Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) the following documents:
Appears in 507 contracts
Samples: Investment Sub Advisory Agreement (AdvisorShares Trust), Investment Sub Advisory Agreement (Sei Institutional Investments Trust), Investment Sub Advisory Agreement (Sei Institutional Investments Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) the following documentsfollowing:
Appears in 107 contracts
Samples: Investment Sub Advisory Agreement (Listed Funds Trust), Investment Sub Advisory Agreement (Listed Funds Trust), Investment Sub Advisory Agreement (Sei Institutional International Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s 's Chief Compliance Officer (“"CCO”") the following documents:
Appears in 22 contracts
Samples: Investment Sub Advisory Agreement (Sei Institutional Investments Trust), Investment Sub Advisory Agreement (Sei Institutional Managed Trust), Investment Sub Advisory Agreement (Sei Institutional Managed Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Trusts Chief Compliance Officer (“CCO”) the following documents:
Appears in 18 contracts
Samples: Agreement (Sei Institutional Investments Trust), Sub Advisory Agreement (Sei Institutional International Trust), Agreement (Sei Institutional Investments Trust)
Reporting of Compliance Matters. (a) a. The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) the following documentsfollowing:
Appears in 8 contracts
Samples: Investment Sub Advisory Agreement (Valkyrie ETF Trust II), Investment Sub Advisory Agreement (ETF Series Solutions), Investment Sub Advisory Agreement (Northern Lights Fund Trust IV)
Reporting of Compliance Matters. (a) The Sub-Adviser shall as promptly as reasonably possible provide to the Trust’s Chief Compliance Officer (“CCO”) the following documents:
Appears in 6 contracts
Samples: Investment Sub Advisory Agreement (Sei Institutional Investments Trust), Sub Advisory Agreement (Sei Institutional Managed Trust), Investment Sub Advisory Agreement (Sei Institutional Investments Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Adviser’s and the Trust’s Chief Compliance Officer (“CCO”) the following documentsfollowing:
Appears in 5 contracts
Samples: Knights of Columbus Asset Advisors LLC (SHP ETF Trust), Investment Sub Advisory Agreement (Tema ETF Trust), Investment Sub Advisory Agreement (Tema ETF Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Adviser’s Chief Compliance Officer (“Adviser CCO”) and the Trust’s Chief Compliance Officer (“Trust CCO”) the following documentsfollowing:
Appears in 5 contracts
Samples: Investment Sub Advisory Agreement (ETF Series Solutions), Investment Sub Advisory Agreement (Elevation Series Trust), Investment Sub Advisory Agreement (Elevation Series Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to (or, in the case of subparagraph (a)(i) below, make available for inspection to at a mutually agreeable place) the Trust’s Chief Compliance Officer (“CCO”) the following documents:
Appears in 4 contracts
Samples: Investment Sub Advisory Agreement (Sei Institutional Managed Trust), Investment Sub Advisory Agreement (Sei Institutional Investments Trust), Investment Sub Advisory Agreement Sei Institutional Investments Trust (Sei Institutional Investments Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) the following documentsdocuments after the Sub-Adviser receives reasonable assurance that the Adviser and the Trust will give the documents confidential treatment:
Appears in 4 contracts
Samples: Sub Advisory Agreement (Sei Institutional Managed Trust), Sub Advisory Agreement (Sei Institutional Investments Trust), Investment Sub Advisory Agreement (Sei Institutional Managed Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall shall, upon request, promptly provide to the Trust’s Chief Compliance Officer (“CCO”) the following documents:
Appears in 3 contracts
Samples: Investment Sub Advisory Agreement (Sei Institutional Investments Trust), Investment Sub Advisory Agreement (Sei Institutional Managed Trust), Advisory Agreement (Sei Institutional Investments Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) of the following documentsTrust and the Adviser the following:
Appears in 3 contracts
Samples: Investment Sub Advisory Agreement (RBB Fund Trust), Investment Sub Advisory Agreement (RBB Fund Trust), Investment Sub Advisory Agreement (RBB Fund Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s and the Adviser’s Chief Compliance Officer Officers (“CCO”) the following documentsfollowing:
Appears in 3 contracts
Samples: Investment Sub Advisory Agreement (ETF Series Solutions), Investment Sub Advisory Agreement (ETF Series Solutions), Investment Sub Advisory Agreement (ETF Series Solutions)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide make available to the Trust’s Chief Compliance Officer (“CCO”) the following documents:
Appears in 3 contracts
Samples: Sub Advisory Agreement (Sei Institutional Managed Trust), Investment Sub Advisory Agreement (SEI Catholic Values Trust), Sub Advisory Agreement (Sei Institutional Investments Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) the following documentsfollowing:
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (ETF Series Solutions), Investment Sub Advisory Agreement (ETF Series Solutions)
Reporting of Compliance Matters. (a) The Subject to a confidentiality agreement between the Adviser and Sub-Adviser, as agreed to from time to time, the Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) the following documents:
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (Sei Institutional Investments Trust), Investment Sub Advisory Agreement (Sei Institutional International Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide provide, subject to the confidentiality provisions described below in Section 8(a)(i), to the Trust’s Chief Compliance Officer (“CCO”) the following documents:
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (Sei Institutional Investments Trust), Investment Sub Advisory Agreement (Sei Institutional International Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser adviser shall promptly provide to the TrustRegistrant’s Chief Compliance Officer (“CCO”) the following documentsfollowing:
Appears in 2 contracts
Samples: Interim Sub Advisory Agreement (FactorShares Trust), Sub Advisory Agreement (FactorShares Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s 's Chief Compliance Officer (“"CCO”") the following documentsfollowing:
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (ETF Series Solutions), Investment Sub Advisory Agreement (RBB Fund, Inc.)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Trusts Chief Compliance Officer (“CCO”) the following documents:documents (which must be kept confidential in accordance with Paragraph 8 above):
Appears in 2 contracts
Samples: Sei Institutional International Trust, Sei Institutional Investments Trust
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) the following documents:documents (which must be kept confidential in accordance with Paragraph 8 above):
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (Sei Institutional International Trust), Investment Sub Advisory Agreement (Sei Institutional Investments Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) ), except to the extent prohibited by applicable law and communicated as such to the CCO, the following documents:
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (Sei Institutional International Trust), Sub Advisory Agreement (Sei Institutional Investments Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (the “CCO”) the following documents:
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (City National Rochdale Funds), Investment Sub Advisory Agreement (City National Rochdale Funds)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) reasonable access to the following documentsdocuments for on-site inspection at the Sub-Adviser’s offices during normal business hours:
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (Sei Institutional International Trust), Investment Sub Advisory Agreement (Sei Institutional Managed Trust)
Reporting of Compliance Matters. (a) The Upon request, the Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) the following documentsfollowing:
Appears in 2 contracts
Samples: Sub Advisory Agreement (Sei Institutional Investments Trust), Sub Advisory Agreement (Sei Institutional Managed Trust)
Reporting of Compliance Matters. (a) The a)The Sub-Adviser shall promptly provide to the Trust’s Trusts Chief Compliance Officer (“CCO”) the following documents:
Appears in 1 contract
Samples: Sei Institutional Investments Trust
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO-CCO”) the following documents:
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Sei Institutional International Trust)
Reporting of Compliance Matters. (a1) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) the following documents:
Appears in 1 contract
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) the following documents:
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Sei Tax Exempt Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide provide, upon written request, to the Trust’s Chief Compliance Officer (“CCO”) the following documents:
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Sei Institutional Investments Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the TrustCompany’s Chief Compliance Officer (“CCO”) the following documentsfollowing:
Appears in 1 contract
Samples: Form of Investment Sub Advisory Agreement (RBB Fund, Inc.)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide make available to the Trust’s 's Chief Compliance Officer (“"CCO”") the following documents:
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (SEI Catholic Values Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to upon request of the Trust’s Chief Compliance Officer (“CCO”) will make available for inspection the following documents:
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Sei Institutional Investments Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCOOfficer(“CCO”) the following documents:
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Sei Institutional Managed Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) ), within a reasonable time frame after having been requested, the following documents:
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Sei Institutional Investments Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) the following documents or access to the following documents, as indicated immediately hereinbelow:
Appears in 1 contract
Samples: Investment Advisory Agreement (Advisors' Inner Circle Fund III)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s 's Chief Compliance Officer (“CCO”) the "CCO")the following documents:
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Sei Institutional Investments Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Trusts Chief Compliance Officer (“CCO”) the following documentsdocuments after the Sub-Adviser receives reasonable assurance that the Adviser and the Trust will give the documents confidential treatment:
Appears in 1 contract
Samples: Sub Advisory Agreement (Sei Institutional Managed Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) the following documents:
Appears in 1 contract
Samples: Sub Advisory Agreement (Sei Daily Income Trust /Ma/)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide provide, in each case on a mutually agreed timeline (such as in connection with periodic reporting or certifications), to the Trust’s Chief Compliance Officer (“CCO”) the following documents:
Appears in 1 contract
Samples: Sub Advisory Agreement (Sei Institutional Managed Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide provide, subject to the Trust’s confidentiality provisions described below in Section 8(a)(i), to the Trusts Chief Compliance Officer (“CCO”) the following documents:
Appears in 1 contract
Samples: Sub Advisory Agreement (Sei Institutional International Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) the following documentsdocuments and Adviser and the Trust will give the documents confidential treatment:
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (New Covenant Funds)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) the following documents:: Exhibit (d)(5)
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (AdvisorShares Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) the following documents:
Appears in 1 contract
Samples: Sub Advisory Agreement (Sei Institutional Managed Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Adviser's and the Trust’s 's Chief Compliance Officer (“"CCO”") the following documentsfollowing:
Appears in 1 contract
Reporting of Compliance Matters. (ai) The Sub-Adviser shall promptly provide to the Trust’s 's Chief Compliance Officer (“"CCO”") and VKAM's CCO the following documents:
Appears in 1 contract
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Adviser’s and the Trust’s Chief Compliance Officer (“CCO”) the following documentsfollowing:
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Listed Funds Trust)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) within a reasonable time frame after having been requested, the following documents:
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Sei Institutional Managed Trust)
