the rules and regulations under the 1940 Act and that such sales are made upon the written assurance of the purchaser that the purchases are made for investment purposes only, not for the purpose of resale to the public and that the shares will not be resold except through redemption by us.

Appears in 1 contract

Samples: Pilgrim Growth & Income Fund Inc

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