Common use of Retirement Plan Document Fees Clause in Contracts

Retirement Plan Document Fees. The Transfer Agent shall provide the Funds with prototype documents and related updates in compliance with all applicable provisions of the Internal Revenue Code and related regulations: $500 per year - XXX - Traditional (includes SEP) $500 per year - XXX - Xxxx $500 per year - XXX - Simple $500 per year - Xxxxxxxxx ESA (formerly known as the Education XXX) $750 per year - Non ERISA 403(b)(7) (for salary reduction contributions only) $750 per year - Money Purchase (multi participant / flexible plan documents) $750 per year - Profit Sharing (multi participant / flexible plan documents) $750 per year - EZk (developed for a single participant/Owner Only with income below $160,000) Except with respect to fees for DCXchange(R) services, the Transfer Agent will provide an invoice for the fees described in this Schedule A as soon as practicable after the end of each calendar month. The Fund agrees to pay to the Transfer Agent the amounts so billed by Federal Funds Wire within thirty (30) business days after the Fund's receipt of the invoice. In addition, with respect to all fees, the Transfer Agent may charge a service fee equal to the lesser of (i) one and one half percent (1-1/2%) per month or (ii) the highest rate legally permitted on any past due invoiced amounts. Dated: June 13, 2003 Schedule B OUT-OF-POCKET EXPENSES Each Fund shall reimburse the Transfer Agent monthly for applicable out-of-pocket expenses, including, but not limited to the following items: . Postage (bulk, pre-sort, ZIP+4, bar coding, first class) direct pass through to the Fund . Telephone and telecommunication costs, including all lease, maintenance and line costs . Proxy solicitations, mailings and tabulations . Shipping, Certified and Overnight mail and insurance . Terminals, communication lines, printers and other equipment and any expenses incurred in connection with such terminals and lines . Duplicating services . Distribution and Redemption Check Issuance . Courier services . Federal Reserve charges for check clearance . Overtime, as approved by the Fund . Temporary staff, as approved by the Fund . Travel and entertainment, as approved by the Fund . Record retention, retrieval and destruction costs, including, but not limited to exit fees charged by third party recordkeeping vendors . Third party audit reviews . Insurance Each Fund agrees that postage and mailing expenses will be paid on the day of or prior to mailing as agreed with the Transfer Agent. In addition, each Fund will promptly reimburse the Transfer Agent for any other unscheduled expenses incurred by the Transfer Agent whenever the Fund and the Transfer Agent mutually agree that such expenses are not otherwise properly borne by the Transfer Agent as part of its duties and obligations under the Agreement. Dated: June 13, 2003 Schedule C DUTIES OF THE TRANSFER AGENT

Retirement Plan Document Fees. The Transfer Agent shall provide the Funds with prototype documents and related updates in compliance with all applicable provisions of the Internal Revenue Code and related regulations: $500 per year - XXX - Traditional (includes SEP) $500 per year - XXX - Xxxx $500 per year - XXX - Simple $500 per year - Xxxxxxxxx ESA (formerly known as the Education XXX) $750 per year - Non ERISA 403(b)(7) (for 403(b)(7)(for salary reduction contributions only) $750 per year - Money Purchase (multi participant / flexible plan documents) $750 per year - Profit Sharing (multi participant / flexible plan documents) $750 per year - EZk (developed for a single participant/Owner Only with income below $160,000) Except with respect to fees for DCXchange(R) services, the Transfer Agent will provide an invoice for the fees described in this Schedule A as soon as practicable after the end of each calendar month. The Fund agrees to pay to the Transfer Agent the amounts so billed by Federal Funds Wire within thirty (30) business days after the Fund's receipt of the invoice. In addition, with respect to all fees, the Transfer Agent may charge a service fee equal to the lesser of (i) one and one half percent (1-1/2%) per month or (ii) the highest rate legally permitted on any past due invoiced amounts. Dated: June 13, 2003 Schedule B OUT-OF-POCKET EXPENSES Each Fund shall reimburse the Transfer Agent monthly for applicable out-of-pocket expenses, including, but not limited to the following items: . Postage (bulk, pre-sort, ZIP+4, bar coding, first class) direct pass through to the Fund . Telephone and telecommunication costs, including all lease, maintenance and line costs . Proxy solicitations, mailings and tabulations . Shipping, Certified and Overnight mail and insurance . Terminals, communication lines, printers and other equipment and any expenses incurred in connection with such terminals and lines . Duplicating services . Distribution and Redemption Check Issuance . Courier services . Federal Reserve charges for check clearance . Overtime, as approved by the Fund . Temporary staff, as approved by the Fund . Travel and entertainment, as approved by the Fund . Record retention, retrieval and destruction costs, including, but not limited to exit fees charged by third party recordkeeping vendors . Third party audit reviews . Insurance Each Fund agrees that postage and mailing expenses will be paid on the day of or prior to mailing as agreed with the Transfer Agent. In addition, each Fund will promptly reimburse the Transfer Agent for any other unscheduled expenses incurred by the Transfer Agent whenever the Fund and the Transfer Agent mutually agree that such expenses are not otherwise properly borne by the Transfer Agent as part of its duties and obligations under the Agreement. Dated: June 13, 2003 Schedule C DUTIES OF THE TRANSFER AGENTIssuance

Retirement Plan Document Fees. The Transfer Agent shall provide the Funds with prototype documents and related updates in compliance with all applicable provisions of the Internal Revenue Code and related regulations: $500 per year - XXX IRA - Traditional (includes SEP) $500 per year - XXX IRA - Xxxx Roth $500 per year - XXX IRA - Simple $500 per year - Xxxxxxxxx Covxxxxll ESA (formerly known as xx the Education XXXIRA) $750 per year xxxx - Non ERISA 403(b)(7) (for salary reduction reductxxx contributions only) $750 per year - Money Purchase (multi participant / flexible plan documents) $750 per year - Profit Sharing (multi participant / flexible plan documents) $750 per year - EZk (developed for a single participant/Owner Only with income below $160,000) Except with respect to fees for DCXchange(R) services, the Transfer Agent will provide an invoice for the fees described in this Schedule A as soon as practicable after the end of each calendar month. The Fund agrees to pay to the Transfer Agent the amounts so billed by Federal Funds Wire within thirty (30) business days after the Fund's receipt of the invoice. In addition, with respect to all fees, the Transfer Agent may charge a service fee equal to the lesser of (i) one and one half percent (1-1/2%) per month or (ii) the highest rate legally permitted on any past due invoiced amounts. Dated: June 13, 2003 Schedule B OUT-OF-POCKET EXPENSES Each Fund shall reimburse the Transfer Agent monthly for applicable out-of-pocket expenses, including, but not limited to the following items: . Postage (bulk, pre-sort, ZIP+4, bar coding, first class) direct pass through to the Fund . Telephone and telecommunication costs, including all lease, maintenance and line costs . Proxy solicitations, mailings and tabulations . Shipping, Certified and Overnight mail and insurance . Terminals, communication lines, printers and other equipment and any expenses incurred in connection with such terminals and lines . Duplicating services . Distribution and Redemption Check Issuance . Courier services . Federal Reserve charges for check clearance . Overtime, as approved by the Fund . Temporary staff, as approved by the Fund . Travel and entertainment, as approved by the Fund . Record retention, retrieval and destruction costs, including, but not limited to exit fees charged by third party recordkeeping vendors . Third party audit reviews . Insurance Each Fund agrees that postage and mailing expenses will be paid on the day of or prior to mailing as agreed with the Transfer Agent. In addition, each Fund will promptly reimburse the Transfer Agent for any other unscheduled expenses incurred by the Transfer Agent whenever the Fund and the Transfer Agent mutually agree that such expenses are not otherwise properly borne by the Transfer Agent as part of its duties and obligations under the Agreement. Dated: June 13, 2003 Schedule C DUTIES OF THE TRANSFER AGENT

Retirement Plan Document Fees. The Transfer Agent shall provide the Funds with prototype documents and related updates in compliance with all applicable provisions of the Internal Revenue Code and related regulations: $500 per year - XXX - Traditional (includes SEP) $500 per year - XXX - Xxxx $500 per year - XXX - Simple $500 per year - Xxxxxxxxx ESA (formerly known as the Education XXX) $750 per year - Non ERISA 403(b)(7) (for salary reduction contributions only) $750 per year - Money Purchase (multi participant / flexible plan documents) $750 per year - Profit Sharing (multi participant / flexible plan documents) $750 per year - EZk (developed for a single participant/Owner Only with income below $160,000) Except with respect to fees for DCXchange(RDCXchange/(R) services/services, the Transfer Agent will provide an invoice for the fees described in this Schedule A as soon as practicable after the end of each calendar month. The Fund agrees to pay to the Transfer Agent the amounts so billed by Federal Funds Wire within thirty (30) business days after the Fund's receipt of the invoice. In addition, with respect to all fees, the Transfer Agent may charge a service fee equal to the lesser of (i) one and one half percent (1-1/2%) per month or (ii) the highest rate legally permitted on any past due invoiced amounts. Dated: June 13, 2003 Schedule B OUT-OF-POCKET EXPENSES Each Fund shall reimburse the Transfer Agent monthly for applicable out-of-pocket expenses, including, but not limited to the following items: . Postage (bulk, pre-sort, ZIP+4, bar coding, first class) direct pass through to the Fund . Telephone and telecommunication costs, including all lease, maintenance and line costs . Proxy solicitations, mailings and tabulations . Shipping, Certified and Overnight mail and insurance . Terminals, communication lines, printers and other equipment and any expenses incurred in connection with such terminals and lines . Duplicating services . Distribution and Redemption Check Issuance . Courier services . Federal Reserve charges for check clearance . Overtime, as approved by the Fund . Temporary staff, as approved by the Fund . Travel and entertainment, as approved by the Fund . Record retention, retrieval and destruction costs, including, but not limited to exit fees charged by third party recordkeeping vendors . Third party audit reviews . Insurance Each Fund agrees that postage and mailing expenses will be paid on the day of or prior to mailing as agreed with the Transfer Agent. In addition, each Fund will promptly reimburse the Transfer Agent for any other unscheduled expenses incurred by the Transfer Agent whenever the Fund and the Transfer Agent mutually agree that such expenses are not otherwise properly borne by the Transfer Agent as part of its duties and obligations under the Agreement. Dated: June 13, 2003 Schedule C DUTIES OF THE TRANSFER AGENT

Retirement Plan Document Fees. The Transfer Agent shall provide the Funds with prototype documents and related updates in compliance with all applicable provisions of the Internal Revenue Code and related regulations: $500 per year - XXX - Traditional (includes SEP) $500 per year - XXX - Xxxx $500 per year - XXX - Simple $500 per year - Xxxxxxxxx ESA (formerly known as the Education XXX) $750 per year - Non ERISA 403(b)(7) (for salary reduction contributions only) $750 per year - Money Purchase (multi participant / flexible plan documents) $750 per year - Profit Sharing (multi participant / flexible plan documents) $750 per year - EZk (developed for a single participant/Owner Only with income below $160,000) Except with respect to fees for DCXchange(R) services, the Transfer Agent will provide an invoice for the fees described in this Schedule A as soon as practicable after the end of each calendar month. The Fund agrees to pay to the Transfer Agent the amounts so billed by Federal Funds Wire within thirty (30) business days after the Fund's receipt of the invoice. In addition, with respect to all fees, the Transfer Agent may charge a service fee equal to the lesser of (i) one and one half percent (1-1/2%) per month or (ii) the highest rate legally permitted on any past due invoiced amounts. DatedDATED: June 13APRIL ___, 2003 Schedule SCHEDULE B OUT-OF-POCKET EXPENSES Each Fund shall reimburse the Transfer Agent monthly for applicable out-of-pocket expenses, including, but not limited to the following items: . Postage (bulk, pre-sort, ZIP+4, bar coding, first class) direct pass through to the Fund . Telephone and telecommunication costs, including all lease, maintenance and line costs . Proxy solicitations, mailings and tabulations . Shipping, Certified and Overnight mail and insurance . Terminals, communication lines, printers and other equipment and any expenses incurred in connection with such terminals and lines . Duplicating services . Distribution and Redemption Check Issuance . Courier services . Federal Reserve charges for check clearance . Overtime, as approved by the Fund . Temporary staff, as approved by the Fund . Travel and entertainment, as approved by the Fund . Record retention, retrieval and destruction costs, including, but not limited to exit fees charged by third party recordkeeping vendors . Third party audit reviews . Insurance Each Fund agrees that postage and mailing expenses will be paid on the day of or prior to mailing as agreed with the Transfer Agent. In addition, each Fund will promptly reimburse the Transfer Agent for any other unscheduled expenses incurred by the Transfer Agent whenever the Fund and the Transfer Agent mutually agree that such expenses are not otherwise properly borne by the Transfer Agent as part of its duties and obligations under the Agreement. DatedDATED: June 13APRIL ___, 2003 Schedule SCHEDULE C DUTIES OF THE TRANSFER AGENT