Resident Alien. Non-Resident Alien If you are a Non-Resident Alien, submit a W-8 form and a copy of your passport with this application Job $0-$49,999 $0-$49,999 Social Security $50,000-$99,999 $50,000-$99,999 Pension $100,000-$1 Million $100,000-$1 Million Spouse/Parent Investments ▇▇▇ Inheritance Over $1 Million Over $1 Million Affiliated or employed by a member of a stock exchange or the Financial Industry Regulatory Authority? Yes No If yes, please specify the company, position and affiliated/employer's name and your relationship below. Licensed by the Financial Industry Regulatory Authority or is a registered investment advisor, and using the license or registration in professional sales, trading or customer service capacity? Yes No If yes, please specify licenses held below. Either (1) a senior military, governmental or political official in a non-U.S. country, or (2) closely associated with an immediate family member of such an official? Yes No If yes, please identify the name of the official, office held and country. A director, 10% shareholder or policy-making officer of a publicly traded company? If yes, please specify the company, position and ownership % below.
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Sources: Ira Application and Adoption Agreement, Ira Application and Adoption Agreement
Resident Alien. Non-Resident Alien If you are a Non-Resident Alien, submit a W-8 form and a copy of your passport with this application Job $0-$49,999 $0-$49,999 Social Security $50,000-$99,999 $50,000-$99,999 Pension $100,000-$1 Million $100,000-$1 Million Spouse/Parent Investments ▇▇▇ Inheritance Over $1 Million Over $1 Million Investments ▇▇▇ Inheritance Affiliated or employed by a member of a stock exchange or the Financial Industry Regulatory Authority? Yes No If yes, please specify the company, position and affiliated/employer's name and your relationship below. Licensed by the Financial Industry Regulatory Authority or is a registered investment advisor, and using the license or registration in professional sales, trading or customer service capacity? Yes No If yes, please specify licenses held below. Either (1) a senior military, governmental or political official in a non-U.S. country, or (2) closely associated with an immediate family member of such an official? Yes No If yes, please identify the name of the official, office held and country. A director, 10% shareholder or policy-making officer of a publicly traded company? If yes, please specify the company, position and ownership % below.
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