Representations and Warranties of the Dealer Manager. You, as the Dealer Manager, represent and warrant to the Fund that: (a) the Dealer Manager is a member in good standing of FINRA and a broker-dealer registered as such under the Exchange Act, and (b) the Dealer Manager and its employees and representatives have all required licenses and registrations to act under this Agreement.
Appears in 4 contracts
Samples: Dealer Manager Agreement (Predex), Dealer Manager Agreement (Resource Credit Income Fund), Dealer Manager Agreement (Vertical Capital Income Fund)
Representations and Warranties of the Dealer Manager. You, as the Dealer Manager, represent and warrant to the Fund that: (a) the Dealer Manager is a member in good standing of FINRA and a broker-dealer registered as such under the Securities Exchange Act of 1934, as amended (the “1934 Act”), and (b) the Dealer Manager and its employees and representatives have all required licenses and registrations to act under this Agreement.
Appears in 2 contracts
Samples: Dealer Manager Agreement (Eagle Point Enhanced Income Trust), Dealer Manager Agreement (CION Ares Diversified Credit Fund)
Representations and Warranties of the Dealer Manager. You, as the Dealer Manager, represent and warrant to the Fund Company that: (a) the Dealer Manager is a member in good standing of FINRA and a broker-dealer registered as such under the Securities Exchange Act of 1934, as amended (the “1934 Act”), and (b) the Dealer Manager and its employees and representatives have all required licenses and registrations to act under this Agreement.
Appears in 2 contracts
Samples: Dealer Manager Agreement (CIM Real Assets & Credit Fund), Dealer Manager Agreement (CIM Real Assets & Credit Fund)
