Regulation S-P. BNYM agrees to make reasonable efforts to adhere to the Trust's policy regarding the use of shareholder and potential shareholder information as required by Regulation S-P. BNYM shall be free to share information regarding shareholders and potential shareholders of the Funds of the Trust, on an as needed basis in order to fulfill its role as administrator, with other authorized agents of the Trust including service providers and brokers. BNYM shall also be free to provide such information to its internal and external auditors, counsel and accountants, its regulators and examiners, and to any other person when advised by its counsel that it could be liable for failure to provide such information.
Appears in 3 contracts
Samples: Administration and Accounting Agreement (First Trust Exchange-Traded Fund Iv), Fund Administration and Accounting Agreement (First Trust Exchange-Traded Fund Iv), Fund Administration and Accounting Agreement (First Trust Exchange-Traded Fund Viii)
Regulation S-P. BNYM BNY agrees to make reasonable efforts to adhere to the Trust's policy regarding the use of shareholder and potential shareholder information as required by Regulation S-P. BNYM BNY shall be free to share information regarding shareholders and potential shareholders of the Funds of the Trust, on an as needed basis in order to fulfill its role as administrator, with other authorized agents of the Trust including service providers and brokers. BNYM BNY shall also be free to provide such information to its internal and external auditors, counsel and accountants, its regulators and examiners, and to any other person when advised by its counsel that it could be liable for failure to provide such information.
Appears in 3 contracts
Samples: Fund Administration and Accounting Agreement (First Trust Exchange-Traded Fund Ii), Administration and Accounting Agreement (First Trust Exchange-Traded Fund Ii), Administration and Accounting Agreement (First Trust Exchange-Traded Alphadex Fund)
Regulation S-P. BNYM agrees to make reasonable efforts to adhere to the Trust's ’s policy regarding the use of shareholder and potential shareholder information as required by Regulation S-P. BNYM shall be free to share information regarding shareholders and potential shareholders of the Funds of the Trust, on an as needed basis in order to fulfill its role as administrator, with other authorized agents of the Trust including service providers and brokers. BNYM shall also be free to provide such information to its internal and external auditors, counsel and accountants, its regulators and examiners, and to any other person when advised by its counsel that it could be liable for failure to provide such information.
Appears in 2 contracts
Samples: Fund Administration and Accounting Agreement (First Trust Exchange-Traded Fund Vi), Fund Administration and Accounting Agreement (First Trust Exchange-Traded Fund Iii)
