Common use of Reports; Regulatory Matters Clause in Contracts

Reports; Regulatory Matters. (a) The Company has filed all reports and other documents with the SEC required to be filed or furnished by the Company since January 1, 2014 (any such documents filed during such period by the Company, the “Company SEC Reports”), and have paid, in each case, all fees and assessments due and payable in connection therewith. As of their respective filing dates, the Company SEC Reports (i) complied as to form in all material respects with, to the extent in effect at the time of filing, the applicable requirements of the Xxxxxxxx-Xxxxx Act, the Investment Company Act, the Securities Act and the Exchange Act, as the case may be, and (ii) did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading. As of the date hereof, to the knowledge of the Company, there are no pending proceedings or investigations of the Company by a Governmental Entity.

Reports; Regulatory Matters. (a) The Company Parent has filed all reports and other documents with the SEC required to be filed or furnished by the Company Parent since January 1, 2014 (any such documents filed during such period by the CompanyParent, the “Company Parent SEC Reports”), and have has paid, in each case, all fees and assessments due and payable in connection therewith. As of their respective filing dates, the Company Parent SEC Reports (i) complied as to form in all material respects with, to the extent in effect at the time of filing, the applicable requirements of the Xxxxxxxx-Xxxxx Act, the Investment Company Act, the Securities Act and the Exchange Act, as the case may be, and (ii) did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading. As of the date hereof, to the knowledge of the CompanyParent, there are no pending proceedings or investigations of the Company by a Governmental Entity.

Reports; Regulatory Matters. (a) The Company has filed all reports and other documents with the SEC that were required to be filed or furnished by the Company since January 1June 30, 2014 2013 (any such the documents filed during such period by the Company, the “Company SEC Reports”), and have has paid, in each case, all fees and assessments due and payable in connection therewith. As of their respective filing dates, the Company SEC Reports (i) complied as to form in all material respects with, to the extent in effect at the time of filing, the applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 (the “Xxxxxxxx-Xxxxx Act”), the Investment Company Act, the Securities Act and the Securities Exchange Act of 1934 (the “Exchange Act, as the case may be”), and (ii) did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading. As of the date hereof, to the knowledge of the Company, there are no pending proceedings or investigations of the Company by a Governmental Entity.

Reports; Regulatory Matters. (a) The Company has filed all reports and other documents with the SEC that were required to be filed or furnished by the Company since January 1June 30, 2014 2013 (any such the documents filed during such period by the Company, the “"Company SEC Reports”"), and have has paid, in each case, all fees and assessments due and payable in connection therewith. As of their respective filing dates, the Company SEC Reports (i) complied as to form in all material respects with, to the extent in effect at the time of filing, the applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 (the "Xxxxxxxx-Xxxxx Act"), the Investment Company Act, the Securities Act and the Securities Exchange Act of 1934 (the "Exchange Act, as the case may be"), and (ii) did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading. As of the date hereof, to the knowledge of the Company, there are no pending proceedings or investigations of the Company by a Governmental Entity.