Reports to the Trust; Escalation. A. The CCO shall make regular reports to the Trust regarding its administration and enforcement of the Compliance Program. These regular reports shall address compliance by the Trust and the Service Providers and such other matters as the Trust may reasonably request.
Appears in 28 contracts
Samples: Chief Compliance Officer Services Agreement (ALPS Series Trust), Chief Compliance Officer Services Agreement (ALPS Series Trust), Chief Compliance Officer Services Agreement (ALPS Series Trust)
Reports to the Trust; Escalation. A. The CCO shall make regular quarterly reports to the Trust regarding its administration and enforcement of the Compliance Program. These regular reports shall address compliance by the Trust and the Service Providers and such other matters as the Trust may reasonably request.
Appears in 2 contracts
Samples: Chief Compliance Officer Services Agreement (WisdomTree Digital Trust), Chief Compliance Officer Services Agreement (WisdomTree Trust)
Reports to the Trust; Escalation. A. The CCO shall make regular reports to the Trust regarding its administration and enforcement of the Compliance Program. These regular reports shall address compliance by the Trust and the Service Providers and such other matters as the Trust may reasonably request. The CCO will attend regularly scheduled meetings of the Board of Trustees as well as such other meetings as the Trustees or their delegates may reasonably request.
Appears in 2 contracts
Samples: Chief Compliance Officer Services Agreement (Reality Shares ETF Trust), Chief Compliance Officer Services Agreement (Reality Shares ETF Trust)
Reports to the Trust; Escalation. A. The CCO shall make regular quarterly reports to the Trust regarding its administration and enforcement of the Fund Compliance Program. These regular reports shall address compliance by the Trust and the Service Providers and such other matters as the Trust may reasonably request.
Appears in 1 contract
Samples: Administration Agreement (Stewart Capital Mutual Funds)
Reports to the Trust; Escalation. A. The CCO shall make regular reports to the Trust and its Board of Trustees (the “Board”) regarding its administration and enforcement of the Compliance Program. These regular reports shall address compliance by the Trust and the Fund Service Providers and such other matters as the Trust may reasonably request.
Appears in 1 contract
Samples: Chief Compliance Officer Services Agreement (Principal Real Estate Income Fund)
Reports to the Trust; Escalation. A. The CCO shall make regular reports to the Trust regarding its administration and enforcement of the Compliance Program. These regular reports shall address compliance by the Trust and the Service Providers and such other matters as the Trust may reasonably request.
Appears in 1 contract
Samples: Chief Compliance Officer Services Agreement (ALPS ETF Trust)
