Responsibility for Errors in Execution. Broker shall be responsible for transmission to Pershing of all orders and for any errors in the Broker’s recording or transmission of such orders.
Appears in 5 contracts
Samples: Disclosed Clearing Agreement (Gleacher & Company, Inc.), Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.), Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.)
Responsibility for Errors in Execution. Broker shall be responsible for transmission to Pershing of all orders and for any errors in the Broker’s 's recording or transmission of such orders.
Appears in 2 contracts
Samples: Clearing Agreement (American Portfolios Holdings Inc), Clearing Agreement (American Portfolios Holdings Inc)
Responsibility for Errors in Execution. Broker shall be responsible for transmission to Pershing First Clearing of all orders and for any errors in the Broker’s recording or transmission of such orders.
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Summit Financial Services Group Inc)
Responsibility for Errors in Execution. Broker shall be responsible for any errors by Broker in its recording and transmission of orders it transmits to Pershing of all orders and for any errors in the Broker’s recording or transmission of such orderspursuant to this Agreement.
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Siebert Financial Corp)
Responsibility for Errors in Execution. Broker shall be responsible for -------------------------------------- transmission to Pershing of all orders and for any errors in the Broker’s 's recording or transmission of such orders. Pershing shall be responsible for any errors it might make in the further transmission and execution of such orders after their receipt, in proper and complete form, from Broker.
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Ziegler Companies Inc)
