Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as required.
Appears in 539 contracts
Samples: Underwriting Agreement (Rectitude Holdings Ltd.), Underwriting Agreement (Nano Nuclear Energy Inc.), Underwriting Agreement (Annovis Bio, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the Prospectus that have not been described as required.
Appears in 399 contracts
Samples: Credit Agreement (Mesa Laboratories Inc /Co), Underwriting Agreement (OHI Healthcare Properties Limited Partnership), Underwriting Agreement (Liquidia Corp)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the Prospectus that have not been described as required.
Appears in 139 contracts
Samples: Underwriting Agreement (Ark Global Acquisition Corp.), Underwriting Agreement (Authentic Equity Acquisition Corp.), Underwriting Agreement (Celcuity Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that which have not been described as required.
Appears in 128 contracts
Samples: Open Market Sale (Vaccinex, Inc.), Open Market Sale (Praxis Precision Medicines, Inc.), Open Market Sale (Avalon GloboCare Corp.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as requiredrequired by the Securities Act Regulations.
Appears in 123 contracts
Samples: Underwriting Agreement (Boustead Wavefront Inc.), Underwriting Agreement (Know Labs, Inc.), Underwriting Agreement (CLPS Inc)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described or filed in the Registration Statement, or described in the Disclosure Package or the Prospectus, that have not been as set forth in the Registration Statement, the Pricing Disclosure Package Prospectus and the Prospectus that have not been described as requiredPricing Prospectus.
Appears in 74 contracts
Samples: Lock Up Agreement (Jinxin Technology Holding Co), Underwriting Agreement (Agape ATP Corp), Underwriting Agreement (YanGuFang International Group Co., LTD)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as requiredrequired under the Securities Act and the Securities Act Regulations.
Appears in 68 contracts
Samples: Underwriting Agreement (Opti-Harvest, Inc.), Underwriting Agreement (Elephant Oil Corp.), Underwriting Agreement (Yoshiharu Global Co.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as required.
Appears in 52 contracts
Samples: Placement Agency Agreement (Ascent Solar Technologies, Inc.), Underwriting Agreement (KWESST Micro Systems Inc.), Placement Agency Agreement (Sigma Labs, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the Prospectus that have not been described as required.
Appears in 40 contracts
Samples: Underwriting Agreement (Protagonist Therapeutics, Inc), Underwriting Agreement (Ekso Bionics Holdings, Inc.), Underwriting Agreement (VBI Vaccines Inc/Bc)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the IPO Prospectus that have not been described as required.
Appears in 40 contracts
Samples: Underwriting Agreement (Mudrick Capital Acquisition Corp. II), Underwriting Agreement (Osiris Acquisition Corp.), Underwriting Agreement (EQ Health Acquisition Corp.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus that have not been described as requiredrequired pursuant to the Securities Act.
Appears in 39 contracts
Samples: Sales Agreement (Lipocine Inc.), Sales Agreement (Brenmiller Energy Ltd.), Sales Agreement (TSR Inc)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any of its Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and or the Prospectus that have not been described as required.
Appears in 39 contracts
Samples: Underwriting Agreement (EZGO Technologies Ltd.), Underwriting Agreement (Syra Health Corp), Underwriting Agreement (Oriental Culture Holding LTD)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described or incorporated by reference in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described or incorporated by reference as required.
Appears in 26 contracts
Samples: Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (One Horizon Group, Inc.), Underwriting Agreement (Intellicheck Mobilisa, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company, the Operating Partnership or any other subsidiary of the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and or the Prospectus that have not been described as required.
Appears in 25 contracts
Samples: Underwriting Agreement (Kilroy Realty, L.P.), Sales Agreement (Kilroy Realty, L.P.), Sales Agreement (Kilroy Realty, L.P.)
Related Party Transactions. There are no business relationships or related related-party transactions transactions, directly or indirectly, involving the Company or its Subsidiaries with any other related person required to be described or filed in the Registration Statement, or described in the Disclosure Package or the Prospectus, that have not been as set forth in the Registration Statement, the Pricing Disclosure Package Prospectus, and the Prospectus that have not been described as requiredPricing Prospectus.
Appears in 23 contracts
Samples: Underwriting Agreement (Armlogi Holding Corp.), Underwriting Agreement (ALE Group Holding LTD), Underwriting Agreement (Creative Global Technology Holdings LTD)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Sale Preliminary Prospectus and the Prospectus that have not been described as required.
Appears in 22 contracts
Samples: Underwriting Agreement (S.E. Asia Emerging Market Company., LTD), Underwriting Agreement (S.E. Asia Emerging Market Company., LTD), Underwriting Agreement (Redstar Partners, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Sale Preliminary Prospectus and the Prospectus that have not been described as required.
Appears in 22 contracts
Samples: Underwriting Agreement (Beverage Acquisition CORP), Underwriting Agreement (International Brands Management Group LTD), Underwriting Agreement (FMG Acquisition Corp)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described or filed in the Registration Statement, or described in the Pricing Disclosure Package and or the Prospectus Prospectus, that have not been described as required.
Appears in 20 contracts
Samples: Placement Agency Agreement (Adomani, Inc.), Subscription Agreement (Akerna Corp.), Securities Purchase Agreement (Adomani, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions transactions, directly or indirectly, involving the Company or its Subsidiaries with any other related person required to be described or filed in the Registration Statement, or described in the Disclosure Package or the Prospectus, that have not been as set forth in the Registration Statement, the Pricing Disclosure Package Prospectus and the Prospectus that have not been described as requiredPricing Prospectus.
Appears in 19 contracts
Samples: Underwriting Agreement (Neo-Concept International Group Holdings LTD), Lock Up Agreement (Inno Holdings Inc.), Underwriting Agreement (J-Long Group LTD)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any of its subsidiaries or, to the knowledge of the Company, any other person that are required to be described in the Registration Statement, the Pricing General Disclosure Package and or the Prospectus that have not been described as required.
Appears in 18 contracts
Samples: Underwriting Agreement (Golub Capital BDC, Inc.), Underwriting Agreement (Golub Capital BDC, Inc.), Underwriting Agreement (Golub Capital BDC, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company Company, any of the Subsidiaries or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and or the Prospectus that which have not been described as required.
Appears in 16 contracts
Samples: Underwriting Agreement (Goldman Sachs BDC, Inc.), Underwriting Agreement (TCG Bdc, Inc.), Underwriting Agreement (TCG Bdc, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company Company, the Operating Partnership or any other person the Manager required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that which have not been so described as required.
Appears in 13 contracts
Samples: Underwriting Agreement (Arbor Realty Trust Inc), Management Agreement (Gramercy Capital Corp), Underwriting Agreement (Arbor Realty Trust Inc)
Related Party Transactions. There are no business relationships or related party transactions involving the Company Company, any of the Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that which have not been described as required.
Appears in 13 contracts
Samples: Equity Distribution Agreement (PennantPark Floating Rate Capital Ltd.), Distribution Agreement (Goldman Sachs BDC, Inc.), Equity Distribution Agreement (PennantPark Floating Rate Capital Ltd.)
Related Party Transactions. There are no business relationships or related related-party transactions involving either of the Company Transaction Entities or any of their subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that have not been described described, or incorporated by reference, as required.
Appears in 13 contracts
Samples: Equity Distribution Agreement (CubeSmart, L.P.), Equity Distribution Agreement (CubeSmart, L.P.), Equity Distribution Agreement (CubeSmart, L.P.)
Related Party Transactions. There are no material business relationships or related related-party transactions transactions, directly or indirectly, involving the Company or its Subsidiaries with any other related person required to be described or filed in the Registration Statement, or described in the Disclosure Package or the Prospectus, that have not been as set forth in the Registration Statement, the Pricing Disclosure Package Prospectus, and the Prospectus that have not been described as requiredPricing Prospectus.
Appears in 13 contracts
Samples: Underwriting Agreement (Global Engine Group Holding LTD), Underwriting Agreement (New Century Logistics (BVI) LTD), Underwriting Agreement (Galaxy Payroll Group LTD)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any Subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the Prospectus that have not been described as required.
Appears in 13 contracts
Samples: Open Market Sale Agreement (National Storage Affiliates Trust), Underwriting Agreement (National Storage Affiliates Trust), Underwriting Agreement (National Storage Affiliates Trust)
Related Party Transactions. There are no business relationships or related party transactions involving the Company Company, any of its subsidiaries, or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus that have not been described as requiredrequired pursuant to the Securities Act.
Appears in 13 contracts
Samples: Sales Agreement (Ocean Power Technologies, Inc.), Sales Agreement (Oragenics Inc), Securities Purchase Agreement (PECK Co HOLDINGS, INC.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Time of Sale Information and the Prospectus that have not been described as required.
Appears in 12 contracts
Samples: Underwriting Agreement (Republic Services, Inc.), Underwriting Agreement (Republic Services, Inc.), Underwriting Agreement (Republic Services, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Package, and the Prospectus that have not been described as requiredrequired by the Securities Act Regulations.
Appears in 12 contracts
Samples: Underwriting Agreement (Pixie Dust Technologies, Inc.), Underwriting Agreement (C3is Inc.), Underwriting Agreement (Oranco Inc)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and or the Prospectus that have not been described as required.
Appears in 11 contracts
Samples: Underwriting Agreement (Phio Pharmaceuticals Corp.), Underwriting Agreement (InspireMD, Inc.), Underwriting Agreement (Vaxart, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Prospectus and the Prospectus that have not been described as required.
Appears in 11 contracts
Samples: Underwriting Agreement (Guardion Health Sciences, Inc.), Underwriting Agreement (Guardion Health Sciences, Inc.), Underwriting Agreement (Guardion Health Sciences, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of the Subsidiaries or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and or the Prospectus that which have not been described as required.
Appears in 10 contracts
Samples: Underwriting Agreement (Great Elm Capital Corp.), Underwriting Agreement (Great Elm Capital Corp.), Underwriting Agreement (Great Elm Capital Corp.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any of its Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as required.
Appears in 10 contracts
Samples: Underwriting Agreement (BriaCell Therapeutics Corp.), Underwriting Agreement (BriaCell Therapeutics Corp.), Underwriting Agreement (BriaCell Therapeutics Corp.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and or the Prospectus that have not been described as required.
Appears in 9 contracts
Samples: Underwriting Agreement (Ondas Holdings Inc.), Underwriting Agreement (Evolus, Inc.), Underwriting Agreement (Evolus, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any of its subsidiaries or, to the knowledge of the Company, any other person that are required to be described in the Registration Statement, the Pricing General Disclosure Package and or the Prospectus that have not been so described as required.
Appears in 9 contracts
Samples: Underwriting Agreement (Zogenix, Inc.), Underwriting Agreement (Zogenix, Inc.), Underwriting Agreement (Zogenix, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company Company, the Operating Partnership or any other subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and or the Prospectus that have not been described as required.
Appears in 9 contracts
Samples: Sales Agreement (Kilroy Realty, L.P.), Sales Agreement (Kilroy Realty, L.P.), Sales Agreement (Kilroy Realty, L.P.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus that have not been described as required.
Appears in 9 contracts
Samples: Underwriting Agreement (1847 Goedeker Inc.), Equity Distribution Agreement (Ion Geophysical Corp), Underwriting Agreement (Aldeyra Therapeutics, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that have not been described as required.
Appears in 9 contracts
Samples: Sales Agreement (Zosano Pharma Corp), Sales Agreement (Durect Corp), Open Market Sale (Liquidia Technologies Inc)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company Company, any of the Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Prospectus and the Prospectus that Disclosure Package, which have not been described as required. The Disclosure Package contains in all material respects the description of the matters set forth in the preceding sentence contained in the Prospectus as required by the applicable law.
Appears in 9 contracts
Samples: Equity Distribution Agreement (Sundial Growers Inc.), Equity Distribution Agreement (Sundial Growers Inc.), Equity Distribution Agreement (Sundial Growers Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as required.
Appears in 9 contracts
Samples: Underwriting Agreement (Electrameccanica Vehicles Corp.), Underwriting Agreement (Inspira Technologies OXY B.H.N. LTD), Underwriting Agreement (Electrameccanica Vehicles Corp.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person the Operating Partnership required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that which have not been so described as required.
Appears in 8 contracts
Samples: Underwriting Agreement (Arbor Realty Trust Inc), Underwriting Agreement (Arbor Realty Trust Inc), Underwriting Agreement (Arbor Realty Trust Inc)
Related Party Transactions. There are no business relationships or related party transactions involving the Company Company, any of its subsidiaries, or any other person required to be described in the Registration Statement, the Pricing Time of Sale Disclosure Package and the Final Prospectus that have not been described as requiredrequired pursuant to the Securities Act and the Rules and Regulations.
Appears in 8 contracts
Samples: Underwriting Agreement (Document Security Systems Inc), Underwriting Agreement (Ocean Power Technologies, Inc.), Underwriting Agreement (Document Security Systems Inc)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required by the rules and regulations of the Commission to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as required.
Appears in 8 contracts
Samples: Underwriting Agreement (Garden Stage LTD), Underwriting Agreement (Top Wealth Group Holding LTD), Underwriting Agreement (Top Wealth Group Holding LTD)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that which have not been described as required.
Appears in 8 contracts
Samples: Equity Offeringsm Sales Agreement (Janux Therapeutics, Inc.), Open Market Sale Agreement (Spruce Biosciences, Inc.), Open Market Sale (AC Immune SA)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and or the Prospectus that have not been described as required.
Appears in 8 contracts
Samples: Underwriting Agreement (Cardiodx Inc), Terms Agreement (Xenon Pharmaceuticals Inc.), Underwriting Agreement (Roka BioScience, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any of its subsidiaries or, to the knowledge of the Company, any other person that are required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that have not been described as required.
Appears in 7 contracts
Samples: Equity Distribution Agreement (GOLUB CAPITAL BDC, Inc.), Dealer Manager Agreement (GOLUB CAPITAL BDC, Inc.), Equity Distribution Agreement (Golub Capital BDC, Inc.)
Related Party Transactions. There are no business relationships relationships, direct or related indirect, or related-party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Time of Sale Disclosure Package and the Prospectus that which have not been described in such documents as required.
Appears in 7 contracts
Samples: Purchase Agreement (ElectroCore, LLC), Underwriting Agreement (Orthopediatrics Corp), Underwriting Agreement (Orthopediatrics Corp)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or or, to the knowledge of the Company, any other person that are required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that have not been described as required.
Appears in 7 contracts
Samples: Terms Agreement (Cue Biopharma, Inc.), Terms Agreement (Cue Biopharma, Inc.), Terms Agreement (Cue Biopharma, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or or, to the knowledge of the Company, any other person that are required to be described in the Registration Statement, the Pricing Disclosure Package and the Final Prospectus that have not been described as required.
Appears in 7 contracts
Samples: Underwriting Agreement (Alcentra Capital Corp), Underwriting Agreement (Alcentra Capital Corp), Underwriting Agreement (Stellus Capital Investment Corp)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Sale Preliminary Prospectus or the Prospectus that have not been described as required.
Appears in 7 contracts
Samples: Underwriting Agreement (Pacific Monument Acquisition Corp), Underwriting Agreement (Arcade China Acquisition Corp), Underwriting Agreement (Pacific Monument Acquisition Corp)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Offering Statement, the Pricing Disclosure Package Materials and the Prospectus Final Offering Circular that have not been described as required.
Appears in 7 contracts
Samples: Placement Agency Agreement (Campagna Motors USA Inc.), Selling Agency Agreement (Level Brands, Inc.), Placement Agency Agreement (Glucose Biosensor Systems (Greater China) Holdings, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that which have not been described as required.
Appears in 6 contracts
Samples: Open Market Sale (VBI Vaccines Inc/Bc), Open Market Sale (VBI Vaccines Inc/Bc), Sales Agreement (Tilray Brands, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of the Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the Prospectus that have not been described as required.
Appears in 6 contracts
Samples: Underwriting Agreement (Concert Pharmaceuticals, Inc.), Underwriting Agreement (Lucid Diagnostics Inc.), Underwriting Agreement (Brainsway Ltd.)
Related Party Transactions. There are no business relationships or related related-party transactions involving either of the Company Transaction Entities or any of their subsidiaries or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and or the Prospectus that have not been described described, or incorporated by reference, as required.
Appears in 6 contracts
Samples: Underwriting Agreement (CubeSmart, L.P.), Underwriting Agreement (CubeSmart, L.P.), Underwriting Agreement (CubeSmart, L.P.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus that have not been described as required.
Appears in 6 contracts
Samples: Underwriting Agreement (Jerash Holdings (US), Inc.), Underwriting Agreement (Statera Biopharma, Inc.), Underwriting Agreement (Jerash Holdings (US), Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package Package, and the Prospectus that have not been described as requiredrequired by the Securities Act.
Appears in 6 contracts
Samples: Underwriting Agreement (T1V, Inc.), Underwriting Agreement (T1V, Inc.), Underwriting Agreement (T1V, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and or the Prospectus that have not been described as required.
Appears in 6 contracts
Samples: Underwriting Agreement (Acadia Pharmaceuticals Inc), Underwriting Agreement (Nice Systems LTD), Underwriting Agreement (Acadia Pharmaceuticals Inc)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Preliminary Prospectus or the Prospectus under the Securities Act or the Exchange Act that have not been described as required.
Appears in 6 contracts
Samples: Underwriting Agreement (Old Republic International Corp), Underwriting Agreement (Old Republic International Corp), Underwriting Agreement (Old Republic International Corp)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that have not been described as required.
Appears in 6 contracts
Samples: Market Offering Agreement (Helius Medical Technologies, Inc.), Sales Agreement (Auris Medical Holding AG), Sales Agreement (Auris Medical Holding AG)
Related Party Transactions. There Except as disclosed in the Registration Statement, the Pricing Prospectus and the Prospectus, there are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Prospectus and the Prospectus that have not been described as required.
Appears in 6 contracts
Samples: Underwriter Agreement (Dogness (International) Corp), Placement Agreement (Hebron Technology Co., LTD), Underwriting Agreement (General Agriculture Corp)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Time of Sale Prospectus and the Prospectus that which have not been described as required.
Appears in 6 contracts
Samples: Underwriting Agreement (Marinus Pharmaceuticals Inc), Underwriting Agreement (Marinus Pharmaceuticals Inc), Underwriting Agreement (Marinus Pharmaceuticals Inc)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any Subsidiary or any other person Person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Underwriting Agreement (Wetouch Technology Inc.), Underwriting Agreement (Wetouch Technology Inc.), Underwriting Agreement (Wetouch Technology Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration StatementPreliminary Prospectus, the Pricing Disclosure Package Registration Statement and the Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Underwriting Agreement (Shermen WSC Acquisition Corp), Underwriting Agreement (Shermen WSC Acquisition Corp), Underwriting Agreement (Shermen WSC Acquisition Corp)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any of its subsidiaries or, to the knowledge of the Company, any other person that are required to be described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Underwriting Agreement (Sunstone Hotel Investors, Inc.), Underwriting Agreement (Sunstone Hotel Investors, Inc.), Underwriting Agreement (Sunstone Hotel Investors, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company Company, its subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Underwriting Agreement (xG TECHNOLOGY, INC.), Underwriting Agreement (xG TECHNOLOGY, INC.), Underwriting Agreement (xG TECHNOLOGY, INC.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or its subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Underwriting Agreement (Minerva Neurosciences, Inc.), Underwriting Agreement (Axovant Sciences Ltd.), Underwriting Agreement (Five Prime Therapeutics Inc)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Preliminary Prospectus and the Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Securities Purchase Agreement (ShiftPixy, Inc.), Securities Purchase Agreement (ShiftPixy, Inc.), Securities Purchase Agreement (ShiftPixy, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Statement or Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Common Stock (Cti Biopharma Corp), Sales Agreement (Rallybio Corp), Cti Biopharma Corp
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any of its Controlled Entities or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and or the Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Underwriting Agreement (UTime LTD), Underwriting Agreement (UTime LTD), Underwriting Agreement (UTime LTD)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any Subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Underwriting Agreement (Perfect Moment Ltd.), Underwriting Agreement (Perfect Moment Ltd.), Underwriting Agreement (Hepion Pharmaceuticals, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company Company, the Operating Partnership or any of their Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Management Agreement (Global Medical REIT Inc.), Terms Agreement (Global Medical REIT Inc.), Sales Agreement (Global Medical REIT Inc.)
Related Party Transactions. There are no business relationships relationships, direct or related indirect, or related-party transactions involving the Company or the Subsidiary or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus that have not been described in such as required.
Appears in 5 contracts
Samples: Underwriting Agreement (WhiteHorse Finance, Inc.), Underwriting Agreement (WhiteHorse Finance, Inc.), Underwriting Agreement (WhiteHorse Finance, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Time of Sale Information and the Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Underwriting Agreement (Ammo, Inc.), Underwriting Agreement (Ammo, Inc.), Underwriting Agreement (BitNile Holdings, Inc.)
Related Party Transactions. There are no business relationships relationships, direct or related indirect, or related-party transactions involving the Company or any of the Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus that which have not been described in such documents as required.
Appears in 5 contracts
Samples: Dealer Manager Agreement (RREEF Property Trust, Inc.), Dealer Manager Agreement (RREEF Property Trust, Inc.), Dealer Manager Agreement (RREEF Property Trust, Inc.)
Related Party Transactions. There are no material business relationships or related related-party transactions involving the Company or any subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as requiredin the Disclosure Package or the Final Offering Memorandum.
Appears in 5 contracts
Samples: Purchase Agreement (Alliance Data Systems Corp), Purchase Agreement (Health Management Associates Inc), Purchase Agreement (Jakks Pacific Inc)
Related Party Transactions. There are no business relationships or related party transactions involving the Company, the Operating Partnership or any of the Company’s subsidiaries or, to the knowledge of the Company or and the Operating Partnership, any other person that are required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that have not been described as to the extent required.
Appears in 4 contracts
Samples: Equity Distribution Agreement (Chambers Street Properties), Equity Distribution Agreement (Chambers Street Properties), Equity Distribution Agreement (Chambers Street Properties)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and the or Final Prospectus that which have not been described as required.
Appears in 4 contracts
Samples: Underwriting Agreement (Intellia Therapeutics, Inc.), Underwriting Agreement (Intellia Therapeutics, Inc.), Underwriting Agreement (Intellia Therapeutics, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described or filed in the Registration Statement, or described in the Pricing Disclosure Package and or the Prospectus Prospectus, that have not been described as requiredset forth in the Registration Statement and the Prospectus, including the Pricing Prospectus.
Appears in 4 contracts
Samples: Underwriting Agreement (Marizyme Inc), Underwriting Agreement (Marizyme Inc), Underwriting Agreement (Akanda Corp.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and or the Prospectus that which have not been described as required.
Appears in 4 contracts
Samples: Underwriting Agreement (Astria Therapeutics, Inc.), Underwriting Agreement (Calyxt, Inc.), Underwriting Agreement (Astria Therapeutics, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the Prospectus that have not been described as requiredrequired thereunder.
Appears in 4 contracts
Samples: Underwriting Agreement (Polarityte, Inc.), Underwriting Agreement (Polarityte, Inc.), Underwriting Agreement (Polarityte, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that which have not been described as requiredrequired in the General Disclosure Package and Final Prospectuses.
Appears in 4 contracts
Samples: Underwriting Agreement (Hydrogenics Corp), Underwriting Agreement (Dragonwave Inc), Underwriting Agreement (IMRIS Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and or the Prospectus that which have not been described as required.
Appears in 4 contracts
Samples: Underwriting Agreement (Runway Growth Finance Corp.), Underwriting Agreement (Runway Growth Finance Corp.), Underwriting Agreement (Runway Growth Finance Corp.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or the Subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the Prospectus that have not been described as required.
Appears in 4 contracts
Samples: Underwriting Agreement (Milestone Pharmaceuticals Inc.), Underwriting Agreement (Kite Pharma, Inc.), Underwriting Agreement (Milestone Pharmaceuticals Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or its subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and or the Prospectus that have not been described as required.
Appears in 4 contracts
Samples: Underwriting Agreement (Acorda Therapeutics Inc), Underwriting Agreement (Acorda Therapeutics Inc), Underwriting Agreement (Acorda Therapeutics Inc)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus that have not been described as required.
Appears in 4 contracts
Samples: Underwriting Agreement (AeroGrow International, Inc.), Underwriting Agreement (U.S. Rare Earths, Inc), Underwriting Agreement (Passport Restaurants, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and the Final Prospectus that have not been described as required.
Appears in 4 contracts
Samples: Underwriting Agreement (Aquinox Pharmaceuticals, Inc), Underwriting Agreement (Neoleukin Therapeutics, Inc.), Underwriting Agreement (Neoleukin Therapeutics, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company Company, or any other person (within the scope of Item 404 of Regulation S-K) required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as required.
Appears in 4 contracts
Samples: Underwriting Agreement (Lirum Therapeutics, Inc.), Underwriting Agreement (Lirum Therapeutics, Inc.), Underwriting Agreement (Lirum Therapeutics, Inc.)
Related Party Transactions. There To the Company’s knowledge, there are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as required.
Appears in 3 contracts
Samples: Underwriting Agreement (SU Group Holdings LTD), Underwriting Agreement (SU Group Holdings LTD), Underwriting Agreement (SU Group Holdings LTD)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and or the Prospectus that have not been described as required.
Appears in 3 contracts
Samples: Underwriting Agreement (Firstmerit Corp /Oh/), Underwriting Agreement (Firstmerit Corp /Oh/), Alphatec Holdings, Inc.
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described or filed in the Registration Statement, or described in the Disclosure Package or the Prospectus, that have not been as set forth in the Registration Statement, the Pricing Disclosure Package Prospectus, and the Prospectus that have not been described as requiredPricing Prospectus.
Appears in 3 contracts
Samples: Underwriting Agreement (Lipella Pharmaceuticals Inc), Underwriting Agreement (Lipella Pharmaceuticals Inc), Underwriting Agreement (Lipella Pharmaceuticals Inc)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus that which have not been described as required.
Appears in 3 contracts
Samples: Dealer Manager Agreement (MedQuist Holdings Inc.), Dealer Manager and Solicitation Agent Agreement (Concrete Pumping Holdings, Inc.), Dealer Manager and Solicitation Agent Agreement (Waitr Holdings Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Package, the Prospectus or a document or incorporated by reference therein that have not been described as required.
Appears in 3 contracts
Samples: Underwriting Agreement (Transcode Therapeutics, Inc.), Underwriting Agreement (Transcode Therapeutics, Inc.), Underwriting Agreement (Transcode Therapeutics, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its Subsidiaries and any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the Prospectus that have not been described as required.
Appears in 3 contracts
Samples: Underwriting Agreement (Veru Inc.), Underwriting Agreement (Veru Inc.), Underwriting Agreement (Veru Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Final Prospectus that which have not been described as required.
Appears in 3 contracts
Samples: Underwriting Agreement (ClearSign Technologies Corp), Underwriting Agreement (Clearsign Combustion Corp), Underwriting Agreement (Mela Sciences, Inc. /Ny)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company Company, any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that which have not been described as required.
Appears in 3 contracts
Samples: Terms Agreement (Sarepta Therapeutics, Inc.), Terms Agreement (Maxwell Technologies Inc), Terms Agreement (Sarepta Therapeutics, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company Company, any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that have not been described as requiredrequired pursuant to the Securities Act.
Appears in 3 contracts
Samples: Sales Agreement (HeartCore Enterprises, Inc.), Sales Agreement (Barnwell Industries Inc), Sales Agreement (Focus Universal Inc.)
Related Party Transactions. There Other than those have been described in the Registration Statement, the Pricing Disclosure Package and the Prospectus, as required by the Securities Act Regulations, there are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as requiredperson.
Appears in 3 contracts
Samples: Underwriting Agreement (mF International LTD), Underwriting Agreement (mF International LTD), Underwriting Agreement (mF International LTD)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus that have not been described as required.
Appears in 3 contracts
Samples: Distribution Agreement (Akerna Corp.), Sales Agreement (Altisource Portfolio Solutions S.A.), Common Stock Sales Agreement (Akerna Corp.)
Related Party Transactions. There are no business relationships or related party related-person transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the Prospectus that have not been described as required.
Appears in 3 contracts
Samples: Underwriting Agreement (First Busey Corp /Nv/), Underwriting Agreement (Park National Corp /Oh/), Southern National Bancorp of Virginia Inc
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus that which have not been described as required.
Appears in 3 contracts
Samples: Equity Distribution Agreement (Icad Inc), Sales Agreement (Avinger Inc), Equity Distribution Agreement (Sorrento Therapeutics, Inc.)
