Common use of Regulatory and Judicial Proceedings Clause in Contracts

Regulatory and Judicial Proceedings. Equitable and the General Agent shall give prompt written notice to the other of the commencement of any regulatory investigation, proceeding or inquiry or of any judicial action or proceeding in connection with, relating to or arising out of the solicitation of Applications pursuant hereto, any Contract issued pursuant to this Agreement or any activity or conduct pertaining thereto of which such party or any affiliate thereof has knowledge. The parties shall each cooperate fully in any such regulatory investigation, proceeding or inquiry or of any judicial action or proceeding. Copies of all materials relevant to any such regulatory investigation, proceeding or inquiry or of any judicial action or proceeding in the possession of any party hereto shall, upon the written request of any other party hereto, be promptly provided to the party requesting the same.

Appears in 2 contracts

Samples: General Agent Sales Agreement (Equitable Life Assurance Society of the United States /Ny/), General Agent Sales Agreement (Separate Account a of Equitable Life Assu Soc of the Us)

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Regulatory and Judicial Proceedings. Equitable MONY America and the General Agent shall give prompt written notice to the other of the commencement of any regulatory investigation, proceeding or inquiry or of any judicial action or proceeding in connection with, relating to or arising out of the solicitation of Applications pursuant hereto, any Contract issued pursuant to this Agreement or any activity or conduct pertaining thereto of which such party or any affiliate thereof has knowledge. The parties shall each cooperate fully in any such regulatory investigation, proceeding or inquiry or of any judicial action or proceeding. Copies of all materials relevant to any such regulatory investigation, proceeding or inquiry or of any judicial action or proceeding in the possession of any party hereto shall, upon the written request of any other party hereto, be promptly provided to the party requesting the same.

Appears in 2 contracts

Samples: General Agent Sales Agreement (Mony Life Insurance Co of America), General Agent Sales Agreement (Mony America Variable Account L)

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Regulatory and Judicial Proceedings. Equitable MONY Life and the General Agent shall give prompt written notice to the other of the commencement of any regulatory investigation, proceeding or inquiry or of any judicial action or proceeding in connection with, relating to or arising out of the solicitation of Applications pursuant hereto, any Contract issued pursuant to this Agreement or any activity or conduct pertaining thereto of which such party or any affiliate thereof has knowledge. The parties shall each cooperate fully in any such regulatory investigation, proceeding or inquiry or of any judicial action or proceeding. Copies of all materials relevant to any such regulatory investigation, proceeding or inquiry or of any judicial action or proceeding in the possession of any party hereto shall, upon the written request of any other party hereto, be promptly provided to the party requesting the same.

Appears in 1 contract

Samples: General Agent Sales Agreement (Mony Variable Account L)

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