Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act.
Appears in 645 contracts
Sources: Private Placement Unit Purchase Agreement (Rithm Acquisition Corp.), Private Placement Unit Purchase Agreement (Oaktree Acquisition Corp. III Life Sciences), Private Placement Shares Purchase Agreement (Research Alliance Corp III)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 614 contracts
Sources: Private Placement Warrants Purchase Agreement (Patriot Acquisition Corp./Ci), Private Placement Units Purchase Agreement (DISCIPLINED GROWTH ACQUISITION Corp), Private Placement Units Purchase Agreement (Quantum Leap Acquisition Corp)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act.
Appears in 169 contracts
Sources: Private Placement Units Purchase Agreement (Shreya Acquisition Group), Private Placement Warrants Agreement (Keystone Acquisition Corp.), Private Placement Warrants Agreement (Keystone Acquisition Corp.)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders stockholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 74 contracts
Sources: Warrants Purchase Agreement (Vine Hill Capital Investment Corp.), Warrants Purchase Agreement (Vine Hill Capital Investment Corp.), Warrants Purchase Agreement (Vine Hill Capital Investment Corp.)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders stockholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act.
Appears in 45 contracts
Sources: Private Placement Warrants Purchase Agreement (Avalon Acquisition Inc.), Private Placement Warrants Purchase Agreement (Colombier Acquisition Corp.), Private Placement Warrants Purchase Agreement (Orion Acquisition Corp.)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 40 contracts
Sources: Private Placement Units Purchase Agreement (ITHAX Acquisition Corp.), Private Placement Warrants Purchase Agreement (PowerUp Acquisition Corp.), Private Placement Warrants Purchase Agreement (PowerUp Acquisition Corp.)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 37 contracts
Sources: Private Placement Warrants Purchase Agreement (Chain Bridge I), Private Placement Warrants Purchase Agreement (Chain Bridge I), Private Placement Warrants Purchase Agreement (G Squared Ascend II, Inc.)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 30 contracts
Sources: Private Placement Warrants Purchase Agreement (Bridgetown 3 Holdings LTD), Private Placement Warrants Purchase Agreement (Macondray Capital Acquisition Corp. I), Private Placement Warrants Purchase Agreement (Macondray Capital Acquisition Corp. I)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders stockholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act.
Appears in 25 contracts
Sources: Private Placement Warrants Purchase Agreement (Dorchester Capital Acquisition Corp.), Private Placement Warrants Purchase Agreement (Dorchester Capital Acquisition Corp.), Private Placement Warrants Purchase Agreement (Dorchester Capital Acquisition Corp.)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d506 (d) of Regulation D under the Securities Act.
Appears in 22 contracts
Sources: Private Placement Warrants Purchase Agreement (Bullpen Parlay Acquisition Co), Private Placement Warrants Purchase Agreement (Blue Ocean Acquisition Corp), Private Placement Share Purchase Agreement (Jade Value Acquisition Corp)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act.
Appears in 21 contracts
Sources: Private Placement Warrants Purchase Agreement (Iron Dome Acquisition I Corp.), Private Placement Warrants Purchase Agreement (Iron Dome Acquisition I Corp.), Private Placement Warrants Purchase Agreement (Iron Dome Acquisition I Corp.)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders stockholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act.
Appears in 12 contracts
Sources: Warrant Purchase Agreement (Delphi Growth Capital Corp.), Warrant Purchase Agreement (Hawks Acquisition Corp), Warrant Purchase Agreement (Hawks Acquisition Corp)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders stockholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 12 contracts
Sources: Private Placement Units Purchase Agreement (IB Acquisition Corp.), Private Placement Units Purchase Agreement (IB Acquisition Corp.), Private Placement Warrants Purchase Agreement (Fpa Energy Acquisition Corp.)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders stockholders of twenty percent (20% %) or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act.
Appears in 8 contracts
Sources: Private Placement Warrants Purchase Agreement (KnightSwan Acquisition Corp), Private Placement Warrants Purchase Agreement (C5 Acquisition Corp), Private Placement Warrants Purchase Agreement (C5 Acquisition Corp)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 8 contracts
Sources: Sponsor Warrants Purchase Agreement (Pegasus Digital Mobility Acquisition Corp.), Sponsor Warrants Purchase Agreement (Pegasus Digital Mobility Acquisition Corp.), Warrant Purchase Agreement (Endurance Acquisition Corp.)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders of twenty percent (20% %) or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act.
Appears in 7 contracts
Sources: Private Placement Warrants Purchase Agreement (Andretti Acquisition Corp.), Private Placement Warrants Purchase Agreement (Andretti Acquisition Corp.), Private Placement Warrants Purchase Agreement (Andretti Acquisition Corp.)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders of 20% or more of its the outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act.
Appears in 6 contracts
Sources: Private Placement Shares Purchase Agreement (MELI Kaszek Pioneer Corp), Private Placement Units Purchase Agreement (MicroAlgo Inc.), Private Placement Shares Purchase Agreement (MELI Kaszek Pioneer Corp)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders stockholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 4 contracts
Sources: Private Placement Shares Purchase Agreement (REZOLVE GROUP LTD), Private Placement Shares Purchase Agreement (Armada Acquisition Corp. I), Private Placement Shares Purchase Agreement (Armada Acquisition Corp. I)
Regulation D Qualification. Neither the Company Sponsor nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders of 20% or more of its issued and outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 3 contracts
Sources: Sponsor Interest Purchase Agreement (Scilex Holding Co), Sponsor Interest Purchase Agreement (Denali Capital Acquisition Corp.), Sponsor Interest Purchase Agreement (Scilex Holding Co)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders stockholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act.
Appears in 3 contracts
Sources: Private Placement Warrants Purchase Agreement (Zimmer Energy Transition Acquisition Corp.), Private Placement Warrants Purchase Agreement (Adit EdTech Acquisition Corp.), Private Placement Warrants Purchase Agreement (Adit EdTech Acquisition Corp.)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders stockholder of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act.
Appears in 3 contracts
Sources: Private Placement Share Purchase Agreement (Research Alliance Corp. II), Private Placement Share Purchase Agreement (Research Alliance Corp. II), Private Placement Shares Purchase Agreement (Fifth Wall Acquisition Corp. I)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders owners of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 2 contracts
Sources: Warrants Purchase Agreement (Vine Hill Capital Investment Corp. II), Warrants Purchase Agreement (Vine Hill Capital Investment Corp. II)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities ActAct of 1933, as amended (the “ Securities Act ”).
Appears in 1 contract
Sources: Private Placement Warrants Purchase Agreement (GEF Acquisition Corp)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act..
Appears in 1 contract
Sources: Warrant Purchase Agreement (Iconic Sports Acquisition Corp.)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act..
Appears in 1 contract
Sources: Private Placement Units Purchase Agreement (SilverBox Corp V)
Regulation D Qualification. Neither the Company Sponsor nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 1 contract
Sources: Sponsor Membership Interest Purchase Agreement (Hawks Acquisition Corp)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of anyof its affiliates, members, officers, directors or beneficial shareholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act.
Appears in 1 contract
Sources: Private Placement Warrants Purchase Agreement (Peridot Acquisition Corp. III)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders of 20% or more of its US-DOCS\119990652.4 outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act.
Appears in 1 contract
Sources: Private Placement Warrants Purchase Agreement (Cain Acquisition Corp)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders of 20% or more of its outstanding securities, has experienced a disqualifying event as enumerated pursuant to Rule 506(d) of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act.”).
Appears in 1 contract
Sources: Private Placement Units Purchase Agreement (ITHAX Acquisition Corp.)
Regulation D Qualification. Neither the Company nor, to its actual knowledge, any of its affiliates, members, officers, directors or beneficial shareholders stockholders of 20% or more of its outstanding securities, has experienced a disqualifying event even as enumerated pursuant to Rule 506(d) of Regulation D under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 1 contract
Sources: Private Placement Warrants Purchase Agreement (Global Blockchain Acquisition Corp.)