Common use of Restrictions on Trading in Securities Clause in Contracts

Restrictions on Trading in Securities. In addition to any policies and procedures which govern Grantee's ability to trade in Common Units as well as other securities of the Partnership set forth in the Partnership's trading window policy, Grantee may be subject to additional securities trading and market abuse laws in his or her country of residence. These laws may affect Grantee's ability to acquire or dispose of Common Units or rights to Common Units (e.g., REUs) under the Plan, particularly during such times as the Grantee is considered to have access to material nonpublic information concerning the Partnership (as defined by the Laws of the Grantee's country). Any restrictions under these Laws or regulations are separate from and in addition to any policies and procedures set forth by the Partnership. The Grantee is responsible for ensuring compliance with any applicable restrictions and should consult his or her personal legal advisor on this matter.

Appears in 4 contracts

Samples: Award Agreement (KKR & Co. L.P.), Award Agreement (KKR & Co. L.P.), Public Company Holdings Unit Award (KKR & Co. L.P.)

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Restrictions on Trading in Securities. In addition to any policies and procedures which govern Grantee's ’s ability to trade in Common Units as well as other securities of the Partnership set forth in the Partnership's ’s trading window policy, Grantee may be subject to additional securities trading and market abuse laws in his or her country of residence. These laws may affect Grantee's ’s ability to acquire or dispose of Common Units or rights to Common Units (e.g., REUs) under the Plan, particularly during such times as the Grantee is considered to have access to material nonpublic information concerning the Partnership (as defined by the Laws of the Grantee's ’s country). Any restrictions under these Laws or regulations are separate from and in addition to any policies and procedures set forth by the Partnership. The Grantee is responsible for ensuring compliance with any applicable restrictions and should consult his or her personal legal advisor on this matter.

Appears in 1 contract

Samples: Public Company Holdings Unit Award Agreement (KKR & Co. L.P.)

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