Reporting of Compliance Matters. (a) The Sub-Adviser shall allow the Trust’s CCO and/or members of the SEI Funds Compliance Department to inspect (without taking copies) copies of all SEC correspondence with the Sub-Adviser, including documents related to examinations and “sweep” examinations of the Sub-Adviser, in which the SEC identified any concerns or issues related to the Sub-Adviser’s investment advisory services to third-party mutual funds. Notwithstanding the foregoing, Sub- Adviser may redact certain information not related to the provision of investment advisory services to third-party mutual funds. Such documents will be made available at the Sub-Adviser’s office during normal business hours and upon reasonable prior notice;
Appears in 2 contracts
Samples: Sub Advisory Agreement (Sei Institutional Managed Trust), SEI Catholic Values Trust
Reporting of Compliance Matters. (a) The Sub-Adviser shall allow the Trust’s CCO Chief Compliance Officer (“CCO”) and/or members of the SEI Funds Compliance Department to inspect (without taking copies) copies of all SEC correspondence with the Sub-Adviser, including documents related to examinations and “sweep” examinations of the Sub-Adviser, in which the SEC identified any concerns or issues related to the Sub-Adviser’s investment advisory services to third-party mutual funds. Notwithstanding the foregoing, Sub- Sub-Adviser may redact certain information not related to the provision of investment advisory services to third-party mutual funds. Such documents will be made available at the Sub-Adviser’s office during normal business hours and upon reasonable prior notice;
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (Sei Daily Income Trust /Ma/), Investment Sub Advisory Agreement (Sei Institutional Managed Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall allow the Trust’s CCO and/or members of the SEI Funds Compliance Department to inspect (without taking copies) copies of all SEC correspondence with the Sub-Adviser, including documents related to examinations and “sweep” examinations of the Sub-Adviser, in which the SEC identified any concerns or issues related to the Sub-Adviser’s investment advisory services to third-party mutual funds. Notwithstanding the foregoing, Sub- Sub-Adviser may redact certain information not related to the provision of investment advisory services to third-party mutual funds. Such documents will be made available at the Sub-Adviser’s office during normal business hours and upon reasonable prior notice;
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (SEI Catholic Values Trust), Sub Advisory Agreement (New Covenant Funds)
Reporting of Compliance Matters. (a) The Sub-Adviser shall allow the Trust’s CCO Chief Compliance Officer (“CCO”) and/or members of the SEI SET Funds Compliance Department to inspect (without taking copies) copies of all SEC correspondence with the Sub-Adviser, including documents related to examinations and “sweep” examinations of the Sub-Adviser, in which the SEC identified any concerns or issues related to the Sub-Adviser’s investment advisory services to third-party mutual funds. Notwithstanding the foregoing, Sub- Sub-Adviser may redact certain information not related to the provision of investment advisory services to third-party mutual funds. Such documents will be made available at the Sub-Adviser’s office during normal business hours and upon reasonable prior notice;
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Sei Institutional Investments Trust)
