Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 32 contracts
Sources: At the Market Offering Agreement (Shapeways Holdings, Inc.), Securities Purchase Agreement (American Technology Corp /De/), Securities Purchase Agreement (Navarre Corp /Mn/)
Regulatory Permits. The Except as set forth in the SEC Reports, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 30 contracts
Sources: Securities Purchase Agreement (InspireMD, Inc.), Securities Purchase Agreement (Singularity Future Technology Ltd.), Securities Purchase Agreement (Blue Hat Interactive Entertainment Technology)
Regulatory Permits. The Company and the Subsidiaries each Subsidiary possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 27 contracts
Sources: Securities Purchase Agreement (Catasys, Inc.), Securities Purchase Agreement (Catasys, Inc.), Securities Purchase Agreement (Catasys, Inc.)
Regulatory Permits. The Company and the Subsidiaries each Subsidiary possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Public Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 23 contracts
Sources: Securities Purchase Agreement (Ascent Solar Technologies, Inc.), Securities Purchase Agreement (Ascent Solar Technologies, Inc.), Securities Purchase Agreement (Ascent Solar Technologies, Inc.)
Regulatory Permits. The Except as disclosed in the SEC Reports, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 23 contracts
Sources: Exchange Agreement (Edible Garden AG Inc), Note Purchase Agreement (Netcapital Inc.), Note Purchase Agreement (Netcapital Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 21 contracts
Sources: Securities Purchase Agreement (Accupoll Holding Corp), Common Stock Purchase Agreement (Wilsons the Leather Experts Inc), Securities Purchase Agreement (Accupoll Holding Corp)
Regulatory Permits. The Company and the its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any such Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 16 contracts
Sources: Securities Purchase Agreement (Cybershop International Inc), Convertible Debenture Purchase Agreement (Computer Concepts Corp /De), Securities Purchase Agreement (Fidelity Holdings Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsReports (“Material Permits”), except where the failure to possess such permits would does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 14 contracts
Sources: Securities Purchase Agreement (Pacific Ethanol, Inc.), Securities Purchase Agreement (Scientific Learning Corp), Securities Purchase and Registration Rights Agreement (ONE Bio, Corp.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 14 contracts
Sources: Securities Purchase Agreement (Hollywood Media Corp), Securities Purchase Agreement (Peregrine Pharmaceuticals Inc), Securities Purchase Agreement (Dor Biopharma Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit, except where such potential revocation or modification would not reasonably be expected to result in a Material Adverse Effect.
Appears in 12 contracts
Sources: Placement Agency Agreement (Wireless Ronin Technologies Inc), Placement Agency Agreement (Manitex International, Inc.), Placement Agency Agreement (Wireless Ronin Technologies Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 10 contracts
Sources: Securities Purchase Agreement (Akorn Inc), Securities Purchase Agreement (Akorn Inc), Securities Purchase Agreement (Buca Inc /Mn)
Regulatory Permits. The Company and the Subsidiaries possess possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 9 contracts
Sources: Subscription Agreement (Players Network), Subscription Agreement (Players Network), Subscription Agreement (Players Network)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 8 contracts
Sources: Securities Purchase Agreement (NYXIO TECHNOLOGIES Corp), Securities Purchase Agreement (Marina Biotech, Inc.), Securities Purchase Agreement (Oilsands Quest Inc)
Regulatory Permits. The Company and the Subsidiaries possess each Subsidiary possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as presently conducted and described in the SEC ReportsReports (“Material Permits”), except where the failure to possess such permits would does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 8 contracts
Sources: Securities Purchase Agreement (ParcelPal Logistics Inc.), Securities Purchase Agreement (Tauriga Sciences, Inc.), Purchase Agreement (Cyclacel Pharmaceuticals, Inc.)
Regulatory Permits. The Except as otherwise described in the SEC Reports, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reportsbusinesses, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 8 contracts
Sources: Securities Purchase Agreement (Voiceserve Inc), Securities Purchase Agreement (Voiceserve Inc), Securities Purchase Agreement (Voiceserve Inc)
Regulatory Permits. The Company and the each of its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their its respective businesses business as currently conducted and as described in the SEC Reports, except where the failure to possess such permits would notpermits, individually or in the aggregate, has not and would not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither . Neither the Company nor any Subsidiary of its Subsidiaries has received any notice of proceedings Proceedings relating to the revocation or material adverse modification of any such Material PermitPermits.
Appears in 7 contracts
Sources: Securities Purchase Agreement (Mri Interventions, Inc.), Securities Purchase Agreement (Mri Interventions, Inc.), Securities Purchase Agreement (Mri Interventions, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate United States and PRC federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permitsuch permits.
Appears in 7 contracts
Sources: Securities Purchase Agreement (China Power Technology, Inc.), Securities Purchase Agreement (China Packaging Group Inc.), Securities Purchase Agreement (Sinohub, Inc.)
Regulatory Permits. The Company and the Subsidiaries Subsidiaries, as applicable, possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary Subsidiary, as applicable, has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 7 contracts
Sources: Securities Purchase Agreement (Trio Petroleum Corp.), Securities Purchase Agreement (1847 Holdings LLC), Securities Purchase Agreement (1847 Holdings LLC)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsDocuments, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (each a “Material PermitsPermit”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 7 contracts
Sources: Subscription Agreement (Oncotelic Therapeutics, Inc.), Subscription Agreement (Mateon Therapeutics Inc), Subscription Agreement (Mateon Therapeutics Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit, except where such potential revocation or modification would not reasonably be expected to result in a Material Adverse Effect.
Appears in 7 contracts
Sources: Placement Agency Agreement (DanDrit Biotech USA, Inc.), Placement Agency Agreement (DanDrit Biotech USA, Inc.), Placement Agency Agreement (DanDrit Biotech USA, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit, except where such revocation or modification would not reasonably be expected to have a Material Adverse Effect.
Appears in 6 contracts
Sources: Securities Purchase Agreement (Cleveland Biolabs Inc), Securities Purchase Agreement (Cleveland Biolabs Inc), Securities Purchase Agreement (Cleveland Biolabs Inc)
Regulatory Permits. The Except as disclosed in the SEC Reports, (i) the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and (ii) neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 6 contracts
Sources: Subscription Agreement (Anthera Pharmaceuticals Inc), Subscription Agreement (Cti Biopharma Corp), Securities Purchase Agreement (Cell Therapeutics Inc)
Regulatory Permits. The Except as set forth in the SEC Reports, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 5 contracts
Sources: Subscription Agreement (KalVista Pharmaceuticals, Inc.), Subscription Agreement, Subscription Agreement (ARCA Biopharma, Inc.)
Regulatory Permits. The Company and the Subsidiaries Subsidiary possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities of competent jurisdiction necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 5 contracts
Sources: Securities Purchase Agreement (Energy Focus, Inc/De), Securities Purchase Agreement (Energy Focus, Inc/De), Securities Purchase Agreement (Energy Focus, Inc/De)
Regulatory Permits. The Company and the Subsidiaries Subsidiary possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsReports (“Material Permits”), except where the failure to possess such permits would not, individually or in the aggregate, have or be reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any the Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 5 contracts
Sources: Securities Purchase Agreement (Integrity Applications, Inc.), Securities Purchase Agreement (Integrity Applications, Inc.), Securities Purchase Agreement (Integrity Applications, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 5 contracts
Sources: Common Stock Purchase Agreement (Intelligroup Inc), Common Stock Purchase Agreement (Venture Tech Assets Ltd.), Common Stock Purchase Agreement (SB Asia Infrastructure Fund L.P.)
Regulatory Permits. The Company and the Subsidiaries possess each Subsidiary possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as presently conducted and described in the SEC ReportsReports (“Material Permits”), except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 5 contracts
Sources: Securities Purchase Agreement (Celgene Corp /De/), Securities Purchase Agreement (Alliqua, Inc.), Stock Purchase Agreement (Alliqua, Inc.)
Regulatory Permits. The Except as set forth in the SEC Reports, the Company and the Subsidiaries its subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 5 contracts
Sources: Subscription Agreement (ARCA Biopharma, Inc.), Subscription Agreement (ARCA Biopharma, Inc.), Subscription Agreement (Atlas Venture Fund VII L P)
Regulatory Permits. The Company and the Subsidiaries possess each Subsidiary possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as presently conducted and described in the SEC ReportsReports (“Material Permits”), except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 5 contracts
Sources: Securities Purchase Agreement (Alseres Pharmaceuticals Inc /De), Securities Purchase Agreement (Emcore Corp), Securities Purchase Agreement (Alseres Pharmaceuticals Inc /De)
Regulatory Permits. The Except as disclosed in the SEC Reports, (i) the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and (ii) neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 4 contracts
Sources: Placement Agent Agreement (Cell Therapeutics Inc), Placement Agent Agreement (Cell Therapeutics Inc), Placement Agent Agreement (Cell Therapeutics Inc)
Regulatory Permits. The Except as set forth in the SEC Reports, the Company and the Subsidiaries Subsidiary possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 4 contracts
Sources: Subscription Agreement (MusclePharm Corp), Subscription Agreement (MusclePharm Corp), Subscription Agreement (MusclePharm Corp)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually individually, or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 4 contracts
Sources: Securities Purchase Agreement (China Biopharmaceuticals Holdings Inc), Securities Purchase Agreement (China Biopharmaceuticals Holdings Inc), Senior Secured Convertible Loan Agreement (Navstar Media Holdings, Inc.)
Regulatory Permits. The Company and the each of its Subsidiaries possess possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses its business as described currently conducted, except as set forth in the SEC Reports, except or such that where the failure to possess such permits would notpermits, individually or in the aggregate, has not and would not have or would not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary of its Subsidiaries has received any notice of proceedings Proceedings relating to the revocation or modification of any such Material PermitPermits.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Pieris Pharmaceuticals, Inc.), Securities Purchase Agreement (Pieris Pharmaceuticals, Inc.), Securities Purchase Agreement (Transgenomic Inc)
Regulatory Permits. The Company and the Subsidiaries Subsidiary possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permitsuch permits.
Appears in 4 contracts
Sources: Warrant Acquisition Agreement (Energy Focus, Inc/De), Warrant Acquisition Agreement (Energy Focus, Inc/De), Warrant Acquisition Agreement (Energy Focus, Inc/De)
Regulatory Permits. The To the knowledge of the Company, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Cadence Resources Corp), Securities Purchase Agreement (Cadence Resources Corp), Securities Purchase Agreement (Western Goldfields Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as presently conducted and described in the SEC ReportsReports (“Material Permits”), except where the failure to possess such permits would does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 3 contracts
Sources: Securities Purchase Agreement (CareDx, Inc.), Securities Purchase Agreement (CareDx, Inc.), Securities Purchase Agreement (Regado Biosciences Inc)
Regulatory Permits. The Company and the its Subsidiaries possess all ------------------ certificates, authorizations and permits issued by the appropriate federalFederal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsDocuments, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor ---------------- any such Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 3 contracts
Sources: Convertible Debenture Purchase Agreement (Sonic Foundry Inc), Convertible Preferred Stock Purchase Agreement (Number Nine Visual Technology Corp), Convertible Preferred Stock Purchase Agreement (Softlink Inc)
Regulatory Permits. The Company and the Subsidiaries possess all the certificates, authorizations authorizations, and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 3 contracts
Sources: Subscription Agreement (NeoStem, Inc.), Subscription Agreement (NeoStem, Inc.), Subscription Agreement (NeoStem, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or material modification of any Material Permit, except where any such event would not reasonably be expected to result in a Material Adverse Effect.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Cero Therapeutics Holdings, Inc.), Securities Purchase Agreement (Cero Therapeutics Holdings, Inc.), Securities Purchase Agreement (Cero Therapeutics Holdings, Inc.)
Regulatory Permits. The Except as disclosed in the SEC Reports, (i) the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and (ii) neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Cell Therapeutics Inc), Securities Purchase Agreement (Cell Therapeutics Inc), Securities Purchase Agreement (Cell Therapeutics Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 3 contracts
Sources: Note Purchase Agreement (Telecommunication Systems Inc /Fa/), Securities Purchase Agreement (Sona Mobile Holdings Corp), Note Purchase Agreement (Hollywood Media Corp)
Regulatory Permits. The Company and the its Subsidiaries possess all ------------------ certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsDocuments, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor ---------------- any such Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 3 contracts
Sources: Convertible Debenture Purchase Agreement (Aquatic Cellulose International Corp), Securities Purchase Agreement (Aquatic Cellulose International Corp), Securities Purchase Agreement (Aquatic Cellulose International Corp)
Regulatory Permits. The Except as would not cause a Material Adverse Effect or disclosed in the SEC Documents, the Company and the its Subsidiaries possess all material certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct own their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)businesses, and neither the Company nor nor, to the Company’s knowledge, any such Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permitsuch certificate, authorization or permits.
Appears in 3 contracts
Sources: Equity Purchase Agreement (Vsee Health, Inc.), Equity Purchase Agreement (Digital Health Acquisition Corp.), Equity Purchase Agreement (Hub Cyber Security Ltd.)
Regulatory Permits. The Company and the Subsidiaries possess each Subsidiary possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as presently conducted and described in the SEC ReportsDocuments (“Material Permits”), except where the failure to possess such permits would does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 3 contracts
Sources: Common Stock Purchase Agreement (Patient Safety Technologies, Inc), Common Stock Purchase Agreement (Kinderhook Partners, Lp), Common Stock Purchase Agreement (Patient Safety Technologies, Inc)
Regulatory Permits. The Except as disclosed in the SEC Reports, the Company and the its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsAnnual Report, except where the failure to possess such certificates, authorizations and permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permitsuch certificates, authorizations and permits.
Appears in 3 contracts
Sources: Purchase Agreement (China Mobile Games & Entertainment Group LTD), Purchase Agreement (China Mobile Games & Entertainment Group LTD), Purchase Agreement (China Mobile Games & Entertainment Group LTD)
Regulatory Permits. The Company and the Significant Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Significant Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Vyyo Inc), Securities Purchase Agreement (Vyyo Inc), Securities Purchase Agreement (Vyyo Inc)
Regulatory Permits. The Except as disclosed in the SEC Reports, the Company and the Subsidiaries possess all material certificates, authorizations and permits issued by the appropriate federalfederal (U.S. or Canadian), state, provincial, territorial, local or foreign regulatory authorities (including Environmental Permits) necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect Reports (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or or, other than in connection with the Company’s ongoing discussions with regulatory and reimbursement counsel, modification of any Material Permit.
Appears in 3 contracts
Sources: Subscription Agreement (Response Biomedical Corp), Subscription Agreement (Response Biomedical Corp), Subscription Agreement (Response Biomedical Corp)
Regulatory Permits. The Except as otherwise reported in any of the Company’s SEC Reports, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 3 contracts
Sources: Securities Purchase Agreement (American Noble Gas, Inc.), Securities Purchase Agreement (Infinity Energy Resources, Inc), Securities Purchase Agreement (Digital Ally Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings Proceedings relating to the revocation or modification of any Material Permit.
Appears in 3 contracts
Sources: Securities Purchase Agreement (FiEE, Inc.), Securities Purchase Agreement (Carmell Corp), Securities Purchase Agreement (Carmell Corp)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to have or result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Stockeryale Inc), Securities Purchase Agreement (Stockeryale Inc), Securities Purchase Agreement (Hyseq Inc)
Regulatory Permits. The Company and the its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any such Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Netsol International Inc), Securities Purchase Agreement (Fortel Inc /Ca/), Convertible Secured Note Purchase Agreement (Global Technologies LTD)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such certificates, authorizations and permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 3 contracts
Sources: Securities Purchase Agreement (International Isotopes Inc), Securities Purchase Agreement (International Isotopes Inc), Securities Purchase Agreement (International Isotopes Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permitsuch permits.
Appears in 3 contracts
Sources: Securities Purchase Agreement (I Many Inc), Securities Purchase Agreement (Biosphere Medical Inc), Securities Purchase Agreement (Zf Partners Lp)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to have or result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Procom Technology Inc), Securities Purchase Agreement (Hyseq Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would notpermits, individually or in the aggregate, have or has not and could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any such Material PermitPermits.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Mathstar Inc), Securities Purchase Agreement (Sonic Innovations Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material PermitsPermit”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permitsuch permits.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Spatialight Inc), Securities Purchase Agreement (Spatialight Inc)
Regulatory Permits. The Company and the Subsidiaries possess possess, and are in compliance with, all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as currently conducted or as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Solar Power, Inc.), Securities Purchase Agreement (ZBB Energy Corp)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to have or result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Hollis Eden Pharmaceuticals Inc /De/), Securities Purchase Agreement (Hollis Eden Pharmaceuticals Inc /De/)
Regulatory Permits. The Company and the Subsidiaries Subsidiary possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary its Subsidiaries has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (IceCure Medical Ltd.), Securities Purchase Agreement (IceCure Medical Ltd.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Common Stock Purchase Agreement (Intelligroup Inc), Common Stock Purchase Agreement (Intelligroup Inc)
Regulatory Permits. The Except as disclosed in the SEC Reports, the Company and the Subsidiaries each Subsidiary possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Cell Therapeutics Inc), Securities Purchase Agreement (Cell Therapeutics Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permitsuch permits.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Uqm Technologies Inc), Securities Purchase Agreement (Uqm Technologies Inc)
Regulatory Permits. The Each of the Company and the Subsidiaries each Subsidiary possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (ZBB Energy Corp), Securities Purchase Agreement (ZBB Energy Corp)
Regulatory Permits. The Company and the Significant Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Significant Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Mamma Com Inc), Securities Purchase Agreement (Mamma Com Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsDocuments, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Centurion Gold Holdings Inc), Securities Purchase Agreement (Centurion Gold Holdings Inc)
Regulatory Permits. The Company Company, the Issuer and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company Company, nor the Issuer nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Ener1 Inc), Securities Purchase Agreement (Ener1 Inc)
Regulatory Permits. The Company and the its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federalfederal (except for any federal certificates, etc., concerning cannabis), state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, as applicable or on Schedule 3.11(m), except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (the “Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.), Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would notnot reasonably be expected to, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Bluephoenix Solutions LTD), Securities Purchase Agreement (Bluephoenix Solutions LTD)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: At the Market Offering Agreement (Terran Orbital Corp), At the Market Offering Agreement (Pear Therapeutics, Inc.)
Regulatory Permits. The Company Purchaser and the its Subsidiaries ------------------ possess all certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the its SEC ReportsDocuments, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any such Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Stock Purchase Agreement (Trezac International Corp), Stock Purchase Agreement (Trezac International Corp)
Regulatory Permits. The To the Company’s knowledge, and except as otherwise noted in the SEC Reports, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Synthesis Energy Systems Inc), Securities Purchase Agreement (Synthesis Energy Systems Inc)
Regulatory Permits. The Company and the its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any such Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Stock Purchase Agreement (Dynatec International Inc), Stock Purchase Agreement (Dynatec International Inc)
Regulatory Permits. The Company and the Subsidiaries Subsidiary possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any the Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permitsuch permits.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Elbit Vision Systems LTD), Securities Purchase Agreement (Elbit Vision Systems LTD)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsReports and the Memorandum, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (the “Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Yayi International Inc), Securities Purchase Agreement (U.S. China Mining Group, Inc.)
Regulatory Permits. The Company and the its Subsidiaries possess all ------------------ certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any such Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Fonix Corp), Securities Purchase Agreement (Fonix Corp)
Regulatory Permits. The Except as set forth in the SEC Reports, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Placement Agent Agreement (Hyperdynamics Corp), Placement Agent Agreement (Hyperdynamics Corp)
Regulatory Permits. The Company and the Subsidiaries possess ------------------- all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and ---------------- neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Elinear Inc), Securities Purchase Agreement (UC Hub Group Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, if any, and in Pink Sheets, LLC, except where the failure to possess such permits would not, individually or in the aggregate, not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (National Storm Management Inc.), Securities Purchase Agreement (National Storm Management Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (180 Life Sciences Corp.), Securities Purchase Agreement (180 Life Sciences Corp.)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsReports ("MATERIAL PERMITS"), except where the failure to possess such permits would does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Cyclacel Pharmaceuticals, Inc.), Securities Purchase Agreement (Pacific Ethanol, Inc.)
Regulatory Permits. The Company and the Subsidiaries ------------------ possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or could reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Zoltek Companies Inc), Securities Purchase Agreement (Zoltek Companies Inc)
Regulatory Permits. The Company and the Subsidiaries each Subsidiary possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Stock Purchase Agreement (POSITIVEID Corp), Securities Purchase Agreement (POSITIVEID Corp)
Regulatory Permits. The To the knowledge of the Company, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Catasys, Inc.), Securities Purchase Agreement (Catasys, Inc.)
Regulatory Permits. The Company and the each of its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their its respective businesses business as currently conducted and as described in the SEC ReportsDocuments, except where the failure to possess such permits would notpermits, individually or in the aggregate, has not and would not have or reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and neither . Neither the Company nor any Subsidiary of its Subsidiaries has received any notice of proceedings Proceedings relating to the revocation or material adverse modification of any such Material PermitPermits.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Q BioMed Inc.), Securities Purchase Agreement (Q BioMed Inc.)
Regulatory Permits. The Company and the Subsidiaries possess all ------------------- certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any ---------------- Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (China World Trade Corp), Securities Purchase Agreement (China World Trade Corp)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit, except for such revocation or modification as would not have or reasonably be expected to result in a Material Adverse Effect.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Rosetta Genomics Ltd.), Securities Purchase Agreement (Interleukin Genetics Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually individually, or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Lu Pingji), Securities Purchase Agreement (China Housing & Land Development, Inc.)
Regulatory Permits. The Except in each case as otherwise disclosed in the Offering Statement, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Placement Agent Agreement (Flora Growth Corp.), Placement Agent Agreement (Flora Growth Corp.)
Regulatory Permits. The Company and the its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit, except for such revocation or modification as would not have or reasonably be expected to result in a Material Adverse Effect.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Rosetta Genomics Ltd.), Securities Purchase Agreement (Rosetta Genomics Ltd.)
Regulatory Permits. The Company and the its Subsidiaries ------------------ possess all certificates, authorizations and permits issued by the appropriate federalFederal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsDocuments, except where the failure to possess such permits would notnot reasonably be expected to, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any such Subsidiary has ----------------- received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Ashton Technology Group Inc), Securities Purchase Agreement (Ashton Technology Group Inc)
Regulatory Permits. The Company and the its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federalFederal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any such Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Allou Health & Beauty Care Inc), Securities Purchase Agreement (K Tel International Inc)
Regulatory Permits. The Except as disclosed in the Prospectus and the SEC Reports, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (E-Home Household Service Holdings LTD), Securities Purchase Agreement (E-Home Household Service Holdings LTD)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, provincial, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsReports (“Material Permits”), except where the failure to possess such permits would does not, individually or in the aggregate, have or would reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (OccuLogix, Inc.), Securities Purchase Agreement (OccuLogix, Inc.)
Regulatory Permits. The Company and the Subsidiaries Subsidiary possess all certificates, authorizations authorizations, and permits issued by the appropriate federal, state, or local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any the Subsidiary has received any written or other notice of proceedings relating to the revocation or modification of any Material Permitsuch permits.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Good Times Restaurants Inc), Securities Purchase Agreement (Good Times Restaurants Inc)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Pico Holdings Inc /New), Securities Purchase Agreement (uWink, Inc.)
Regulatory Permits. The Company and the Subsidiaries possess each Subsidiary possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as presently conducted and described in the SEC ReportsReports (“Material Permits”), except where the failure to possess such permits would does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Kinderhook Partners, Lp), Securities Purchase Agreement (Liberator Medical Holdings, Inc.)
Regulatory Permits. The Company and the each of its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as presently conducted and described in the SEC ReportsReports (“Material Permits”), except where the failure to possess such permits would does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Zosano Pharma Corp), Securities Purchase Agreement (Zosano Pharma Corp)
Regulatory Permits. The Company and the its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any such Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Fonix Corp), Securities Purchase Agreement (Fonix Corp)
Regulatory Permits. The To the best of its knowledge as of the date of this document, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as currently conducted and contemplated to be conducted as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Sionix Corp), Securities Purchase Agreement (Sionix Corp)
Regulatory Permits. The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to have or result in a Material Adverse Effect (“"Material Permits”"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.
Appears in 1 contract