Regulations T and U. Borrower is subject to the provisions of Regulation T promulgated by the Board of Governors of the Federal Reserve System and does not extend or maintain credit to or for customers except in accordance with the provisions of such Regulation T. Borrower is an “exempted borrower” as defined by Regulation U. Upon request, Borrower shall provide to Bank a Certificate confirming that Borrower is in compliance with the provisions of Regulation T and U.
Appears in 4 contracts
Samples: Loan Agreement (Piper Sandler Companies), Amended and Restated Loan Agreement (Piper Jaffray Companies), Loan Agreement (Piper Jaffray Companies)
