Representations of GFS. GFS represents and warrants to the Trust that: (i) it is a limited liability company duly organized and existing and in good standing under the laws of the State of Nebraska; (ii) it is empowered under applicable laws and by its organizational documents to enter into this Agreement and perform its duties under this Agreement; (iii) it has access to the necessary facilities, equipment, and personnel to perform its duties and obligations under this Agreement; and (iv) it is registered as a transfer agent under Section 17A of the Securities Exchange Act of 1934 and shall continue to be registered throughout the remainder of this Agreement.
Appears in 87 contracts
Sources: Fund Services Agreement (Advisorone Funds), Fund Services Agreement (Boyar Value Fund Inc), Fund Services Agreement (North Country Funds)
Representations of GFS. GFS represents and warrants to the Trust that:
(i) it is a limited liability company duly organized and existing and in good standing under the laws of the State of Nebraska;
(ii) it is empowered under applicable laws and by its organizational documents to enter into this Agreement and perform its duties under this Agreement;
(iii) it has access to the necessary facilities, equipment, and personnel to perform its duties and obligations under this Agreement; and
(iv) it is registered as a transfer agent under Section 17A of the Securities Exchange Act of 1934 1934, as amended, and shall continue to be registered throughout the remainder of this Agreement.
Appears in 14 contracts
Sources: Fund Services Agreement (Advisors Preferred Trust), Fund Services Agreement (Advisors Preferred Trust), Fund Services Agreement (Equinox Frontier Heritage Fund)
Representations of GFS. GFS represents and warrants to the Trust that:
(i) it is a limited liability company duly organized and existing and in good standing under the laws of the State of Nebraska;
(ii) it is empowered under applicable laws and by its organizational documents to enter into this Agreement and perform its duties under this Agreement;
(iii) it has access to the necessary facilities, equipment, and personnel to perform its duties and obligations under this Agreement; and
(iv) it is registered as a transfer agent under Section 17A of the Securities Exchange Act of 1934 and shall continue to be registered throughout the remainder of this Agreement.
Appears in 9 contracts
Sources: Transfer Agency Service Agreement (Northern Lights Variable Trust), Transfer Agency Service Agreement (Northern Lights Fund Trust), Transfer Agency Service Agreement (Northern Lights Fund Trust)
Representations of GFS. GFS represents and warrants to the Trust that:
(i) it is a limited liability company corporation duly organized and existing and in good standing under the laws of the State of Nebraska;
(ii) it is empowered under applicable laws and by its organizational documents Articles of Incorporation and Bylaws to enter into this Agreement and perform its duties under this Agreement;
(iii) it has access to the necessary facilities, equipment, and personnel to perform its duties and obligations under this Agreement; and
(iv) it is registered as a transfer agent under Section 17A of the Securities Exchange Act of 1934 and shall continue to be registered throughout the remainder of this Agreement.
Appears in 9 contracts
Sources: Fund Accounting Service Agreement (New River Funds), Fund Accounting Service Agreement (New River Funds), Administration Service Agreement (New River Funds)
Representations of GFS. GFS represents and warrants to the Trust that:
(i) it is a limited liability company duly organized and organized, existing and in good standing under the laws of the State state of Nebraska;
(ii) it is empowered under applicable laws and by its organizational documents to enter into this Agreement and perform its duties under this Agreement;
(iii) it has access to the necessary facilities, equipment, and personnel to perform its duties and obligations under this Agreement; and
(iv) it is registered as a transfer agent under Section 17A of the Securities Exchange Act of 1934 1934, as amended, and shall continue to be so registered throughout the remainder of this Agreement.
Appears in 9 contracts
Sources: Etf Fund Services Agreement (Northern Lights Fund Trust Ii), Fund Services Agreement (Leader Funds Trust), Etf Fund Services Agreement (Northern Lights Fund Trust Iii)
Representations of GFS. GFS represents and warrants to the Trust Fund Family that:
(i) it is a limited liability company duly organized and existing and in good standing under the laws of the State of Nebraska;
(ii) it is empowered under applicable laws and by its organizational documents to enter into this Agreement and perform its duties under this Agreement;
(iii) it has access to the necessary facilities, equipment, and personnel to perform its duties and obligations under this Agreement; and
(iv) it is registered as a transfer agent under Section 17A of the Securities Exchange Act of 1934 1934, as amended, and shall continue to be registered throughout the remainder of this Agreement.
Appears in 7 contracts
Sources: Fund Services Agreement (SCM Trust), Fund Services Agreement (SCM Trust), Fund Services Agreement (Shelton Funds)
Representations of GFS. GFS represents and warrants to the Trust Fund that:
(i) it is a limited liability company duly organized and existing and in good standing under the laws of the State of Nebraska;
(ii) it is empowered under applicable laws and by its organizational documents to enter into this Agreement and perform its duties under this Agreement;
(iii) it has access to the necessary facilities, equipment, and personnel to perform its duties and obligations under this Agreement; and
(iv) it is registered as a transfer agent under Section 17A of the Securities Exchange Act of 1934 1934, as amended, and shall continue to be registered throughout the remainder of this Agreement.
Appears in 6 contracts
Sources: Fund Services Agreement (Princeton Private Investments Access Fund), Fund Services Agreement (BlueArc Multi-Strategy Fund), Fund Services Agreement (Altegris KKR Private Equity Fund)
Representations of GFS. GFS represents and warrants to the Trust Company that:
(i) it is a limited liability company duly organized and existing and in good standing under the laws of the State of Nebraska;
(ii) it is empowered under applicable laws and by its organizational documents to enter into this Agreement and perform its duties under this Agreement;
(iii) it has access to the necessary facilities, equipment, and personnel to perform its duties and obligations under this Agreement; and
(iv) it is registered as a transfer agent under Section 17A of the Securities Exchange Act of 1934 and shall continue to be registered throughout the remainder of this Agreement.
Appears in 6 contracts
Sources: Fund Services Agreement (Dominion Funds Inc), Fund Services Agreement (Dominion Funds Inc), Administration Service Agreement (Dominion Funds Inc)
Representations of GFS. GFS represents and warrants to the Trust Trusts that:
(i) it is a limited liability company duly organized and existing and in good standing under the laws of the State of Nebraska;
(ii) it is empowered under applicable laws and by its organizational documents to enter into this Agreement and perform its duties under this Agreement;
(iii) it has access to the necessary facilities, equipment, and personnel to perform its duties and obligations under this Agreement; and
(iv) it is registered as a transfer agent under Section 17A of the Securities Exchange Act of 1934 and shall continue to be registered throughout the remainder of this Agreement.
Appears in 3 contracts
Sources: Fund Services Agreement (Arrow Investments Trust), Fund Services Agreement (Arrow Investments Trust), Fund Services Agreement (Arrow ETF Trust)
Representations of GFS. GFS represents and warrants to the Trust ANST that:
(i) it is a limited liability company duly organized and existing and in good standing under the laws of the State of Nebraska;
(ii) it is empowered under applicable laws and by its organizational documents to enter into this Agreement and perform its duties under this Agreement;; and
(iii) it has access to the necessary facilities, equipment, and personnel to perform its duties and obligations under this Agreement; and
(iv) it is registered as a transfer agent under Section 17A of the Securities Exchange Act of 1934 1934, as amended, and shall continue to be registered throughout the remainder of this Agreement.
Appears in 3 contracts
Sources: Fund Sub Services Agreement (Wildermuth Endowment Strategy Fund), Fund Sub Services Agreement (American Real Estate Income Fund), Fund Services Agreement (Realty Capital Income Funds Trust)
Representations of GFS. GFS represents and warrants to the Trust that:
(i) it is a limited liability company duly organized and existing and in good standing under the laws of the State of Nebraska;;
(ii) it is empowered under applicable laws and by its organizational documents to enter into this Agreement and perform its duties under this Agreement;
(iii) it has access to the necessary facilities, equipment, and personnel to perform its duties and obligations under this Agreement; and
(iv) it is registered as a transfer agent under Section 17A of the Securities Exchange Act of 1934 and shall continue to be registered throughout the remainder of this Agreement.
Appears in 2 contracts
Sources: Fund Services Agreement (Northern Lights Fund Trust), Fund Services Agreement (Equinox Funds Trust)
Representations of GFS. GFS represents and warrants to the Trust Company that:
(i) it is a limited liability company duly organized and existing and in good standing under the laws of the State of NebraskaNew York;
(ii) it is empowered under applicable laws and by its organizational documents to enter into this Agreement and perform its duties under this Agreement;
(iii) it has access to the necessary facilities, equipment, and personnel to perform its duties and obligations under this Agreement; and
(iv) it is registered as a transfer agent under Section 17A of the Securities Exchange Act of 1934 and shall continue to be registered throughout the remainder of this Agreement.
Appears in 2 contracts
Sources: Transfer Agency Service Agreement (Boyar Value Fund Inc), Administration Service Agreement (Boyar Value Fund Inc)
Representations of GFS. GFS represents and warrants to the Trust Corporation that:
(i) it is a limited liability company duly organized and existing and in good standing under the laws of the State of Nebraska;
(ii) it is empowered under applicable laws and by its organizational documents to enter into this Agreement and perform its duties under this Agreement;
(iii) it has access to the necessary facilities, equipment, and personnel to perform its duties and obligations under this Agreement; and
(iv) it is registered as a transfer agent under Section 17A of the Securities Exchange Act of 1934 and shall continue to be registered throughout the remainder of this Agreement.
Appears in 1 contract
Sources: Fund Services Agreement (Santa Barbara Group of Mutual Funds Inc)
Representations of GFS. GFS represents and warrants to the Trust that:
(i) it is a limited liability company duly organized and existing and in good standing under the laws of the State of Nebraska;
(ii) it is empowered under applicable laws and by its organizational documents to enter into this Agreement and perform its duties under this Agreement;; and
(iii) it has access to the necessary facilities, equipment, and personnel to perform its duties and obligations under this Agreement; and.
(iv) it is registered as a transfer agent under Section 17A of the Securities Exchange Act of 1934 1934, as amended, and shall continue to be registered throughout the remainder of this Agreement.
Appears in 1 contract
Sources: Fund Services Agreement (Resource Real Estate Diversified Income Fund)
Representations of GFS. GFS represents and warrants to the Trust that:
(i) it is a limited liability company duly organized and existing and in good standing under the laws of the State of Nebraska;
(ii) it is empowered under applicable laws and by its organizational documents Organizational Documents to enter into this Agreement and perform its duties under this Agreement;
(iii) it has access to the necessary facilities, equipment, and personnel to perform its duties and obligations under this Agreement; and
(iv) it is registered as a transfer agent under Section 17A of the Securities Exchange Act of 1934 and shall continue to be registered throughout the remainder of this Agreement.
Appears in 1 contract
Representations of GFS. GFS represents and warrants to the Trust Fund that:
(i) it is a limited liability company duly organized and organized, existing and in good standing under the laws of the State state of Nebraska;
(ii) it is empowered under applicable laws and by its organizational documents to enter into this Agreement and perform its duties under this Agreement;
(iii) it has access to the necessary facilities, equipment, and personnel to perform its duties and obligations under this Agreement; and
(iv) it is registered as a transfer agent under Section 17A of the Securities Exchange Act of 1934 1934, as amended, and shall continue to be so registered throughout the remainder of this Agreement.
Appears in 1 contract
Sources: Fund Services Agreement (Crow Point Global Dividend Plus Fund)
Representations of GFS. GFS represents and warrants to the Trust Company that:
(i) it is a limited liability company duly organized and existing and in good standing under the laws of the State of Nebraska;
(ii) it is empowered under applicable laws and by its organizational documents to enter into this Agreement and perform its duties under this Agreement;
(iii) it has access to the necessary facilities, equipment, and personnel to perform its duties and obligations under this Agreement; and
(iv) it is registered as a transfer agent under Section 17A of the Securities Exchange Act of 1934 1934, as amended, and shall continue to be registered throughout the remainder of this Agreement.
Appears in 1 contract
Sources: Fund Services Agreement (Triton Pacific Investment Corporation, Inc.)
Representations of GFS. GFS represents and warrants to the Trust Fund that:
(i) it is a limited liability company duly organized and existing and in good standing under the laws of the State of Nebraska;
(ii) it is empowered under applicable laws and by its organizational documents to enter into this Agreement and perform its duties under this Agreement;
(iii) it has access to the necessary facilities, equipment, and personnel to perform its duties and obligations under this Agreement; and
(iv) it is registered as a transfer agent under Section 17A of the Securities Exchange Act of 1934 and shall continue to be registered throughout the remainder of this Agreement.
Appears in 1 contract
Sources: Administration Service Agreement (Millennium India Acquisition CO Inc.)
Representations of GFS. GFS represents and warrants to the Trust that:
(i) it is a limited liability company duly organized and organized, existing and in good standing under the laws of the State state of Nebraska;
(ii) it is empowered under applicable laws and by its organizational documents to enter into this Agreement and perform its duties under this Agreement;
(iii) it has and will maintain access to the necessary facilities, equipment, and personnel to perform its duties and obligations under this Agreement; and
(iv) it is registered as a transfer agent under Section 17A of the Securities Exchange Act of 1934 1934, as amended, and shall continue to be so registered throughout the remainder of this Agreement.
Appears in 1 contract
Sources: Fund Services Agreement (Northern Lights Fund Trust IV)