Common use of Registration Statement and Prospectus Clause in Contracts

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing Entity, threatened by the Commission, and the Registration Statement and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as of Time of Sale will comply, in all material respects with the Act and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, that the Issuing Entity makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity in writing by such Underwriter through the Representative expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;

Appears in 21 contracts

Samples: Terms Agreement (Chase Bank Usa, National Association), Terms Agreement (Chase Bank Usa, National Association), Terms Agreement (Chase Bank Usa, National Association)

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Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor, threatened by the Commission, and the Registration Statement and any amendment thereto, at the time the Registration Statement became effective compliedeffective, and the Preliminary Prospectus, Prospectus as of its date, complied, and as of the Time of Sale will comply, in all material respects with the Act and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, Sale and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading misleading, and the Prospectus, on the Closing Date, will comply in all material respects requests with the Act and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, that the Issuing Entity Depositor makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on to Form SF-3, will be satisfied as of the Closing Date; and the Depositor has paid the registration fee for the Notes according to Rule 456 of the Act;

Appears in 21 contracts

Samples: Terms Agreement (Chase Bank Usa, National Association), Terms Agreement (Chase Card Funding LLC), Terms Agreement (Chase Issuance Trust)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing Entitysuch Depositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Securities Act and the Rules and Regulations and the Registration Statement Statement, did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity such Depositor makes no representation and or warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Ford Credit or such Depositor in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity such Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement “TIA”), and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 16 contracts

Samples: Underwriting Agreement (Ford Credit Floorplan Corp), Underwriting Agreement (Ford Credit Floorplan Corp), Underwriting Agreement (Ford Credit Floorplan Corp)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission, ; and the Registration Statement and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectuseffective, as of its date, the date of the Prospectus Supplement and as of Time of Sale will comply, in all material respects with the Act and the Registration Statement did not at the time date that any such amendment to the Registration Statement became effective, or as of the Time of Sale, did and will not on (during the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will Prospectus Delivery Period (as defined below)) comply in all material respects with the Act Securities Act, and as of the date of the Prospectus did not and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein not misleading; and as of the date of the Prospectus Supplement, as of the date of any amendment or other supplement to the Prospectus and on the Closing Date, the Prospectus did and will comply in all material respects with the Securities Act and did not and will not contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative Lead Underwriters expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement theretothereto or (ii) the Sellers' Information (as defined in Section 6(a)) or (iii) the 8-K Information (as defined in Section 7(a)); and the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 10 contracts

Samples: And Servicing Agreement (Merrill Lynch Mortgage Trust 2005-McP1), Pooling and Servicing Agreement (Merrill Lynch Mortgage Trust 2005-Mkb2), Pooling and Servicing Agreement (Merrill Lynch Mortgage Trust 2005-Cip1)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act, was effective as of the Time of Sale, is effective as of the date hereof and will be effective as of any subsequent Time of Sale and as of the Closing Date; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission, ; and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as “Underwriters’ Information”) expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; (ii) the Sellers’ Information (as defined in Section 7(a)); (iii) the Master Servicer’s Information (as defined in Section 7(a)); (iv) the Special Servicer’s Information (as defined in Section 7(a)); (v) the Certificate Administrator’s Information (as defined in Section 7(a)); (vi) the Trustee’s Information (as defined in Section 7(a)); and (vii) the Senior Trust Advisor’s Information (as defined in Section 7(a)); the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 9 contracts

Samples: Pooling and Servicing Agreement (J.P. Morgan Chase Commercial Mortgage Securities Trust 2014-C20), Pooling and Servicing Agreement (JPMBB Commercial Mortgage Securities Trust 2014-C22), Pooling and Servicing Agreement (JPMBB Commercial Mortgage Securities Trust 2014-C23)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityIssuer, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, effective and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of the applicable Terms Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, ; provided, that the Issuing Entity Issuer makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Issuer in writing by such Underwriter through the Representative expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity Bank of a registration statement on Form SF-3 S-3 under the Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing DateProspectus;

Appears in 8 contracts

Samples: Terms Agreement (Chase Bank Usa, National Association), Underwriting Agreement (Chase Bank Usa, National Association), Terms Agreement (Chase Bank Usa, National Association)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Securities Act and the Rules and Regulations and the Registration Statement Statement, did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and or warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to Ford Credit or the Issuing Entity Depositor in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement “TIA”), and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 5 contracts

Samples: Underwriting Agreement (Ford Credit Auto Owner Trust 2013-C), Underwriting Agreement (Ford Credit Auto Receivables Two LLC), Underwriting Agreement (Ford Credit Auto Owner Trust 2012-D)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act, was effective as of the Time of Sale, is effective as of the date hereof and will be effective as of any subsequent Time of Sale and as of the Closing Date; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission, ; and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as “Underwriters’ Information”) expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; (ii) the Sellers’ Information (as defined in Section 7(a)); (iii) the Master Servicer’s Information (as defined in Section 7(a)); (iv) the Special Servicer’s Information (as defined in Section 7(a)); (v) the Certificate Administrator’s and Trustee’s Information (as defined in Section 7(a)); and (vi) the Senior Trust Advisor’s Information (as defined in Section 7(a)); the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 5 contracts

Samples: Underwriting Agreement (J.P. Morgan Chase Commercial Mortgage Securities Trust 2013-C13), Pooling and Servicing Agreement (J.P. Morgan Chase Commercial Mortgage Securities Trust 2012-Lc9), Pooling and Servicing Agreement (J.P. Morgan Chase Commercial Mortgage Securities Trust 2013-C10)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Securities Act and the Rules and Regulations and the Registration Statement Statement, did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to Ford Credit or the Issuing Entity Depositor in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement “TIA”), and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 5 contracts

Samples: Underwriting Agreement (Ford Credit Auto Owner Trust 2011-B), Administration Agreement (Ford Credit Auto Owner Trust 2011-A), Underwriting Agreement (Ford Credit Auto Owner Trust 2012-B)

Registration Statement and Prospectus. The Registration Statement has been declared became effective by upon filing with the Commission under Rule 462(e) under the Securities Act on November 9, 2018 and any post-effective amendment thereto also became effective upon filing under Rule 462(e) under the Securities Act; no stop . No order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Bank or related to the offering has been instituted or, to the knowledge of the Issuing Entity, initiated or threatened by the Commission, and ; the Registration Statement as of the Effective Date complies, and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, thereto as of its date, and as of Time of Sale the date it becomes effective will comply, in all material respects respects, with the Act requirements of the Securities Act, as amended, and the rules and regulations of the Commission thereunder, and the Registration Statement did not at the time the Registration Statement became effectiveStatement, or as of the Time of SaleEffective Date did not, and any amendment thereto as of the date it becomes effective will not on the Closing Date not, contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading misleading; and the Prospectus, on the Closing Date, will comply in all material respects with the Act and as of the date of the Prospectus prospectus supplement comprising a part of such Prospectus, did not, and any amendment or supplement thereto to the Prospectus, as of the date of such amendment or supplement, will not, and on as of the Closing Date, the Prospectus will not not, contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Bank makes no representation and warranty with respect to (i) that part of the Registration Statement that constitutes the Statement of Eligibility and Qualification (Form T-1) of the Trustee under the Trust Indenture Act (as defined in Section 1(a)(xviii)) or (ii) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Bank in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;.

Appears in 5 contracts

Samples: Underwriting Agreement (Westpac Banking Corp), Underwriting Agreement (Westpac Banking Corp), Underwriting Agreement (Westpac Banking Corp)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Securities Act and the Registration Statement Statement, did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to Ford Credit or the Issuing Entity Depositor in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement "TIA"), and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 5 contracts

Samples: Underwriting Agreement (Ford Credit Auto Owner Trust 2009-B), Underwriting Agreement (Ford Credit Auto Owner Trust 2010-A), Underwriting Agreement (Ford Credit Auto Owner Trust 2009-D)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityBank, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, effective and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of the applicable Terms Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, ; provided, that the Issuing Entity Bank makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Bank in writing by such Underwriter through the Representative expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity Bank of a registration statement on Form SF-3 S-3 under the Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing DateProspectus;

Appears in 5 contracts

Samples: Underwriting Agreement (First Usa Credit Card Master Trust), Underwriting Agreement (Chase Issuance Trust), Terms Agreement (Chase Bank Usa, National Association)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act, was effective as of the Time of Sale, is effective as of the date hereof and will be effective as of any subsequent Time of Sale and as of the Closing Date; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission, ; and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as “Underwriters’ Information”) expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; (ii) the Sellers’ Information (as defined in Section 7(a)); (iii) the Master Servicer’s Information (as defined in Section 7(a)); (iv) the Special Servicer’s Information (as defined in Section 7(a)); (v) the Trustee’s Information (as defined in Section 7(a)); (vi) the Certificate Administrator’s Information (as defined in Section 7(a)); and (vii) the Senior Trust Advisor’s Information (as defined in Section 7(a)); the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 4 contracts

Samples: Pooling and Servicing Agreement (JPMBB Commercial Mortgage Securities Trust 2015-C33), Pooling and Servicing Agreement (JPMBB Commercial Mortgage Securities Trust 2015-C29), Pooling and Servicing Agreement (JPMBB Commercial Mortgage Securities Trust 2015-C32)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor, threatened by the Commission, and the Registration Statement and any amendment thereto, at the time the Registration Statement became effective compliedeffective, and the Preliminary Prospectus, Prospectus as of its date, complied, and as of the Time of Sale will comply, in all material respects with the Act Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, Sale and will not on the Closing Date will not, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading misleading, and the Prospectus, on the Closing Date, will comply in all material respects requests with the Act Act, and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, that the Issuing Entity Depositor makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on to Form SF-3, will be satisfied as of the Closing Date; and the Depositor has paid the registration fee for the Notes according to Rule 456 of the Act;

Appears in 4 contracts

Samples: Assignment and Assumption Agreement (Jpmorgan Chase Bank, National Association), Assignment and Assumption Agreement (Jpmorgan Chase Bank, National Association), Assignment and Assumption Agreement (Jpmorgan Chase Bank, National Association)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Securities Act and the Rules and Regulations and the Registration Statement did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading misleading; and the ProspectusProspectus and any amendment or supplement thereto did not, on the Closing Date, will comply in all material respects with the Act and as of the date of the Prospectus and any amendment or supplement thereto thereto, and will not, on the date of this Agreement and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, ; provided, that the Issuing Entity Depositor makes no representation and or warranty with respect to about any statements or omissions made in reliance upon on and in conformity with information relating to any Underwriter furnished to Ford Credit or the Issuing Entity Depositor in writing by such that Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the . The conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, and the conditions of Rule 415 under the Securities Act have been satisfied for the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement “TIA”), and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 4 contracts

Samples: Underwriting Agreement (Ford Credit Auto Lease Trust 2014-B), Underwriting Agreement (Ford Credit Auto Lease Trust 2015-B), Underwriting Agreement (Ford Credit Auto Lease Trust 2015-A)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing Entity, threatened by the Commission, and the Registration Statement and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as of Time of Sale will comply, in all material respects with the Act Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date will not, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading misleading, and the Prospectus, on the Closing Date, will comply in all material respects with the Act and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, that the Issuing Entity makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity in writing by such Underwriter through the Representative expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; and the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;

Appears in 4 contracts

Samples: Assignment and Assumption Agreement (Jpmorgan Chase Bank, National Association), Assignment and Assumption Agreement (Jpmorgan Chase Bank, National Association), Assignment and Assumption Agreement (Jpmorgan Chase Bank, National Association)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Securities Act and the Rules and Regulations and the Registration Statement Statement, did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto to the Prospectus and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and or warranty with respect to any statements or omissions made in reliance upon on and in conformity with information relating to any Underwriter furnished to Ford Credit or the Issuing Entity Depositor in writing by such the Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and to the Prospectus. The conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement “TIA”), and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 3 contracts

Samples: Underwriting Agreement (Ford Credit Auto Owner Trust 2015-B), Underwriting Agreement (Ford Credit Auto Owner Trust 2014-C), Underwriting Agreement (Ford Credit Auto Owner Trust 2015-A)

Registration Statement and Prospectus. The Registration Statement has been declared became effective by upon filing with the Commission under Rule 462(e) under the Securities Act on November 3, 2021 and any post-effective amendment thereto also became effective upon filing under Rule 462(e) under the Securities Act; no stop . No order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Bank or related to the offering has been instituted or, to the knowledge of the Issuing Entity, initiated or threatened by the Commission, and ; the Registration Statement as of the Effective Date complies, and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, thereto as of its date, and as of Time of Sale the date it becomes effective will comply, in all material respects respects, with the Act requirements of the Securities Act, as amended, and the rules and regulations of the Commission thereunder, and the Registration Statement did not at the time the Registration Statement became effectiveStatement, or as of the Time of SaleEffective Date did not, and any amendment thereto as of the date it becomes effective will not on the Closing Date not, contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading misleading; and the Prospectus, on the Closing Date, will comply in all material respects with the Act and as of the date of the Prospectus prospectus supplement comprising a part of such Prospectus, did not, and any amendment or supplement thereto to the Prospectus, as of the date of such amendment or supplement, will not, and on as of the Closing Date, the Prospectus will not not, contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Bank makes no representation and warranty with respect to (i) that part of the Registration Statement that constitutes the Statement of Eligibility and Qualification (Form T-1) of the Trustee under the Trust Indenture Act (as defined in Section 1(a)(xviii)) or (ii) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Bank in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;.

Appears in 3 contracts

Samples: Underwriting Agreement (Westpac Banking Corp), Underwriting Agreement (Westpac Banking Corp), Westpac Banking Corp

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; no stop Commission. No order suspending the effectiveness of the Registration Statement has been issued by the Commission Commission, and no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Company or related to the offering of the Shares has been instituted or, to the knowledge of the Issuing Entity, initiated or threatened by the Commission, and ; as of the applicable effective date of the Registration Statement and any post-effective amendment thereto, at the time the Registration Statement became and any such post-effective complied, amendment complied and the Preliminary Prospectus, as of its date, and as of Time of Sale will comply, in all material respects with the Act and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act Securities Act, and as of the date of the Prospectus did not and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein not misleading; the documents incorporated or deemed to be incorporated by reference in the Registration Statement, any Preliminary Prospectus and the Prospectus at the time they were or hereafter are filed with the Commission, complied and will comply in all material respects with the requirements of the Exchange Act (as defined below) and the rules and regulations thereunder; and as of the date of the Prospectus and any amendment or supplement thereto, including any documents incorporated or deemed to be incorporated by reference and as of the Closing Date and as of the Additional Closing Date, as the case may be, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Company makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any the Underwriter furnished to the Issuing Entity Company in writing by such the Underwriter through the Representative expressly for use in the Registration Statement and the Preliminary Prospectus and any amendment or supplement thereto, it being understood and agreed that the only such information furnished by the Underwriter consists of the information described as such in Section 9(c) hereof; and provided, further that the Company makes no representation and warranty with respect to statements or omissions made in the Registration Statement and the Prospectus and any amendment or supplement thereto in reliance upon and in conformity with information relating to any Selling Stockholder furnished in writing by or on behalf of such Selling Stockholder expressly for use in the Registration Statement and the Prospectus and any amendment or supplement thereto; , it being understood and agreed that the conditions to the use only such information furnished by the Issuing Entity or on behalf of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as any Selling Stockholder consists of the date of this Agreement and will be satisfied information described as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated such in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Section 4(e).

Appears in 3 contracts

Samples: Fox Factory Holding Corp, Fox Factory Holding Corp, Fox Factory Holding Corp

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Act and the Registration Statement Statement, did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement "TIA"), and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 3 contracts

Samples: Underwriting Agreement (Ford Credit Auto Owner Trust 2009-A), Underwriting Agreement (Ford Credit Auto Owner Trust 2008-C), Ford Credit Auto Owner Trust 2008-B

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act, was effective as of the Time of Sale, is effective as of the date hereof and will be effective as of any subsequent Time of Sale and as of the Closing Date; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission; and, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as “Underwriters’ Information”) expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; (ii) the Sellers’ Information (as defined in Section 7(a)); (iii) the Master Servicer’s Information (as defined in Section 7(a)); (iv) the Special Servicer’s Information (as defined in Section 7(a)); (v) the Trustee’s Information (as defined in Section 7(a)); (vi) the Certificate Administrator’s Information (as defined in Section 7(a)) and (vii) the Senior Trust Advisor’s Information (as defined in Section 7(a)); the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (J.P. Morgan Chase Commercial Mortgage Securities Trust 2012-C6), Pooling and Servicing Agreement (J.P. Morgan Chase Commercial Mortgage Securities Trust 2012-Cibx)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Securities Act and the Registration Statement Statement, did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Settlement Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with (i) the guidance from the Staff of the Commission set forth in the No-Action Letter, dated July 22, 2010, regarding Regulation AB Items 1103(a)(9) and 1120, in response to the no-action request letter from Sxxxx X. Xxxxxx, Associate General Counsel of Ford Motor Credit Company LLC, dated July 22, 2010 or (ii) information relating to any Underwriter furnished to Ford Credit or the Issuing Entity Depositor in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. The Indenture conforms in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement "TIA"), and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 2 contracts

Samples: Underwriting Agreement (Ford Credit Auto Owner Trust 2010-B), Underwriting Agreement (Ford Credit Auto Owner Trust 2010-B)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Securities Act and the Rules and Regulations and the Registration Statement Statement, did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to Ford Credit or the Issuing Entity Depositor in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; thereto and the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement “TIA”), and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 2 contracts

Samples: Underwriting Agreement (Ford Credit Auto Lease Trust 2012-A), Administration Agreement (Ford Credit Auto Lease Trust 2011-B)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission; and, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as "Underwriters' Information") expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement theretothereto or (ii) the Seller's Information (as defined in Section 7(a)); and the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 2 contracts

Samples: JP Morgan Chase Commercial Mortgage Securities Trust 2006-Cibc14, JP Morgan Chase Commercial Mortgage Securities Trust 2006-Ldp6

Registration Statement and Prospectus. The Registration Statement is an “automatic shelf registration statement” as defined under Rule 405 of the Securities Act that has been declared filed with the Commission not earlier than three years prior to the date hereof; the Registration Statement became effective by upon filing with the Commission under Rule 462(e) under the Act; Securities Act on September 9, 2019 and no stop notice of objection of the Commission to the use of such Registration Statement or any post-effective amendment thereto pursuant to Rule 401(g)(2) under the Securities Act has been received by the Company. No order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted orand, to the knowledge of the Issuing EntityCompany, no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Company or related to the offering has been initiated or threatened by the Commission, and ; the Registration Statement Statement, as of the Effective Date, complies, and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, thereto as of its datethe date it becomes effective, and as of Time of Sale will comply, comply in all material respects with the Securities Act and the Registration Statement did not at Trust Indenture Act of 1939, as amended, and the time rules and regulations of the Commission thereunder (collectively, the “Trust Indenture Act”), and the Registration Statement became effectiveStatement, or as of the Time Effective Date, did not and any amendment thereto, as of Salethe date it becomes effective, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading misleading; and the Prospectus, on the Closing Date, will comply in all material respects with the Act and as of the date of the Prospectus prospectus supplement comprising a part of such Prospectus, did not, and any amendment or supplement thereto to the Prospectus, as of the date of such amendment or supplement will not, and on as of the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity makes no Company does not make any representation and warranty with respect to (i) that part of the Registration Statement that constitutes the Statement of Eligibility and Qualification (Form T-1) of the Trustee under the Trust Indenture Act or (ii) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Company in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;.

Appears in 2 contracts

Samples: Underwriting Agreement (Hillenbrand, Inc.), Underwriting Agreement (Hillenbrand, Inc.)

Registration Statement and Prospectus. The Registration Statement has been declared effective by At the Commission under the Act; no stop order suspending time of the effectiveness of the Registration Statement has been issued by or any Rule 462(b) Registration Statement or the effectiveness of any post-effective amendment to the Registration Statement, when the Prospectus is first filed with the Commission and no proceeding for that purpose has been instituted orpursuant to Rule 424(b), when any supplement to the knowledge or amendment of the Issuing Entity, threatened by Prospectus is filed with the Commission, when any document filed under the Exchange Act was or is filed, at all other subsequent times until the completion of the public offer and sale of the Units, and at the Closing Date, the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, amendments thereof and the Preliminary Prospectus, as of its date, and as of Time of Sale supplements or exhibits thereto complied or will comply, comply in all material respects with the applicable provisions of the Securities Act, the Exchange Act and the Registration Statement Rules and Regulations, and did not at the time the Registration Statement became effectiveand will not, or as of the Time date of Salesuch amendment or supplement, and will not on the Closing Date contain any an untrue statement of a material fact and did not and will not, as of the date of such amendment or supplement, omit to state any material fact required to be stated therein or necessary in order to make the statements therein: (i) in the case of the Registration Statement, not misleading, and (ii) in the case of the Prospectus, in light of the circumstances under which they were made as of its date, not misleading. When any Preliminary Prospectus was first filed with the Commission (whether filed as part of the registration statement for the registration of the Transaction Securities or any amendment thereto or pursuant to Rule 424(a) under the Securities Act) and when any amendment thereof or supplement thereto was first filed with the Commission, such Preliminary Prospectus and any amendments thereof and supplements thereto complied in all material respects with the applicable provisions of the Securities Act, the Exchange Act and the Rules and Regulations and did not contain an untrue statement of a material fact and did not omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, that the Issuing Entity makes no . No representation and warranty is made in this subsection (b), however, with respect to any statements information contained in or omissions made omitted from the Registration Statement or the Prospectus or any related Preliminary Prospectus or any amendment thereof or supplement thereto in reliance upon and in conformity with information relating to any Underwriter furnished in writing to the Issuing Entity in writing Company by such or on behalf of any Underwriter through the Representative expressly specifically for use therein. The parties acknowledge and agree that such information provided by or on behalf of any Underwriter consists solely of the statements set forth in the Registration Statement and the Preliminary Prospectus or “Underwriting” section of the Prospectus and any amendment or supplement thereto; and the conditions only insofar as such statements relate to the use names and corresponding share amounts set forth in the table of Underwriters, the amount of selling concession and re-allowance or to over-allotment and related activities that may be undertaken by the Issuing Entity of a registration statement on Form SF-3 under Underwriters, the Act, as stated paragraph relating to stabilization by the Underwriters and such other information contained in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as “Underwriting” section of the date of this Agreement and will be satisfied as of the Closing Date; the conditions Prospectus relating to the offering of Underwriters that was provided in writing by the Notes under a registration statement on Form SF-3 under Underwriters (the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;“Underwriters’ Information”).

Appears in 2 contracts

Samples: Underwriting Agreement (NeuroMetrix, Inc.), Underwriting Agreement (NeuroMetrix, Inc.)

Registration Statement and Prospectus. The Registration Statement has been declared effective by At the Commission under the Act; no stop order suspending time of the effectiveness of the Registration Statement has been issued by or any Rule 462(b) Registration Statement or the effectiveness of any post-effective amendment to the Registration Statement, when the Prospectus is first filed with the Commission and no proceeding for that purpose has been instituted orpursuant to Rule 424(b), when any supplement to the knowledge or amendment of the Issuing Entity, threatened by Prospectus is filed with the Commission, when any document filed under the Exchange Act was or is filed, at all other subsequent times until the completion of the public offer and sale of the Firm Securities and Option Securities, and at the Closing Date and any Option Closing Date, the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, amendments thereof and the Preliminary Prospectus, as of its date, and as of Time of Sale supplements or exhibits thereto complied or will comply, comply in all material respects with the applicable provisions of the Securities Act, the Exchange Act and the Registration Statement Rules and Regulations, and did not at the time the Registration Statement became effectiveand will not, or as of the Time date of Salesuch amendment or supplement, and will not on the Closing Date contain any an untrue statement of a material fact and did not and will not, as of the date of such amendment or supplement, omit to state any material fact required to be stated therein or necessary in order to make the statements therein: (i) in the case of the Registration Statement, not misleading, and (ii) in the case of the Prospectus, in light of the circumstances under which they were made as of its date, not misleading. When any Preliminary Prospectus was first filed with the Commission (whether filed as part of the registration statement for the registration of the Transaction Securities or any amendment thereto or pursuant to Rule 424(a) under the Securities Act) and when any amendment thereof or supplement thereto was first filed with the Commission, such Preliminary Prospectus and any amendments thereof and supplements thereto complied in all material respects with the applicable provisions of the Securities Act, the Exchange Act and the Rules and Regulations and did not contain an untrue statement of a material fact and did not omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, that the Issuing Entity makes no . No representation and warranty is made in this subsection (b), however, with respect to any statements information contained in or omissions made omitted from the Registration Statement or the Prospectus or any related Preliminary Prospectus or any amendment thereof or supplement thereto in reliance upon and in conformity with information relating to any Underwriter furnished in writing to the Issuing Entity in writing Company by such or on behalf of any Underwriter through the Representative expressly specifically for use therein. The parties acknowledge and agree that such information provided by or on behalf of any Underwriter consists solely of the statements set forth in the Registration Statement and the Preliminary Prospectus or “Underwriting” section of the Prospectus only insofar as such statements relate to (i) the names and any amendment or supplement thereto; corresponding share amounts set forth in the table of Underwriters, (ii) the amount of selling concession and the conditions to the use re-allowance, (iii) over-allotment and related activities that may be undertaken by the Issuing Entity of a registration statement on Form SF-3 under Underwriters, (iv) the Actsubsection “Price Stabilization, as stated in Short Positions and Penalty Bids,” and (v) the Registrant Requirements in subsection “Electronic Distribution” (the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;“Underwriters’ Information”).

Appears in 2 contracts

Samples: Underwriting Agreement (Perseon Corp), Underwriting Agreement (Perseon Corp)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Securities Act and the Rules and Regulations and the Registration Statement Statement, did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and or warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to Ford Credit or the Issuing Entity Depositor in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the . The conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement “TIA”), and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 2 contracts

Samples: Underwriting Agreement (Ford Credit Auto Owner Trust 2014-A), Underwriting Agreement (Ford Credit Auto Owner Trust 2013-D)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Securities Act and the Rules and Regulations and the Registration Statement Statement, did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, ; provided, that the Issuing Entity Depositor makes no representation and or warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to Ford Credit or the Issuing Entity Depositor in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the . The conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement “TIA”), and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 2 contracts

Samples: Underwriting Agreement (Ford Credit Auto Lease Trust 2014-A), Underwriting Agreement (Ford Credit Auto Lease Trust 2013-B)

Registration Statement and Prospectus. The Registration Statement has been declared effective by At the Commission under the Act; no stop order suspending time of the effectiveness of the Registration Statement has been issued by or any Rule 462(b) Registration Statement or the effectiveness of any post-effective amendment to the Registration Statement, when the Prospectus is first filed with the Commission and no proceeding for that purpose has been instituted orpursuant to Rule 424(b), when any supplement to the knowledge or amendment of the Issuing Entity, threatened by Prospectus is filed with the Commission, at all other subsequent times until the completion of the public offer and sale of the Firm Securities and Option Securities, if applicable, and at the Closing Date and any Option Closing Date, if applicable, the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, amendments thereof and the Preliminary Prospectus, as of its date, and as of Time of Sale supplements or exhibits thereto complied or will comply, comply in all material respects with the applicable provisions of the Securities Act, the Exchange Act and the Registration Statement Rules and Regulations, and did not at the time the Registration Statement became effectiveand will not, or as of the Time date of Salesuch amendment or supplement, and will not on the Closing Date contain any an untrue statement of a material fact and did not and will not, as of the date of such amendment or supplement, omit to state any material fact required to be stated therein or necessary in order to make the statements therein: (i) in the case of the Registration Statement, not misleading, and (ii) in the case of the Prospectus, in light of the circumstances under which they were made as of its date, not misleading. When any Preliminary Prospectus was first filed with the Commission (whether filed as part of the Registration Statement for the registration of the Transaction Securities or any amendment thereto or pursuant to Rule 424(a) under the Securities Act) and when any amendment thereof or supplement thereto was first filed with the Commission, such Preliminary Prospectus and any amendments thereof and supplements thereto complied in all material respects with the applicable provisions of the Securities Act, the Exchange Act and the Rules and Regulations and did not contain an untrue statement of a material fact and did not omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, that the Issuing Entity makes no . No representation and warranty is made in this subsection (b), however, with respect to any statements information contained in or omissions made omitted from the Registration Statement or the Prospectus or any related Preliminary Prospectus or any amendment thereof or supplement thereto in reliance upon and in conformity with information relating to any Underwriter furnished in writing to the Issuing Entity in writing Company by such or on behalf of any Underwriter through the Representative expressly specifically for use therein. The parties acknowledge and agree that such information provided by or on behalf of any Underwriter consists solely of the following information in the Registration Statement and Prospectus: the Preliminary Prospectus or statements concerning the Underwriters set forth in the “Underwriting” section of the Prospectus and any amendment or supplement thereto; and (the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;“Underwriters’ Information”).

Appears in 2 contracts

Samples: Underwriting Agreement (Viking Therapeutics, Inc.), Underwriting Agreement (Viking Therapeutics, Inc.)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositors, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its dateeffective, and as of the Time of Sale Sale, complied, and as of the date of the Prospectus Supplement will comply, in all material respects with the Securities Act and the Registration Statement did not at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity makes Depositors make no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity a Depositor in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity Depositors of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement "TIA") and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 2 contracts

Samples: Underwriting Agreement (Ford Credit Floorplan Master Owner Trust a Series 2006-4), Underwriting Agreement (Ford Credit Floorplan Master Owner Trust a Series 2006-3)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission; and, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as "Underwriters' Information") expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; (ii) the Sellers' Information (as defined in Section 7(a)); (iii) the Master Servicer's Information (as defined in Section 7(a)); (iv) the Special Servicer's Information (as defined in Section 7(a)); and (v) the Trustee's Information (as defined in Section 7(a)); the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 2 contracts

Samples: J.P. Morgan Chase Commercial Mortgage Securities Trust 2007-C1, J.P. Morgan Chase Commercial Mortgage Securities Trust 2007-Cibc20

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission; and, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as "Underwriters' Information") expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; (ii) the Sellers' Information (as defined in Section 7(a)); (iii) the information set forth in the Prospectus under the heading "Transaction Parties--The Master Servicer" (the "Master Servicer's Information"); (iv) the information set forth in the Prospectus under the heading "Transaction Parties--The Special Servicer" (the "Special Servicer's Information"); (v) the information set forth in the Prospectus under the heading "Transaction Parties--The Trustee, Certificate Registrar, Authenticating Agent and Custodian," but only with respect to the first, third, fourth, fifth, sixth and seventh paragraphs thereof (the "Trustee's Information); the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (J.P. Morgan Chase Commercial Mortgage Securities Trust 2007-Ldp11), J.P. Morgan Chase Commercial Mortgage Securities Trust 2007-Ldp12

Registration Statement and Prospectus. The Registration Statement has been declared become effective by the Commission under the Securities Act; , no stop order suspending the effectiveness of the Registration Statement has been issued by under the Commission and Securities Act, no proceeding proceedings for that purpose has have been instituted or are pending or, to the knowledge of the Issuing EntityIssuer, threatened are contemplated by the CommissionSEC, and any request on the part of the SEC for additional information has been complied with; the Registration Statement and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary ProspectusStatement, as of its dateeffective date under the Securities Act, complied, and as of Time of Sale will complythe date hereof, complies, in all material respects with the requirements of the Securities Act and the Registration Statement did not at the time the Registration Statement became effectiveSecurities Act Regulations and, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading its effective date and the Prospectuseffective date of any amendment thereto, on the Closing Datedid not, will comply in all material respects with the Act and and, as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datehereof, the Prospectus will not does not, contain any an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading; and the Prospectus, as of its date, complied, and, as of the date hereof, complies, in order all material respects with the requirements of the Securities Act and the Securities Act Regulations and, as of its date, did not, and, as of the date hereof, does not, include an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading; and each Prospectus delivered to the relevant Dealers for use in connection with the offering of Notes shall be identical to any electronically transmitted copies thereof filed with the SEC pursuant to EXXXX, providedexcept to the extent permitted by Regulation S-T; provided however, that the Issuing Entity makes no representation representations and warranty with respect warranties in this Section 2(a)(vii) shall not apply to any statements in or omissions from the Registration Statement or the Prospectus made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Issuer in writing by such Underwriter through the Representative Arranger, on behalf of the Dealers, expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 2 contracts

Samples: Distribution Agreement (KFW International Finance Inc), Distribution Agreement (KfW)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Securities Act and the Rules and Regulations and the Registration Statement Statement, did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, ; provided, that the Issuing Entity Depositor makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to Ford Credit or the Issuing Entity Depositor in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; thereto and the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement “TIA”), and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 2 contracts

Samples: Underwriting Agreement (Ford Credit Auto Lease Trust 2013-A), Underwriting Agreement (Ford Credit Auto Lease Trust 2012-B)

Registration Statement and Prospectus. Funding 2 has prepared and filed with the Commission a Registration Statement on Form S-3 (No. [ ]). The Registration Statement as amended at the time when it became effective, or, if a post-effective amendment is filed with respect thereto, as amended by such post-effective amendment at the time of its effectiveness, including all exhibits thereto, is referred to in this Agreement as the REGISTRATION STATEMENT. The Registration Statement has been declared effective by the Commission under the Act; Securities Act and no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the best knowledge of the Issuing EntityIssuer, threatened by the Commission. Funding 2 also proposes to file with the Commission pursuant to Rule 424(b) under the Securities Act a prospectus supplement (the PROSPECTUS SUPPLEMENT) to the prospectus dated [ ] (the BASE PROSPECTUS and, as amended or supplemented to the date hereof, and as further supplemented by the prospectus supplement, the PROSPECTUS) relating to the Offered Notes and the method of distribution thereof. The Registration Statement and Statement, at the time it became effective, any post-effective amendment thereto, at the time the Registration Statement it became effective compliedeffective, and the Preliminary Prospectus, as of its datethe date of the Prospectus Supplement, complied and as of Time of Sale on the Closing Date, the Prospectus (and any amendments or supplements thereto) will comply, in all material respects with the applicable requirements of the Securities Act, the Exchange Act and the Trust Indenture Act of 1939, as amended (the TRUST INDENTURE ACT), and the respective rules thereunder; and the Registration Statement did not at as of the time applicable effective date as to each part of the Registration Statement became effectiveand any amendment thereto pursuant to Rule 430B(f)(2) under the Securities Act, or as of the Time of Sale, and will did not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary to make the statements therein not misleading; and the Prospectus as of the date of the Prospectus Supplement did not, and on the Closing Date will not, contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, (provided that the Issuing Entity Issuer makes no representation and warranty with respect to any statements or omissions made made: (i) in that part of the Registration Statement which constitutes the Statement of Eligibility and Qualification (Form T-1) under the Trust Indenture Act of the Note Trustee or (ii) in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Issuer in writing by such or on behalf of any Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and or any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;.

Appears in 1 contract

Samples: Permanent Funding (No. 2) LTD

Registration Statement and Prospectus. The Registration Statement is an “automatic shelf registration statement” as defined under Rule 405 of the Act that has been declared filed with the Commission not earlier than three years prior to the date hereof; and no notice of objection of the Commission to the use of such registration statement or any post-effective amendment thereto pursuant to Rule 401(g)(2) under the Act has been received by the Commission under the Act; no stop Company. No order suspending the effectiveness of the Registration Statement Statement, the Prospectus or any Permitted Free Writing Prospectus has been issued by the Commission Commission, and no proceeding for that purpose or pursuant to Section 8A of the Act against the Company or related to the offering of the Shares has been instituted initiated or, to the knowledge of the Issuing EntityCompany, threatened by the Commission, and ; as of the applicable effective date of the Registration Statement and any post-effective amendment thereto, at the time the Registration Statement became and any such post-effective complied, amendment complied and the Preliminary Prospectus, as of its date, and as of Time of Sale will comply, in all material respects with the Act and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the requirements of the Act; the conditions to the use of Form S-3 in connection with the offering and sale of the Shares as contemplated hereby have been satisfied; the Registration Statement meets, and the offering and sale of the Shares as contemplated hereby comply with, the requirements of Rule 415 under the Act (including, without limitation, Rule 415(a)(5)); the Prospectus complied or will comply, at the time it was or will be filed with the Commission, and will comply, as then amended or supplemented, as of each Representation Date, in all material respects, with the requirements of the Act; the Registration Statement did not, as of the date time of the Prospectus its initial effectiveness, and any amendment does not or supplement thereto will not, as then amended or supplemented, as of each Representation Date and on the Closing Date, the Prospectus did not and will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein not misleading; as of each Representation Date, the Prospectus, as then amended or supplemented, together with all of the then issued Permitted Free Writing Prospectuses, if any, will not contain an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided, providedhowever, that the Issuing Entity Company makes no representation and or warranty with respect to any statements statement in or omissions omission from the Registration Statement, the Prospectus or any Permitted Free Writing Prospectus made in reliance upon upon, and in conformity with with, information relating to any Underwriter the Agent and furnished to the Issuing Entity Company in writing by such Underwriter through or on behalf of the Representative Agent expressly for use in the Registration Statement and the Preliminary Prospectus or the such Permitted Free Writing Prospectus and any amendment or supplement thereto; , it being understood and agreed that the conditions to the use only such information furnished by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as Agent consists of the date information described as such in Section 7(b) hereof. As used herein, “Time of Sale” means (i) with respect to each offering of Shares pursuant to this Agreement and will be satisfied as Agreement, the time of the Closing Date; Agent’s initial entry into contracts with investors for the conditions sale of such Shares and (ii) with respect to the each offering of Shares pursuant to any relevant Terms Agreement, the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as time of the Closing Date;sale of such Shares.

Appears in 1 contract

Samples: Distribution Agreement (Axon Enterprise, Inc.)

Registration Statement and Prospectus. The Registration Statement has been declared became automatically effective by upon filing with the Commission under the Securities Act; . There is no stop order preventing or suspending the effectiveness use of the Registration Statement has been issued by Statement, the Commission and no proceeding for that purpose has been instituted orProspectus or any Permitted Free Writing Prospectus, and, to the knowledge of the Issuing EntityCompany, no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Company or related to the offering of the Shares pursuant to the Distribution Agreements has been initiated or threatened by the Commission, and ; no notice of objection of the Commission to the use of such Registration Statement pursuant to Rule 401(g)(2) under the Securities Act has been received by the Company; the Registration Statement and any amendment theretocomplied when it initially became effective, at complies as of the time the Registration Statement became effective complieddate hereof and, and the Preliminary Prospectusas then amended or supplemented, as of its date, and as of Time of Sale each Representation Date (other than the date hereof) will comply, in all material respects respects, with the requirements of the Securities Act; the conditions to the use of Form S-3 in connection with the offering and sale of the Shares as contemplated hereby have been satisfied; the Registration Statement meets, and the offering and sale of the Shares as contemplated hereby complies with, the requirements of Rule 415 under the Securities Act (including, without limitation, Rule 415(a)(5)); the Prospectus complied or will comply, at the time it was or will be filed with the Commission, and will comply, as then amended or supplemented, as of each Representation Date (other than the date hereof), in all material respects, with the requirements of the Securities Act; the Registration Statement did not at the time the Registration Statement became effectivenot, or as of the Time time of Saleits initial effectiveness, and does not or will not on the Closing Date contain any untrue statement not, as then amended or supplemented, as of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing each Representation Date, will comply in all material respects with the Act and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading; as of each Representation Date (other than the date hereof), the Prospectus, as then amended or supplemented, together with all of the then issued Permitted Free Writing Prospectuses, if any, will not contain an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided, providedhowever, that the Issuing Entity Company makes no representation and or warranty with respect to any statements statement or omissions made omission in the Registration Statement, the Prospectus or any Permitted Free Writing Prospectus in reliance upon and in conformity with information relating to concerning any Underwriter Agent and furnished to the Issuing Entity in writing by such Underwriter through the Representative or on behalf of any Agent expressly for use in the Registration Statement and Statement, the Preliminary Prospectus or the such Permitted Free Writing Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as (it being understood that such information consists solely of the date information specified in Section 9.(b)). As used herein, “Time of Sale” means (i) with respect to each offering of Shares pursuant to this Agreement and will be satisfied as Agreement, the time of the Closing Date; Sales Agent’s initial entry into contracts with investors for the conditions sale of such Shares and (ii) with respect to the each offering of Shares pursuant to any relevant Terms Agreement, the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as time of the Closing Date;sale of such Shares.

Appears in 1 contract

Samples: Distribution Agreement (DiamondRock Hospitality Co)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission; and, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as "Underwriters' Information") expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and (ii) the Seller's Information (as defined in Section 7(a)); the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 Prospectus; (iii) the information set forth in the Prospectus under the Act, as stated heading "Transaction Parties--The Master Servicers"; (iv) the information set forth in the Prospectus under the heading "Transaction Requirements Parties--The Special Servicer"; (v) the information set forth in the General Instructions on Form SF-3Prospectus under the heading "Transaction Parties--The Trustee", will be satisfied as of but only with respect to the Closing Date;first, second, third, fourth and fifth paragraphs thereof or (vi) the information set forth in the Prospectus under the heading "Transaction Parties--Paying Agent, Certificate Registrar and Authenticating Agent", but only with respect to the first paragraph thereof.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (J.P. Morgan Chase Commercial Mortgage Securities Trust 2006-Ldp7)

Registration Statement and Prospectus. The Registration Statement has been declared effective by At the Commission under the Act; no stop order suspending time of the effectiveness of the Registration Statement has been issued by or any Rule 462(b) Registration Statement or the effectiveness of any post-effective amendment to the Registration Statement, when the Prospectus is first filed with the Commission and no proceeding for that purpose has been instituted orpursuant to Rule 424(b), when any supplement to the knowledge or amendment of the Issuing Entity, threatened by Prospectus is filed with the Commission, when any document filed under the Exchange Act was or is filed, at all other subsequent times until the completion of the public offer and sale of the Firm Units and Option Units, and at the Closing Date and any Option Closing Date, the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, amendments thereof and the Preliminary Prospectus, as of its date, and as of Time of Sale supplements or exhibits thereto complied or will comply, comply in all material respects with the applicable provisions of the Securities Act, the Exchange Act and the Registration Statement Rules and Regulations, and did not at the time the Registration Statement became effectiveand will not, or as of the Time date of Salesuch amendment or supplement, and will not on the Closing Date contain any an untrue statement of a material fact and did not and will not, as of the date of such amendment or supplement, omit to state any material fact required to be stated therein or necessary in order to make the statements therein: (i) in the case of the Registration Statement, not misleading, and (ii) in the case of the Prospectus, in light of the circumstances under which they were made as of its date, not misleading. When any Preliminary Prospectus was first filed with the Commission (whether filed as part of the registration statement for the registration of the Transaction Securities or any amendment thereto or pursuant to Rule 424(a) under the Securities Act) and when any amendment thereof or supplement thereto was first filed with the Commission, such Preliminary Prospectus and any amendments thereof and supplements thereto complied in all material respects with the applicable provisions of the Securities Act, the Exchange Act and the Rules and Regulations and did not contain an untrue statement of a material fact and did not omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, that the Issuing Entity makes no . No representation and warranty is made in this subsection (b), however, with respect to any statements information contained in or omissions made omitted from the Registration Statement or the Prospectus or any related Preliminary Prospectus or any amendment thereof or supplement thereto in reliance upon and in conformity with information relating to any Underwriter furnished in writing to the Issuing Entity in writing Company by such or on behalf of any Underwriter through the Representative expressly specifically for use therein. The parties acknowledge and agree that such information provided by or on behalf of any Underwriter consists solely of the following information in the Registration Statement and Prospectus: the Preliminary Prospectus or statements concerning the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 Underwriters set forth under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 subheading “—Stabilization” under the Act, as stated in heading “Underwriters” (the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;“Underwriters’ Information”).

Appears in 1 contract

Samples: Underwriting Agreement (Blue Calypso, Inc.)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission; and, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as "Underwriters' Information") expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; (ii) the Sellers' Information (as defined in Section 7(a)); (iii) the information set forth in the Prospectus under the heading "Transaction Parties--The Master Servicers" (the "Master Servicers' Information"); (iv) the information set forth in the Prospectus under the heading "Transaction Parties--The Special Servicer" (the "Special Servicer's Information"); (v) the information set forth in the Prospectus under the heading "Transaction Parties--The Trustee and Custodian," but only with respect to the first, third, fourth, fifth, sixth and seventh paragraphs thereof (the "Trustee's Information); and (vi) the information set forth in the Prospectus under the heading "Transaction Parties--The Paying Agent, Certificate Registrar and Authenticating Agent", but only with respect to the first, fourth, fifth and sixth paragraphs thereof (the "Paying Agent's Information"); the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 1 contract

Samples: J.P. Morgan Chase Commercial Mortgage Securities Trust 2006-Ldp9

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission; and, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as "Underwriters' Information") expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; (ii) the Seller's Information (as defined in Section 7(a)); (iii) the information set forth in the Prospectus under the heading "Transaction Parties--The Master Servicers"; (iv) the information set forth in the Prospectus under the heading "Transaction Parties--The Special Servicer" or (v) the information set forth in the Prospectus under the heading "Transaction Parties--The Trustee, Certificate Registrar, Authenticating Agent and Custodian", but only with respect to the first, fourth, sixth and seventh paragraphs thereof; the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 1 contract

Samples: J.P. Morgan Chase Commercial Mortgage Securities Trust 2006-Ldp8

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; There is no stop order preventing or suspending the effectiveness use of the Registration Statement has been issued by Statement, the Commission and no proceeding for that purpose has been instituted orProspectus or any Permitted Free Writing Prospectus, and, to the knowledge of the Issuing EntityCompany, no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Company or related to the offering of the Shares pursuant to the Distribution Agreements has been initiated or threatened by the Commission, and ; no notice of objection of the Commission to the use of such Registration Statement pursuant to Rule 401(g)(2) under the Securities Act has been received by the Company; the Registration Statement and any amendment theretocomplied when it initially became effective, at complies as of the time the Registration Statement became effective complieddate hereof and, and the Preliminary Prospectusas then amended or supplemented, as of its date, and as of Time of Sale each Representation Date (other than the date hereof) will comply, in all material respects respects, with the requirements of the Securities Act; the conditions to the use of Form S-3 in connection with the offering and sale of the Shares as contemplated hereby have been satisfied; the Registration Statement meets, and the offering and sale of the Shares as contemplated hereby complies with, the requirements of Rule 415 under the Securities Act (including, without limitation, Rule 415(a)(5)); the Prospectus complied or will comply, at the time it was or will be filed with the Commission, and will comply, as then amended or supplemented, as of each Representation Date (other than the date hereof), in all material respects, with the requirements of the Securities Act; the Registration Statement did not at the time the Registration Statement became effectivenot, or as of the Time time of Saleits initial effectiveness, and does not or will not on the Closing Date contain any untrue statement not, as then amended or supplemented, as of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing each Representation Date, will comply in all material respects with the Act and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading; as of each Representation Date (other than the date hereof), the Prospectus, as then amended or supplemented, together with all of the then issued Permitted Free Writing Prospectuses, if any, will not contain an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided, providedhowever, that the Issuing Entity Company makes no representation and or warranty with respect to any statements statement or omissions made omission in the Registration Statement, the Prospectus or any Permitted Free Writing Prospectus in reliance upon and in conformity with information relating to concerning any Underwriter Agent and furnished to the Issuing Entity in writing by such Underwriter through the Representative or on behalf of any Agent expressly for use in the Registration Statement and Statement, the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;such

Appears in 1 contract

Samples: Distribution Agreement (Retail Properties of America, Inc.)

Registration Statement and Prospectus. The Registration Statement has been declared effective by Company was at the Commission under time of the Act; no stop order suspending the effectiveness filing of the Registration Statement has been issued by eligible to use Form S-3. As of the date of this Agreement, the Company is eligible to use Form S-3, including the transaction requirements set forth in General Instruction 1.B.1 of such form. The Company filed with the Commission and no proceeding the Registration Statement on such Form S-3, including a Base Prospectus, for that purpose has been instituted or, to registration under the knowledge Securities Act of the Issuing Entity, threatened by offering and sale of the CommissionShares, and the Registration Statement Company has prepared and any amendment thereto, at used a Preliminary Prospectus in connection with the time offer and sale of the Shares. When the Registration Statement became or any amendment thereof or supplement thereto was or is declared effective complied, and the Preliminary Prospectus, as of its date, and as of Time the date of Sale the most recent amendment to the Registration Statement, it (i) complied or will comply, in all material respects respects, with the requirements of the Securities Act and the Registration Statement Rules and the Exchange Act and the rules and regulations of the Commission thereunder and (ii) did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in therein not misleading. When any Preliminary Prospectus or Prospectus was first filed with the light Commission (whether filed as part of the circumstances under which they were madeRegistration Statement or any amendment thereto or pursuant to Rule 424 of the Rules) and when any amendment thereof or supplement thereto was first filed with the Commission, not misleading and the such Preliminary Prospectus or Prospectus, on the Closing Dateas amended or supplemented, will comply complied in all material respects with the applicable provisions of the Securities Act and as of the date of the Prospectus Rules and any amendment did not or supplement thereto and on the Closing Datewill not, the Prospectus will not contain any untrue statement of a material fact or omit to state a any material fact required to be stated therein or necessary in order to make the statements thereintherein not misleading. If applicable, each Preliminary Prospectus and the Prospectus delivered to the Underwriters for use in connection with this offering was identical to the light electronically transmitted copies thereof filed with the Commission pursuant to the Electronic Data Gathering, Analysis and Retrival system (“XXXXX”), except to the extent permitted by Regulation S-T. Notwithstanding the foregoing, none of the circumstances under which they were maderepresentations and warranties in this paragraph 2(a) shall apply to statements in, not misleading, provided, that the Issuing Entity makes no representation and warranty with respect to any statements or omissions from, the Registration Statement, any Preliminary Prospectus or the Prospectus made in reliance upon upon, and in conformity with with, information relating to any Underwriter herein or otherwise furnished to the Issuing Entity in writing by such Underwriter through the Representative expressly on behalf of the several Underwriters specifically for use in the Registration Statement and Statement, any Preliminary Prospectus or the Prospectus. With respect to the preceding sentence, the Company acknowledges that the only information furnished in writing by the Representative for use in the Registration Statement, any Preliminary Prospectus or the Prospectus is the statements contained in the third and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 seventh paragraphs under the Act, as stated caption “Underwriting” in the Registrant Requirements in Prospectus (collectively, the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;“Underwriting Information”).

Appears in 1 contract

Samples: Underwriting Agreement (Forte Biosciences, Inc.)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor[s], threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, effective and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, ; provided, that the Issuing Entity makes Depositor[s] make[s] no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor[s] in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity Depositor[s] of a registration statement on Form SF-3 S-3 under the Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement “TIA”) and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 1 contract

Samples: Underwriting Agreement (Ford Credit Floorplan LLC)

Registration Statement and Prospectus. Funding 2 has filed with the Commission the Registration Statement. The Registration Statement has been declared effective by the Commission under the Securities Act; and no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the best knowledge of the Issuing EntityFunding 2, threatened by the Commission, and ; the Registration Statement and Statement, at the time it became effective, any post-effective amendment thereto, at the time the Registration Statement it became effective compliedeffective, and the Preliminary Prospectus, as of its date, and as of Time of Sale will comply, in all material respects with the Act and the Registration Statement did not at the time the Registration Statement became effective, or as date of the Time of SaleProspectus Supplement, complied and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, the Prospectus (and any amendments or supplements thereto), will comply in all material respects with the applicable requirements of the Securities Act, the Exchange Act and the Trust Indenture Act and the respective rules thereunder; the Registration Statement, as of the applicable effective date as to each part of the Prospectus Registration Statement and any amendment or supplement thereto and on pursuant to Rule 430B(f)(2) under the Closing DateSecurities Act, the Prospectus will did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading; the Prospectus, as of the date of the Prospectus Supplement, did not, and on the Closing Date will not, contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; (provided that Funding 1 and the Issuing Entity makes Mortgages Trustee make no representation and warranty with respect to any statements or omissions made made: (i) in that part of the Registration Statement which constitutes the Statement of Eligibility and Qualification (Form T-1) under the Trust Indenture Act of the Note Trustee or (ii) in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Issuer in writing by such or on behalf of any Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; thereto and the conditions to the use by the Issuing Entity Funding 2 of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;satisfied).

Appears in 1 contract

Samples: Permanent Funding (No. 2) LTD

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor[s], threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Act and the Registration Statement did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, ; provided, that the Issuing Entity makes Depositor[s] make[s] no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor[s] in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity Depositor[s] of a registration statement on Form SF-3 S-3 under the Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement “TIA”) and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 1 contract

Samples: Underwriting Agreement (Ford Credit Floorplan LLC)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act, was effective as of the Time of Sale, is effective as of the date hereof and will be effective as of any subsequent Time of Sale and as of the Closing Date; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission, ; and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as “Underwriters’ Information”) expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and (ii) the conditions to Sellers’ Information (as defined in Section 7(a)); (iii) the use by Master Servicer’s Information (as defined in Section 7(a)); (iv) the Issuing Entity of a registration statement on Form SF-3 under the Act, Special Servicer’s Information (as stated defined in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing DateSection 7(a));

Appears in 1 contract

Samples: Pooling and Servicing Agreement (JPMBB Commercial Mortgage Securities Trust 2014-C24)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act, was effective as of the Time of Sale, is effective as of the date hereof and will be effective as of any subsequent Time of Sale and as of the Closing Date; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission, ; and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as “Underwriters’ Information”) expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; (ii) the Sellers’ Information (as defined in Section 7(a)); (iii) the Master Servicer and Special Servicer’s Information (as defined in Section 7(a)); (iv) the Certificate Administrator’s and Trustee’s Information (as defined in Section 7(a)); and (v) the Senior Trust Advisor’s Information (as defined in Section 7(a)); the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (JPMBB Commercial Mortgage Securities Trust 2013-C14)

Registration Statement and Prospectus. The Operating Partnership meets the requirements for use of Form S-3 under the 1933 Act; the Registration Statement has been declared effective by the Commission SEC under the Act; 1933 Act and no stop order suspending the effectiveness of the Registration Statement has been issued by under the Commission 1933 Act and no proceeding proceedings for that purpose has have been instituted or are pending or, to the knowledge of the Issuing EntityOperating Partnership, are threatened by the CommissionCommission or by the state securities authority of any jurisdiction, and any request on the part of the Commission or by the state securities authority of any jurisdiction for additional information has been complied with; the Indenture has been qualified under the 1939 Act; at the respective times that the Registration Statement and any post-effective amendment theretothereto (including the filing of the Operating Partnership’s most recent Annual Report on Form 10-K with the Commission (the “Annual Report on Form 10-K”)) became effective and at each Representation Date, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, any amendments thereto complied and as of Time of Sale will comply, in all material respects with the Act and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the requirements of the 1933 Act and as the 1933 Act Regulations and the 1939 Act and the rules and regulations of the date of Commission under the Prospectus 1939 Act (the “1939 Act Regulations”) and any amendment or supplement thereto did not and on the Closing Date, the Prospectus will not contain any an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading; each preliminary prospectus and prospectus filed as part of the Registration Statement as originally filed or as part of any amendment thereto, or filed pursuant to Rule 424 under the 1933 Act, complied when so filed in all material respects with the 1933 Act Regulations; each preliminary prospectus and the Prospectus delivered to the applicable Agent(s) for use in connection with the offering of Notes are identical to any electronically transmitted copies thereof filed with the Commission pursuant to XXXXX, except to the extent permitted by Regulation S-T; and at the date hereof, at the date of the Prospectus and each amendment or supplement thereto and at each Representation Date, neither the Prospectus nor any amendment or supplement thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided, providedhowever, that the Issuing Entity makes no representation representations and warranty with respect warranties in this subsection shall not apply to any statements in or omissions from the Registration Statement or the Prospectus made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Operating Partnership in writing by such Underwriter through the Representative Agents expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 1 contract

Samples: Distribution Agreement (Duke Realty Limited Partnership/)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Securities Act and the Registration Statement Statement, did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with (i) the guidance from the Staff of the Commission set forth in the No-- Letter, dated July 22, 2010, regarding Regulation AB Items 1103(a)(9) and 1120, in response to the no-action request letter from Sxxxx X. Xxxxxx, Associate General Counsel of Ford Motor Credit Company LLC, dated July 22, 2010 or (ii) information relating to any Underwriter furnished to Ford Credit or the Issuing Entity Depositor in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement "TIA"), and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 1 contract

Samples: Underwriting Agreement (Ford Credit Auto Owner Trust 2010-B)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; no stop Commission. No order suspending the effectiveness of the Registration Statement has been issued by the Commission Commission, and no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Company or related to the offering of the Shares has been instituted or, to the knowledge of the Issuing Entity, initiated or threatened by the Commission, and ; as of the applicable effective date of the Registration Statement and any post-effective amendment thereto, at the time the Registration Statement became and any such post-effective complied, amendment complied and the Preliminary Prospectus, as of its date, and as of Time of Sale will comply, in all material respects with the Act and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act Securities Act, and as of the date of the Prospectus did not and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein not misleading; the documents incorporated or deemed to be incorporated by reference in the Registration Statement, any Preliminary Prospectus and the Prospectus at the time they were or hereafter are filed with the Commission, complied and will comply in all material respects with the requirements of the Exchange Act (as defined below) and the rules and regulations thereunder; and as of the date of the Prospectus and any amendment or supplement thereto, including any documents incorporated or deemed to be incorporated by reference and as of the Closing Date and as of the Additional Closing Date, as the case may be, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Company makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Company in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus and any amendment or supplement thereto, it being understood and agreed that the only such information furnished by any Underwriter consists of the information described as such in Section 9(c) hereof; and provided, further that the Company makes no representation and warranty with respect to statements or omissions made in the Registration Statement and the Prospectus and any amendment or supplement thereto in reliance upon and in conformity with information relating to any Selling Stockholder furnished in writing by or on behalf of such Selling Stockholder expressly for use in the Registration Statement and the Prospectus and any amendment or supplement thereto; , it being understood and agreed that the conditions to the use only such information furnished by the Issuing Entity or on behalf of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as any Selling Stockholder consists of the date of this Agreement and will be satisfied information described as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated such in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Section 4(e).

Appears in 1 contract

Samples: Underwriting Agreement (Fox Factory Holding Corp)

Registration Statement and Prospectus. The Registration Statement has been declared became effective by upon filing with the Commission under Rule 462(e) under the Securities Act on November 10, 2015 and any post effective amendment thereto also became effective upon filing under Rule 462(e) under the Securities Act; no stop . No order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Bank or related to the offering has been instituted or, to the knowledge of the Issuing Entity, initiated or threatened by the Commission, and ; the Registration Statement as of the Effective Date complies, and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, thereto as of its date, and as of Time of Sale the date it becomes effective will comply, in all material respects respects, with the Act requirements of the Securities Act, as amended, and the rules and regulations of the Commission thereunder, and the Registration Statement did not at the time the Registration Statement became effectiveStatement, or as of the Time of SaleEffective Date did not, and any amendment thereto as of the date it becomes effective will not on the Closing Date not, contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading misleading; and the Prospectus, on the Closing Date, will comply in all material respects with the Act and as of the date of the Prospectus prospectus supplement comprising a part of such Prospectus, did not, and any amendment or supplement thereto to the Prospectus, as of the date of such amendment or supplement, will not, and on as of the Closing Date, the Prospectus will not not, contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Bank makes no representation and warranty with respect to (i) that part of the Registration Statement that constitutes the Statement of Eligibility and Qualification (Form T-1) of the Trustee under the Trust Indenture Act (as defined in Section 1(a)(xvii)) or (ii) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Bank in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;.

Appears in 1 contract

Samples: Westpac Banking Corp

Registration Statement and Prospectus. The Registration Statement has been declared became effective by upon filing with the Commission under Rule 462(e) under the Securities Act on November 10, 2015 and any post-effective amendment thereto also became effective upon filing under Rule 462(e) under the Securities Act; no stop . No order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Bank or related to the offering has been instituted or, to the knowledge of the Issuing Entity, initiated or threatened by the Commission, and ; the Registration Statement as of the Effective Date complies, and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, thereto as of its date, and as of Time of Sale the date it becomes effective will comply, in all material respects respects, with the Act requirements of the Securities Act, as amended, and the rules and regulations of the Commission thereunder, and the Registration Statement did not at the time the Registration Statement became effectiveStatement, or as of the Time of SaleEffective Date did not, and any amendment thereto as of the date it becomes effective will not on the Closing Date not, contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading misleading; and the Prospectus, on the Closing Date, will comply in all material respects with the Act and as of the date of the Prospectus prospectus supplement comprising a part of such Prospectus, did not, and any amendment or supplement thereto to the Prospectus, as of the date of such amendment or supplement, will not, and on as of the Closing Date, the Prospectus will not not, contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Bank makes no representation and warranty with respect to (i) that part of the Registration Statement that constitutes the Statement of Eligibility and Qualification (Form T-1) of the Trustee under the Trust Indenture Act (as defined in Section 1(a)(xvii)) or (ii) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Bank in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;.

Appears in 1 contract

Samples: Westpac Banking Corp

Registration Statement and Prospectus. The Registration Statement has been declared become effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by under the Commission and Securities Act; no proceeding proceedings for that purpose has have been instituted or are pending or, to the knowledge of the Issuing EntityIssuer, threatened are contemplated by the Commission, SEC; and any request on the part of the SEC for additional information has been complied with; the Registration Statement and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary ProspectusStatement, as of its dateeffective date under the Securities Act, complied, and as of Time of Sale will complythe date hereof, complies, in all material respects with the requirements of the Securities Act and the Registration Statement did not at the time the Registration Statement became effectiveSecurities Act Regulations and, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading its effective date and the Prospectuseffective date of any amendment thereto, on the Closing Datedid not, will comply in all material respects with the Act and and, as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datehereof, the Prospectus will not does not, contain any an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading; the Prospectus, as of its date, complied, and, as of the date hereof, complies, in order all material respects with the requirements of the Securities Act and the Securities Act Regulations and, as of its date, did not, and, as of the date hereof, does not, include an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading; and the Prospectus delivered to the relevant Dealers for use in connection with the offering of Notes shall be identical to any electronically transmitted copies thereof filed with the SEC pursuant to XXXXX, except to the extent permitted by Regulation S-T; provided, however, that the Issuing Entity makes no representation representations and warranty with respect warranties in this Section 2(a)(vii) shall not apply to any statements in or omissions from the Registration Statement or the Prospectus made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Issuer in writing by such Underwriter through the Representative Arranger, on behalf of the Dealers, expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 1 contract

Samples: Distribution Agreement (KfW)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission; and, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as "Underwriters' Information") expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto, (iii) the Seller's Information (as defined in Section 7(a)); and the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 1 contract

Samples: Jp Morgan Chase Commercial Mortgage Securities Corp

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission; and, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as "Underwriters' Information") expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; (ii) the Seller's Information (as defined in Section 7(a)); (iii) the Master Servicers' Information (as defined in Section 7(a)); (iv) the Special Servicer's Information (as defined in Section 7(a)); and (v) the Trustee's Information (as defined in Section 7(a)); the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 1 contract

Samples: J.P. Morgan Chase Commercial Mortgage Securities Trust 2007-Cibc19

Registration Statement and Prospectus. The Registration Statement has been declared became effective by upon filing with the Commission under Rule 462(e) under the Securities Act on December 17, 2009 and any post effective amendment thereto also became effective upon filing under Rule 462(e) under the Securities Act; no stop . No order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Bank or related to the offering has been instituted or, to the knowledge of the Issuing Entity, initiated or threatened by the Commission, and ; the Registration Statement as of the Effective Date complies, and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, thereto as of its date, and as of Time of Sale the date it becomes effective will comply, in all material respects respects, with the Act requirements of the Securities Act, as amended, and the rules and regulations of the Commission thereunder, and the Registration Statement did not at the time the Registration Statement became effectiveStatement, or as of the Time of SaleEffective Date did not, and any amendment thereto as of the date it becomes effective will not on the Closing Date not, contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading misleading; and the Prospectus, on the Closing Date, will comply in all material respects with the Act and as of the date of the Prospectus prospectus supplement comprising a part of such Prospectus, did not, and any amendment or supplement thereto to the Prospectus, as of the date of such amendment or supplement, will not, and on as of the Closing Date, the Prospectus will not not, contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Bank makes no representation and warranty with respect to (i) that part of the Registration Statement that constitutes the Statement of Eligibility and Qualification (Form T-1) of the Trustee under the Trust Indenture Act or (ii) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Bank in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;.

Appears in 1 contract

Samples: Underwriting Agreement (Westpac Banking Corp)

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Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; There is no stop order preventing or suspending the effectiveness use of the Registration Statement has been issued by Statement, the Commission and no proceeding for that purpose has been instituted orProspectus or any Permitted Free Writing Prospectus, and, to the knowledge of the Issuing EntityPartnership, no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Partnership or related to the offering of the Units pursuant to this Agreement has been initiated or threatened by the Commission, and ; no notice of objection of the Commission to the use of such Registration Statement pursuant to Rule 401(g)(2) under the Securities Act has been received by the Partnership; the Registration Statement and any amendment theretocomplied when it initially became effective, at complies as of the time the Registration Statement became effective complieddate hereof and, and the Preliminary Prospectusas then amended or supplemented, as of its date, and as of Time of Sale each Representation Date (other than the date hereof) will comply, in all material respects respects, with the requirements of the Securities Act; the conditions to the use of Form S-3 in connection with the offering and sale of the Units as contemplated hereby have been satisfied; the Registration Statement meets, and the offering and sale of the Units as contemplated hereby complies with, the requirements of Rule 415 under the Securities Act (including, without limitation, Rule 415(a)(5)); the Prospectus complied or will comply, at the time it was or will be filed with the Commission, and will comply, as then amended or supplemented, as of each Representation Date (other than the date hereof), in all material respects, with the requirements of the Securities Act; the Registration Statement did not at the time the Registration Statement became effectivenot, or as of the Time time of Saleits initial effectiveness, and does not or will not on the Closing Date contain any untrue statement not, as then amended or supplemented, as of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing each Representation Date, will comply in all material respects with the Act and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading; as of each Representation Date (other than the date hereof), the Prospectus, as then amended or supplemented, together with all of the then issued Permitted Free Writing Prospectuses, if any, will not contain an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided, providedhowever, that the Issuing Entity Partnership makes no representation and or warranty with respect to any statements statement or omissions made omission in the Registration Statement, the Prospectus or any Permitted Free Writing Prospectus in reliance upon and in conformity with information relating to any Underwriter concerning MLV and furnished to the Issuing Entity in writing by such Underwriter through the Representative or on behalf of MLV expressly for use in the Registration Statement and Statement, the Preliminary Prospectus or the such Permitted Free Writing Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as (it being understood that such information consists solely of the date information specified in Section 9(b)). As used herein, “Time of this Agreement and will be satisfied as of the Closing Date; the conditions Sale” means (i) with respect to the each offering of Units pursuant to this Agreement, the Notes under a registration statement on Form SF-3 under time of MLV’s initial entry into contracts with investors for the Actsale of such Units and (ii) with respect to each offering of Units pursuant to any relevant Terms Agreement, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as time of the Closing Date;sale of such Units.

Appears in 1 contract

Samples: Distribution Agreement (Atlas Resource Partners, L.P.)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, effective and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement "TIA") and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 1 contract

Samples: Ford Credit Auto Receivables Two LLC

Registration Statement and Prospectus. The Registration Statement has been declared became automatically effective by upon filing with the Commission under the Securities Act; . There is no stop order preventing or suspending the effectiveness use of the Registration Statement has been issued by Statement, the Commission and no proceeding for that purpose has been instituted orProspectus or any Permitted Free Writing Prospectus, and, to the knowledge of the Issuing EntityCompany, no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Company or related to the offering of the Shares pursuant to this Agreement has been initiated or threatened by the Commission, and ; no notice of objection of the Commission to the use of such Registration Statement pursuant to Rule 401(g)(2) under the Securities Act has been received by the Company; the Registration Statement and any amendment theretocomplied when it initially became effective, at complies as of the time the Registration Statement became effective complieddate hereof and, and the Preliminary Prospectusas then amended or supplemented, as of its date, and as of Time of Sale each Representation Date (other than the date hereof) will comply, in all material respects respects, with the requirements of the Securities Act; the conditions to the use of Form S-3 in connection with the offering and sale of the Shares as contemplated hereby have been satisfied; the Registration Statement meets, and the offering and sale of the Shares as contemplated hereby complies with, the requirements of Rule 415 under the Securities Act (including, without limitation, Rule 415(a)(5)); the Prospectus complied or will comply, at the time it was or will be filed with the Commission, and will comply, as then amended or supplemented, as of each Representation Date (other than the date hereof), in all material respects, with the requirements of the Securities Act; the Registration Statement did not at the time the Registration Statement became effectivenot, or as of the Time time of Saleits initial effectiveness, and does not or will not on the Closing Date contain any untrue statement not, as then amended or supplemented, as of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing each Representation Date, will comply in all material respects with the Act and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading; as of each Representation Date (other than the date hereof), the Prospectus, as then amended or supplemented, together with all of the then issued Permitted Free Writing Prospectuses, if any, will not contain an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided, providedhowever, that the Issuing Entity Company makes no representation and or warranty with respect to any statements statement or omissions made omission in the Registration Statement, the Prospectus or any Permitted Free Writing Prospectus in reliance upon and in conformity with information relating to concerning any Underwriter Agent, Forward Purchaser or Forward Seller and furnished to the Issuing Entity in writing by such Underwriter through the Representative or on behalf of any Agent, Forward Purchaser or Forward Seller expressly for use in the Registration Statement and Statement, the Preliminary Prospectus or such Permitted Free Writing Prospectus (it being understood that such information consists solely of the Prospectus and any amendment or supplement thereto; and information specified in Section 9(b)). As used herein, “Time of Sale” means (i) with respect to each offering of Shares pursuant to this Agreement, the conditions to time of the use initial entry into contracts with investors for the sale of such Shares by the Issuing Entity of a registration statement on Form SF-3 under Agents or the ActForward Sellers, as stated in the Registrant Requirements in the General Instructions applicable, and (ii) with respect to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the each offering of Shares pursuant to any relevant Terms Agreement, the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as time of the Closing Date;sale of such Shares.

Appears in 1 contract

Samples: Distribution Agreement (DiamondRock Hospitality Co)

Registration Statement and Prospectus. The Registration Statement is an “automatic shelf registration statement” as defined under Rule 405 of the Securities Act that has been declared filed with the Commission not earlier than three years prior to the date hereof; each of the Preliminary Prospectus and the Prospectus was filed or will be filed with the Commission pursuant to the subparagraph of Rule 424(b) under the Securities Act specified in such filing on the date specified therein; and no notice of objection of the Commission to the use of such registration statement or any post-effective amendment thereto pursuant to Rule 401(g)(2) under the Securities Act has been received by the Commission under the Act; no stop Company. No order suspending the effectiveness of the Registration Statement has been issued by the Commission Commission, and no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Company or related to the offering of the Shares has been instituted or, to the knowledge of the Issuing Entity, initiated or threatened by the Commission, and ; as of the applicable effective date of the Registration Statement and any post-effective amendment thereto, at the time the Registration Statement became and any such post-effective complied, amendment complied and the Preliminary Prospectus, as of its date, and as of Time of Sale will comply, in all material respects with the Act and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act Securities Act, and as of the date of the Prospectus did not and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein not misleading; and as of the date of the Prospectus and any amendment or supplement thereto and as of the Closing Date and as of the Additional Closing Date, as the case may be, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Company makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Company in writing by or on behalf of such Underwriter through the Representative expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; , it being understood and agreed that the conditions to the use only such information furnished by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as any Underwriter consists of the date of this Agreement and will be satisfied information described as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated such in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Section 7(b) hereof.

Appears in 1 contract

Samples: Letter Agreement (Smith International Inc)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; There is no stop order preventing or suspending the effectiveness use of the Registration Statement has been issued by Statement, the Commission and no proceeding for that purpose has been instituted orProspectus or any Permitted Free Writing Prospectus, and, to the knowledge of the Issuing EntityCompany, no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Company or related to the offering of the Shares pursuant to the Distribution Agreements has been initiated or threatened by the Commission, and ; no notice of objection of the Commission to the use of such Registration Statement pursuant to Rule 401(g)(2) under the Securities Act has been received by the Company; the Registration Statement and any amendment theretocomplied when it initially became effective, at complies as of the time the Registration Statement became effective complieddate hereof and, and the Preliminary Prospectusas then amended or supplemented, as of its date, and as of Time of Sale each Representation Date (other than the date hereof) will comply, in all material respects respects, with the requirements of the Securities Act; the conditions to the use of Form S-3 in connection with the offering and sale of the Shares as contemplated hereby have been satisfied; the Registration Statement meets, and the offering and sale of the Shares as contemplated hereby complies with, the requirements of Rule 415 under the Securities Act (including, without limitation, Rule 415(a)(5)); the Prospectus complied or will comply, at the time it was or will be filed with the Commission, and will comply, as then amended or supplemented, as of each Representation Date (other than the date hereof), in all material respects, with the requirements of the Securities Act; the Registration Statement did not at the time the Registration Statement became effectivenot, or as of the Time time of Saleits initial effectiveness, and does not or will not on the Closing Date contain any untrue statement not, as then amended or supplemented, as of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing each Representation Date, will comply in all material respects with the Act and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading; as of each Representation Date (other than the date hereof), the Prospectus, as then amended or supplemented, together with all of the then issued Permitted Free Writing Prospectuses, if any, will not contain an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided, providedhowever, that the Issuing Entity Company makes no representation and or warranty with respect to any statements statement or omissions made omission in the Registration Statement, the Prospectus or any Permitted Free Writing Prospectus in reliance upon and in conformity with information relating to concerning any Underwriter Agent and furnished to the Issuing Entity in writing by such Underwriter through the Representative or on behalf of any Agent expressly for use in the Registration Statement and Statement, the Preliminary Prospectus or the such Permitted Free Writing Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as (it being understood that such information consists solely of the date information specified in Section 9(b)). As used herein, “Time of this Agreement and will be satisfied as of the Closing Date; the conditions Sale” means (i) with respect to the each offering of Shares pursuant to this Agreement, the Notes under a registration statement on Form SF-3 under time of [Name of Agent]’s initial entry into contracts with investors for the Actsale of such Shares and (ii) with respect to each offering of Shares pursuant to any relevant Terms Agreement, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as time of the Closing Date;sale of such Shares.

Appears in 1 contract

Samples: Distribution Agreement (Retail Properties of America, Inc.)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Securities Act and the Rules and Regulations and the Registration Statement Statement, did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to Ford Credit or the Issuing Entity Depositor in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; thereto and the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of with respect to the date of this Agreement Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act, and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 1 contract

Samples: Administration Agreement (CAB West LLC)

Registration Statement and Prospectus. The Registration Statement has become effective under the Securities Act. The Registration Statement is an “automatic shelf registration statement” as defined under Rule 405 of the Securities Act that has been declared filed with the Commission not earlier than three years prior to the date hereof; and no notice of objection of the Commission to the use of such registration statement or any post-effective amendment thereto pursuant to Rule 401(g)(2) under the Securities Act has been received by the Commission under the Act; no stop Company. The Company has not received any order suspending the effectiveness of the Registration Statement has been issued by the Commission and no has not received notice of any proceeding for that purpose has been or notice of any action instituted or, pursuant to Section 8A of the Securities Act against the Company or related to the knowledge offering of the Issuing EntitySecurities by the Commission, nor has any such proceeding or action been threatened by the Commission; as of the Effective Time, and the Registration Statement and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as of Time the date of Sale any amendment thereto will comply, in all material respects with the Trust Indenture Act of 1939, as amended, and the rules and regulations of the Commission thereunder (collectively the “Trust Indenture Act”) and the Securities Act and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto thereto, the Prospectus did not, and on as of the Closing Date and as of the Additional Closing Date, as the case may be, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Company makes no representation and warranty with respect to (i) that part of the Registration Statement that constitutes the Statement of Eligibility and Qualification (Form T-1) of the Trustee under the Trust Indenture Act or (ii) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Company in writing by such Underwriter through the Representative Underwriters expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; , it being understood and agreed that the conditions to the use only such information furnished by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as any Underwriter consists of the date of this Agreement and will be satisfied information described as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated such in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Section 7(b) hereof.

Appears in 1 contract

Samples: WEB.COM Group, Inc.

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; no stop order suspending the effectiveness complied when it became effective, complies as of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted ordate hereof and, to the knowledge of the Issuing Entity, threatened by the Commission, and the Registration Statement and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectusas amended or supplemented, as of its datethe Closing Date and the Additional Closing Date, as the case may be, and as at all times during which a prospectus is required by the Securities Act to be delivered (whether physically or through compliance with Rule 172 under the Securities Act or any similar rule) in connection with any sale of Time of Sale Shares, will comply, in all material respects respects, with the Act requirements of the Securities Act; the conditions to the use of Form S-3 in connection with the offering and sale of the Shares as contemplated hereby have been satisfied; the Registration Statement meets, and the offering and sale of the Shares as contemplated hereby complies with, the requirements of Rule 415 under the Securities Act; the Registration Statement did not at the time the Registration Statement became effectivenot, or as of the Time of SaleEffective Time, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein not misleading; the Base Prospectus complied as of its date and the date it was filed with the Commission, complies as of the date hereof and, as of the Closing Date and the Additional Closing Date, as the case may be, and at all times during which a prospectus is required by the Securities Act to be delivered (whether physically or through compliance with Rule 172 under the Securities Act or any similar rule) in connection with any sale of Shares, will comply, in all material respects, with the requirements of the Securities Act; the Disclosure Package does not include an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; each of the Prospectus Supplement and the Prospectus will comply, as of the date that it is filed with the Commission, the date of the Prospectus Supplement, the Closing Date and the Additional Closing Date, as the case may be, and at all times during which a prospectus is required by the Securities Act to be delivered (whether physically or through compliance with Rule 172 under the Securities Act or any similar rule) in connection with any sale of Shares, in all material respects, with the requirements of the Securities Act (in the case of the Prospectus, including, without limitation, Section 10(a) of the Securities Act); at no time during the period that begins on the earlier of the date of the Prospectus Supplement and the date the Prospectus Supplement is filed with the Commission and ends at the later of the Closing Date and the Additional Closing Date, as the case may be, and the end of the period during which a prospectus is required by the Securities Act to be delivered (whether physically or through compliance with Rule 172 under the Securities Act or any similar rule) in connection with any sale of Shares did or will any Prospectus Supplement or the Prospectus, as then amended or supplemented, include an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; each Issuer Free Writing Prospectus does not conflict with the information contained in the Registration Statement, the Disclosure Package or the Prospectus, and at no time during the period that begins on the date of such Issuer Free Writing Prospectus and ends at the Closing Date and the Additional Closing Date, as the case may be, did or will any Issuer Free Writing Prospectus include an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided, however, that the Issuing Entity Company makes no representation and or warranty in this Section 3(b) with respect to any statements statement contained in the Registration Statement, the Prospectus or omissions made any Issuer Free Writing Prospectus in reliance upon and in conformity with information relating to any concerning the Underwriter and furnished to the Issuing Entity in writing by such or on behalf of the Underwriter through to the Representative Company expressly for use in the Registration Statement and Statement, the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;such Issuer Free Writing Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Insulet Corp)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing Entitysuch Depositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Securities Act and the Registration Statement Statement, did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity such Depositor makes no representation and or warranty with respect to any statements or omissions made in reliance upon and in conformity with (i) the guidance from the Staff of the Commission set forth in the No-Action Letter, dated July 22, 2010, regarding Regulation AB Items 1103(a)(9) and 1120, in response to the no-action request letter from Sxxxx X. Xxxxxx, Associate General Counsel of Ford Motor Credit Company LLC, dated July 22, 2010 or (ii) information relating to any Underwriter furnished to the Issuing Entity Ford Credit or such Depositor in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity such Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement "TIA"), and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 1 contract

Samples: Administration Agreement (Ford Credit Floorplan Master Owner Trust a Series 2010-5)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; There is no stop order preventing or suspending the effectiveness use of the Registration Statement has been issued by Statement, the Commission and no proceeding for that purpose has been instituted orProspectus or any Permitted Free Writing Prospectus, and, to the knowledge of the Issuing EntityPartnership, no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Partnership or related to the offering of the Units pursuant to this Agreement has been initiated or threatened by the Commission, and ; no notice of objection of the Commission to the use of such Registration Statement pursuant to Rule 401(g)(2) under the Securities Act has been received by the Partnership; the Registration Statement and any amendment theretocomplied when it initially became effective, at complies as of the time the Registration Statement became effective complieddate hereof and, and the Preliminary Prospectusas then amended or supplemented, as of its date, and as of Time of Sale each Representation Date (other than the date hereof) will comply, in all material respects respects, with the requirements of the Securities Act; the conditions to the use of Form S-3 in connection with the offering and sale of the Units as contemplated hereby have been satisfied; the Registration Statement meets, and the offering and sale of the Units as contemplated hereby complies with, the requirements of Rule 415 under the Securities Act (including, without limitation, Rule 415(a)(5)); the Prospectus complied or will comply, at the time it was or will be filed with the Commission, and will comply, as then amended or supplemented, as of each Representation Date (other than the date hereof), in all material respects, with the requirements of the Securities Act; the Registration Statement did not at the time the Registration Statement became effectivenot, or as of the Time time of Saleits initial effectiveness, and does not or will not on the Closing Date contain any untrue statement not, as then amended or supplemented, as of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing each Representation Date, will comply in all material respects with the Act and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading; as of each Representation Date (other than the date hereof), the Prospectus, as then amended or supplemented, together with all of the then issued Permitted Free Writing Prospectuses, if any, will not contain an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, that the Issuing Entity makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity in writing by such Underwriter through the Representative expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;which

Appears in 1 contract

Samples: Distribution Agreement (Atlas Resource Partners, L.P.)

Registration Statement and Prospectus. The Registration Statement and any post-effective amendment thereto has been declared become effective by the Commission under the Act; Securities Act and no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing Entity, initiated or is pending or threatened by the Commission, Commission and any request on the part of the Commission for additional information has been complied with. At the respective times the Registration Statement and any amendment theretopost-effective amendments thereto became effective and at the Closing Date (and, if any Option Shares are purchased, at the time Additional Closing Date), the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, any amendments and as of Time of Sale will comply, in all material respects with the Act supplements thereto complied and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the requirements of the Securities Act and as of the date of the Prospectus Securities Act Regulations and any amendment or supplement thereto did not and on the Closing Date, the Prospectus will not contain any an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. Neither the Prospectus nor any amendments or supplements thereto, at the time the Prospectus or any amendments or supplements thereto were issued and at the Closing Date (and, if any Option Shares are purchased, at the Additional Closing Date), included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Company makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Company in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; . Each Preliminary Prospectus and the conditions Prospectus filed as part of the Registration Statement as originally filed or as part of any amendment thereto complied when so filed in all material respects with the Securities Act Regulations and each Preliminary Prospectus and the Prospectus delivered to the Underwriters for use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements connection with this offering was identical in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions substance to the offering of electronically transmitted copies thereof filed with the Notes under a registration statement on Form SF-3 under Commission pursuant to EDGAR, except to the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;extent permitted by Regulation X-X.

Appears in 1 contract

Samples: Underwriting Agreement (WiderThan Co., Ltd.)

Registration Statement and Prospectus. The Registration Statement is an “automatic shelf registration statement” as defined under Rule 405 of the Securities Act that has been declared filed with the Commission not earlier than three years prior to the date hereof; the Company is not an “ineligible issuer” and is a well-known seasoned issuer, in each case as defined in Rule 405 under the Securities Act; and no notice of objection of the Commission to the use of such registration statement or any post-effective amendment thereto pursuant to Rule 401(g)(2) under the Securities Act has been received by the Commission under the Act; no stop Company. No order suspending the effectiveness of the Registration Statement has been issued by the Commission Commission, and no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Company or related to the offering of the Underwritten Securities has been instituted initiated or, to the knowledge of the Issuing EntityCompany’s knowledge, threatened by the Commission, and ; as of the applicable effective date of the Registration Statement and any post-effective amendment thereto, at the time the Registration Statement became and any such post-effective complied, amendment complied and the Preliminary Prospectus, as of its date, and as of Time of Sale will comply, in all material respects with the Act and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Securities Act and as of the date of the Prospectus Trust Indenture Act, and any amendment or supplement thereto did not and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein not misleading; and as of the respective dates of the Preliminary Prospectus and the Prospectus and any amendment or supplement thereto such documents complied and, in the case of the Prospectus, as of the Closing Date, such document will comply in all material respects with the Securities Act and as of the respective dates of the Preliminary Prospectus and the Prospectus, such documents did not and, in the case of the Prospectus, as of the Closing Date, will not contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Company makes no representation and or warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Company in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; , it being understood and agreed that the conditions to the use only such information furnished by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as any Underwriter consists of the date of this Agreement and will be satisfied information described as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated such in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Section 7(b) hereof.

Appears in 1 contract

Samples: South Jersey (South Jersey Industries Inc)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act, was effective as of the Time of Sale, is effective as of the date hereof and will be effective as of any subsequent Time of Sale and as of the Closing Date; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission, ; and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as “Underwriters’ Information”) expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; (ii) the Sellers’ Information (as defined in Section 7(a)); (iii) the Master Servicer and Special Servicer’s Information (as defined in Section 7(a)); (iv) the Trustee and Certificate Administrator’s Information (as defined in Section 7(a)); and (v) the Senior Trust Advisor’s Information (as defined in Section 7(a)); the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (JPMBB Commercial Mortgage Securities Trust 2015-C31)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, effective and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, ; provided, that the Issuing Entity Depositor makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement "TIA") and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 1 contract

Samples: Ford Credit Auto Receivables Two LLC

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityBank, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, effective and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of the applicable Terms Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, misleading ; provided, that the Issuing Entity Bank makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any the Underwriter furnished to the Issuing Entity Bank in writing by such the Underwriter through the Representative expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity Bank of a registration statement on Form SF-3 S-3 under the Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing DateProspectus;

Appears in 1 contract

Samples: Terms Agreement (Chase Bank Usa, National Association)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act, was effective as of the Time of Sale, is effective as of the date hereof and will be effective as of any subsequent Time of Sale and as of the Closing Date; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission, ; and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as “Underwriters’ Information”) expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; (ii) the Sellers’ Information (as defined in Section 7(a)); (iii) the Master Servicer’s Information (as defined in Section 7(a)); (iv) the Special Servicer’s Information (as defined in Section 7(a)); (v) the Certificate Administrator and Trustee’s Information (as defined in Section 7(a)); and (vi) the Senior Trust Advisor’s Information (as defined in Section 7(a)); the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (JPMBB Commercial Mortgage Securities Trust 2015-C27)

Registration Statement and Prospectus. The Registration Statement has been declared became automatically effective by upon filing with the Commission under the Securities Act; . There is no stop order preventing or suspending the effectiveness use of the Registration Statement has been issued by Statement, the Commission and no proceeding for that purpose has been instituted orProspectus or any Permitted Free Writing Prospectus, and, to the knowledge of the Issuing EntityCompany, no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Company or related to the offering of the Shares pursuant to the Distribution Agreements has been initiated or threatened by the Commission, and ; no notice of objection of the Commission to the use of such Registration Statement pursuant to Rule 401(g)(2) under the Securities Act has been received by the Company; the Registration Statement and any amendment theretocomplied when it initially became effective, at complies as of the time the Registration Statement became effective complieddate hereof and, and the Preliminary Prospectusas then amended or supplemented, as of its date, and as of Time of Sale each Representation Date (other than the date hereof) will comply, in all material respects respects, with the requirements of the Securities Act; the conditions to the use of Form S-3 in connection with the offering and sale of the Shares as contemplated hereby have been satisfied; the Registration Statement meets, and the offering and sale of the Shares as contemplated hereby complies with, the requirements of Rule 415 under the Securities Act (including, without limitation, Rule 415(a)(5)); the Prospectus complied or will comply, at the time it was or will be filed with the Commission, and will comply, as then amended or supplemented, as of each Representation Date (other than the date hereof), in all material respects, with the requirements of the Securities Act; the Registration Statement did not at the time the Registration Statement became effectivenot, or as of the Time time of Saleits initial effectiveness, and does not or will not on the Closing Date contain any untrue statement not, as then amended or supplemented, as of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing each Representation Date, will comply in all material respects with the Act and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading; as of each Representation Date (other than the date hereof), the Prospectus, as then amended or supplemented, together with all of the then issued Permitted Free Writing Prospectuses, if any, will not contain an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided, providedhowever, that the Issuing Entity Company makes no representation and or warranty with respect to any statements statement or omissions made omission in the Registration Statement, the Prospectus or any Permitted Free Writing Prospectus in reliance upon and in conformity with information relating to concerning any Underwriter Agent and furnished to the Issuing Entity in writing by such Underwriter through the Representative or on behalf of any Agent expressly for use in the Registration Statement and Statement, the Preliminary Prospectus or the such Permitted Free Writing Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as (it being understood that such information consists solely of the date information specified in Section 9(b)). As used herein, “Time of Sale” means (i) with respect to each offering of Shares pursuant to this Agreement and will be satisfied as Agreement, the time of the Closing Date; Sales Agent’s initial entry into contracts with investors for the conditions sale of such Shares and (ii) with respect to the each offering of Shares pursuant to any relevant Terms Agreement, the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as time of the Closing Date;sale of such Shares.

Appears in 1 contract

Samples: Distribution Agreement (DiamondRock Hospitality Co)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing Entitysuch Depositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Securities Act and the Registration Statement Statement, did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity such Depositor makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Ford Credit or such Depositor in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity such Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement "TIA"), and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 1 contract

Samples: Underwriting Agreement (Ford Credit Floorplan Master Owner Trust a Series 2009-2)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Act and the Registration Statement Statement, did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement "TIA") and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 1 contract

Samples: Ford Credit Auto Receivables Two LLC

Registration Statement and Prospectus. The Registration Statement has been declared became effective by upon filing with the Commission under Rule 462(e) under the Securities Act on December 17, 2009 and any post effective amendment thereto also became effective upon filing under Rule 462(e) under the Securities Act; no stop . No order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Bank or related to the offering has been instituted or, to the knowledge of the Issuing Entity, initiated or threatened by the Commission, and ; the Registration Statement as of the Effective Date complies, and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, thereto as of its date, and as of Time of Sale the date it becomes effective will comply, in all material respects respects, with the Act requirements of the Securities Act, as amended, and the rules and regulations of the Commission thereunder, and the Registration Statement did not at the time the Registration Statement became effectiveStatement, or as of the Time of SaleEffective Date did not, and any amendment thereto as of the date it becomes effective will not on the Closing Date not, contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading misleading; and the Prospectus, on the Closing Date, will comply in all material respects with the Act and as of the date of the Prospectus prospectus supplement comprising a part of such Prospectus, did not, and any amendment or supplement thereto to the Prospectus, as of the date of such amendment or supplement, will not, and on as of the Closing Date, the Prospectus will not not, contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Bank makes no representation and warranty with respect to (i) that part of the Registration Statement that constitutes the Statement of Eligibility and Qualification (Form T-1) of the Trustee under the Trust Indenture Act (as defined in Section 1(a)(xvii)) or (ii) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Bank in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;.

Appears in 1 contract

Samples: Underwriting Agreement (Westpac Banking Corp)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or(i) Each document, if any, filed or to be filed pursuant to the knowledge of Exchange Act and incorporated by reference in the Issuing Entity, threatened by the Commission, and the Registration Statement and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as of Time of Sale Prospectus or the Prospectus complied or will comply, comply when so filed in all material respects with the Exchange Act and the Registration Statement did not at applicable rules and regulations of the time Commission thereunder, (ii) each part of the Registration Statement Statement, when such part became effective, or as of the Time of Saledid not contain, and will not on the Closing Date contain any untrue statement of a material fact each such part, as amended or omit to state any material fact required to be stated therein or necessary in order to make the statements thereinsupplemented, in the light of the circumstances under which they were madeif applicable, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act and as of the date of the Prospectus and any such amendment or supplement thereto and on the Closing Datesupplement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading, (iii) the Registration Statement as of the date hereof does not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading, (iv) the Registration Statement and the Prospectus comply and, as amended or supplemented, if applicable, will comply in order all material respects with the Securities Act and the applicable rules and regulations of the Commission thereunder, (v) the Time of Sale Prospectus does not, and at the time of each sale of the Offered ADSs in connection with the offering when the Prospectus is not yet available to prospective purchasers and at the Closing Date (as defined in Section 4), the Time of Sale Prospectus, as then amended or supplemented by the Company, if applicable, as of the date of such amendment or supplement, will not, contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided(vi) each broadly available road show, if any, when considered together with the Time of Sale Prospectus, does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading and (vii) the Prospectus does not contain and, as amended or supplemented, if applicable, will not contain as of its date and as of the Closing Date (as defined in Section 5) any untrue statement of a material fact or omit to state a material fact necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading, except that the Issuing Entity makes no representation representations and warranty with respect warranties set forth in this paragraph do not apply to any statements or omissions made in reliance the Registration Statement, the Time of Sale Prospectus or the Prospectus based upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Company in writing by such Underwriter through the Representative Managers expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;therein.

Appears in 1 contract

Samples: Underwriting Agreement (Silence Therapeutics PLC)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Securities Act and the Rules and Regulations and the Registration Statement Statement, did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to Ford Credit or the Issuing Entity Depositor in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; thereto and the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement “Trust Indenture Act” or “TIA”), and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 1 contract

Samples: Administration Agreement (Ford Credit Auto Lease Trust 2011-A)

Registration Statement and Prospectus. The Registration Statement has been declared effective by At the Commission under the Act; no stop order suspending time of the effectiveness of the Registration Statement has been issued by or any Rule 462(b) Registration Statement or the effectiveness of any post-effective amendment to the Registration Statement, when the Prospectus is first filed with the Commission and no proceeding for that purpose has been instituted orpursuant to Rule 424(b), when any supplement to the knowledge or amendment of the Issuing Entity, threatened by Prospectus is filed with the Commission, when any document filed under the Exchange Act was or is filed, at all other subsequent times until the completion of the public offer and sale of the Firm Securities and Option Securities, and at the Closing Date and any Option Closing Date, the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, amendments thereof and the Preliminary Prospectus, as of its date, and as of Time of Sale supplements or exhibits thereto complied or will comply, comply in all material respects with the applicable provisions of the Securities Act, the Exchange Act and the Registration Statement Rules and Regulations, and did not at the time the Registration Statement became effectiveand will not, or as of the Time date of Salesuch amendment or supplement, and will not on the Closing Date contain any an untrue statement of a material fact and did not and will not, as of the date of such amendment or supplement, omit to state any material fact required to be stated therein or necessary in order to make the statements therein: (i) in the case of the Registration Statement, not misleading, and (ii) in the case of the Prospectus, in light of the circumstances under which they were made as of its date, not misleading. When any Preliminary Prospectus was first filed with the Commission (whether filed as part of the registration statement for the registration of the Transaction Securities or any amendment thereto or pursuant to Rule 424(a) under the Securities Act) and when any amendment thereof or supplement thereto was first filed with the Commission, such Preliminary Prospectus and any amendments thereof and supplements thereto complied in all material respects with the applicable provisions of the Securities Act, the Exchange Act and the Rules and Regulations and did not contain an untrue statement of a material fact and did not omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, that the Issuing Entity makes no . No representation and warranty is made in this subsection (b), however, with respect to any statements information contained in or omissions made omitted from the Registration Statement or the Prospectus or any related Preliminary Prospectus or any amendment thereof or supplement thereto in reliance upon and in conformity with information relating to any Underwriter furnished in writing to the Issuing Entity in writing Company by such or on behalf of any Underwriter through the Representative expressly specifically for use therein. The parties acknowledge and agree that such information provided by or on behalf of any Underwriter consists solely of the statements set forth in the Registration Statement and the Preliminary Prospectus or “Underwriting” section of the Prospectus and any amendment or supplement thereto; and the conditions only insofar as such statements relate to the use names and corresponding share amounts set forth in the table of Underwriters, the amount of selling concession and re-allowance or to over-allotment and related activities that may be undertaken by the Issuing Entity of a registration statement on Form SF-3 under Underwriters, the Act, as stated paragraph relating to stabilization by the Underwriters and such other information contained in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as “Underwriting” section of the date of this Agreement and will be satisfied as of the Closing Date; the conditions Prospectus relating to the offering of Underwriters that was provided in writing by the Notes under a registration statement on Form SF-3 under Underwriters (the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;“Underwriters’ Information”).

Appears in 1 contract

Samples: Underwriting Agreement (NeuroMetrix, Inc.)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission; and, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as "Underwriters' Information") expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; (ii) the Seller's Information (as defined in Section 7(a)); (iii) the Master Servicer's Information (as defined in Section 7(a)); (iv) the Special Servicers' Information (as defined in Section 7(a)); and (v) the Trustee's Information (as defined in Section 7(a)); the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 1 contract

Samples: J.P. Morgan Chase Commercial Mortgage Securities Trust 2007-Cibc18

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act, was effective as of the Time of Sale, is effective as of the date hereof and will be effective as of any subsequent Time of Sale and as of the Closing Date; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission; and, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as “Underwriters’ Information”) expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; (ii) the Seller’s Information (as defined in Section 7(a)); (iii) the Master Servicer’s Information (as defined in Section 7(a)); (iv) the Special Servicer’s Information (as defined in Section 7(a)); (v) the Additional Servicer’s Information (as defined in Section 7(a)); (vi) the Trustee’s Information (as defined in Section 7(a)) and (vii) the Senior Trust Advisor’s Information (as defined in Section 7(a)); the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (J.P. Morgan Chase Commercial Mortgage Securities Trust 2011-C5)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act, was effective as of the Time of Sale, is effective as of the date hereof and will be effective as of any subsequent Time of Sale and as of the Closing Date; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission, ; and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as “Underwriters’ Information”) expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; (ii) the Sellers’ Information (as defined in Section 7(a)); (iii) the Servicer’s Information (as defined in Section 7(a)); (iv) the Certificate Administrator and Trustee’s Information (as defined in Section 7(a)); and (v) the Senior Trust Advisor’s Information (as defined in Section 7(a)); the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (JPMBB Commercial Mortgage Securities Trust 2014-C26)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; There is no stop order preventing or suspending the effectiveness use of the Registration Statement has been issued by Statement, the Commission and no proceeding for that purpose has been instituted orProspectus or any Permitted Free Writing Prospectus, and, to the knowledge of the Issuing EntityCompany, no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Company or related to the offering of the Shares pursuant to the Distribution Agreements has been initiated or threatened by the Commission, and ; no notice of objection of the Commission to the use of such Registration Statement pursuant to Rule 401(g)(2) under the Securities Act has been received by the Company; the Registration Statement and any amendment theretocomplied when it initially became effective, at complies as of the time the Registration Statement became effective complieddate hereof and, and the Preliminary Prospectusas then amended or supplemented, as of its date, and as of Time of Sale each Representation Date (other than the date hereof) will comply, in all material respects respects, with the requirements of the Securities Act; the conditions to the use of Form S-3 in connection with the offering and sale of the Shares as contemplated hereby have been satisfied; the Registration Statement meets, and the offering and sale of the Shares as contemplated hereby complies with, the requirements of Rule 415 under the Securities Act (including, without limitation, Rule 415(a)(5)); the Prospectus complied or will comply, at the time it was or will be filed with the Commission, and will comply, as then amended or supplemented, as of each Representation Date (other than the date hereof), in all material respects, with the requirements of the Securities Act; the Registration Statement did not at the time the Registration Statement became effectivenot, or as of the Time time of Saleits initial effectiveness, and does not or will not on the Closing Date contain any untrue statement not, as then amended or supplemented, as of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing each Representation Date, will comply in all material respects with the Act and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading; as of each Representation Date (other than the date hereof), the Prospectus, as then amended or supplemented, together with all of the then issued Permitted Free Writing Prospectuses, if any, will not contain an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided, providedhowever, that the Issuing Entity Company makes no representation and or warranty with respect to any statements statement or omissions made omission in the Registration Statement, the Prospectus or any Permitted Free Writing Prospectus in reliance upon and in conformity with information relating to concerning any Underwriter Agent and furnished to the Issuing Entity in writing by such Underwriter through the Representative or on behalf of any Agent expressly for use in the Registration Statement and Statement, the Preliminary Prospectus or the such Permitted Free Writing Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as (it being understood that such information consists solely of the date information specified in Section 9(b)). As used herein, “Time of Sale” means (i) with respect to each offering of Shares pursuant to this Agreement and will be satisfied as Agreement, the time of the Closing Date; Agent’s initial entry into contracts with investors for the conditions sale of such Shares and (ii) with respect to the each offering of Shares pursuant to any relevant Terms Agreement, the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as time of the Closing Date;sale of such Shares.

Appears in 1 contract

Samples: Distribution Agreement (Retail Properties of America, Inc.)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing Entity[such]/[the] Depositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Securities Act and the Registration Statement Statement, did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity [such]/[the] Depositor makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Ford Credit or [such]/[the] Depositor in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity [such]/[the] Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement "TIA"), and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 1 contract

Samples: Underwriting Agreement (Ford Credit Floorplan Corp)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act, was effective as of the Time of Sale, is effective as of the date hereof and will be effective as of any subsequent Time of Sale and as of the Closing Date; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission, ; and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as “Underwriters’ Information”) expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; (ii) the Sellers’ Information (as defined in Section 7(a)); (iii) the Master Servicer’s Information (as defined in Section 7(a)); (iv) the Special Servicer’s Information (as defined in Section 7(a)); (v) the Affiliated Special Servicer’s Information (as defined in Section 7(a)); (vi) the Certificate Administrator’s Information (as defined in Section 7(a)); (vii) the Trustee’s Information (as defined in Section 7(a)); and (viii) the Senior Trust Advisor’s Information (as defined in Section 7(a)); the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (JPMBB Commercial Mortgage Securities Trust 2014-C25)

Registration Statement and Prospectus. The Registration Statement has been declared effective by Company meets the Commission ------------------------------------- requirements for use of Form S-3 under the Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing Entity, threatened by the Commission, 1933 Act and the Registration Statement and any amendment thereto, at 1933 Act Regulations. At the time the Registration Statement became effective effective, the Registration Statement complied, and the Preliminary Prospectus, as of its date, and as of Time of Sale the applicable Representation Date will comply, in all material respects with the requirements of the 1933 Act and the 1933 Act Regulations (including Rule 415(a) of the 1933 Act Regulations) and the 1939 Act and the rules and regulations of the Commission promulgated thereunder (the "1939 Act Regulations"). The Registration Statement did not Statement, at the time it became effective, did not, and at each time thereafter at which any amendment to the Registration Statement became effective, becomes effective or any Annual Report on Form 10-K is filed by the Company with the Commission and as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing each Representation Date, will comply in all material respects with the Act and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datenot, the Prospectus will not contain any an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. No stop order suspending the effectiveness of the Registration Statement has been issued under the 1933 Act and no proceedings for that purpose have been instituted or are pending or, to the knowledge of the Company, are contemplated by the Commission, and any request on the part of the Commission for additional information has been complied with. The Prospectus, as of the date hereof (unless the term "Prospectus" refers to a prospectus which has been provided to the Agents by the Company for use in connection with the offering of the Notes which differs from the Prospectus filed with the Commission pursuant to Rule 424(b) of the 1933 Act Regulations, in which case at the time it is first provided to the Agents for such use) does not, and as of each Representation Date will not, include an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided, provided-------- however, that the Issuing Entity makes no representation representations and warranty with respect warranties in this subsection shall ------- not apply to any statements in or omissions from the Registration Statement or the Prospectus made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Company in writing by such Underwriter through the Representative Agents expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus or to that part of the Registration Statement that constitutes the Statement of Eligibility and Qualification of the Trustee under the 1939 Act filed as an exhibit to the Registration Statement (the "Form T-1"). For purposes of this Section 2(a), all references to the Registration Statement, any amendment or supplement thereto; post-effective amendments thereto and the conditions Prospectus shall be deemed to include, without limitation, any electronically transmitted copies thereof filed with the use by the Issuing Entity of a registration statement on Form SF-3 under the ActCommission pursuant to its Electronic Data Gathering, as stated in the Registrant Requirements in the General Instructions to Form SF-3Analysis, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Retrieval system ("XXXXX").

Appears in 1 contract

Samples: Health Care Property Investors Inc

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; no stop order suspending the effectiveness complied when it became effective, complies as of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted ordate hereof and, to the knowledge of the Issuing Entity, threatened by the Commission, and the Registration Statement and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectusas amended or supplemented, as of its datethe Closing Date and the Additional Closing Date, as the case may be, and as at all times during which a prospectus is required by the Securities Act to be delivered (whether physically or through compliance with Rule 172 under the Securities Act or any similar rule) in connection with any sale of Time of Sale Shares, will comply, in all material respects respects, with the Act requirements of the Securities Act; the conditions to the use of Form S-3 in connection with the offering and sale of the Shares as contemplated hereby have been satisfied; the Registration Statement meets, and the offering and sale of the Shares as contemplated hereby complies with, the requirements of Rule 415 under the Securities Act; the Registration Statement did not not, at the time the Registration Statement it became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein not misleading; the Base Prospectus complied as of its date and the date it was filed with the Commission, complies as of the date hereof and, as of the Closing Date and the Additional Closing Date, as the case may be, and at all times during which a prospectus is required by the Securities Act to be delivered (whether physically or through compliance with Rule 172 under the Securities Act or any similar rule) in connection with any sale of Shares, will comply, in all material respects, with the requirements of the Securities Act; at the Applicable Time the Pricing Disclosure Package did not include an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; each of the Prospectus Supplement and the Prospectus will comply, as of the date that it is filed with the Commission, the date of the Prospectus Supplement, the Closing Date and the Additional Closing Date, as the case may be, and at all times during which a prospectus is required by the Securities Act to be delivered (whether physically or through compliance with Rule 172 under the Securities Act or any similar rule) in connection with any sale of Shares, in all material respects, with the requirements of the Securities Act (in the case of the Prospectus, including, without limitation, Section 10(a) of the Securities Act); at no time during the period that begins on the earlier of the date of the Prospectus Supplement and the date the Prospectus Supplement is filed with the Commission and ends at the later of the Closing Date and the Additional Closing Date, as the case may be, and the end of the period during which a prospectus is required by the Securities Act to be delivered (whether physically or through compliance with Rule 172 under the Securities Act or any similar rule) in connection with any sale of Shares did or will any Prospectus Supplement or the Prospectus, as then amended or supplemented, include an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; each Issuer Free Writing Prospectus does not conflict with the information contained in the Registration Statement, the Disclosure Package or the Prospectus, and at no time during the period that begins on the date of such Issuer Free Writing Prospectus and ends at the Closing Date and the Additional Closing Date, as the case may be, did or will any Issuer Free Writing Prospectus include an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided, however, that the Issuing Entity Company makes no representation and or warranty in this Section 3(b) with respect to any statements statement contained in the Registration Statement, the Prospectus or omissions made any Issuer Free Writing Prospectus in reliance upon and in conformity with information relating to any concerning the Underwriter and furnished to the Issuing Entity in writing by such or on behalf of the Underwriter through to the Representative Company expressly for use in the Registration Statement and Statement, the Preliminary Prospectus or such Issuer Free Writing Prospectus, it being understood and agreed that the Prospectus and any amendment or supplement thereto; and the conditions to the use only such information furnished by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as Underwriter consists of the date information described as such in Section 7(b) of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Insulet Corp)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing Entity, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, effective and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of the applicable Terms Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, ; provided, that the Issuing Entity makes no representation and warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any the Underwriter furnished to the Issuing Entity in writing by such the Underwriter through the Representative expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity Bank of a registration statement on Form SF-3 S-3 under the Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing DateProspectus;

Appears in 1 contract

Samples: Terms Agreement (Chase Bank Usa, National Association)

Registration Statement and Prospectus. The At the time of ------------------------------------- the filing of the Registration Statement has been declared and at the time of filing any post-effective by amendment thereto, the Commission Company met the requirements for use of Form S-3 under the 1933 Act; the Registration Statement (including any Rule 462(b) Registration Statement) has become effective under the 1933 Act and no stop order suspending the effectiveness of the Registration Statement (including any Rule 462(b) Registration Statement) has been issued by under the Commission 1933 Act and no proceeding proceedings for that purpose has have been instituted or are pending or, to the knowledge of the Issuing EntityCompany, threatened are contemplated by the Commission, and any request on the part of the Commission for additional information has been complied with; the Indenture has been duly qualified under the 1939 Act; at the respective times that the Registration Statement, any Rule 462(b) Registration Statement and any amendment theretopost-effective amendments thereto (including the filing of the Company's most recent Annual Report on Form 10-K with the Commission (the "Annual Report on Form 10-K")) became effective and at each Representation Date, at the time the Registration Statement became effective complied, (including any Rule 462(b) Registration Statement) and the Preliminary Prospectus, as of its date, any amendments and as of Time of Sale will comply, in all material respects with the Act supplements thereto complied and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the requirements of the 1933 Act and as the 1933 Act Regulations and the 1939 Act and the rules and regulations of the date of Commission under the Prospectus 1939 Act (the "1939 Act Regulations") and any amendment or supplement thereto did not and on the Closing Date, the Prospectus will not contain any an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading; each preliminary prospectus and prospectus filed as part of the Registration Statement as originally filed or as part of any amendment thereto, or filed pursuant to Rule 424 under the 1933 Act, complied when so filed in all material respects with the 1933 Act Regulations; each preliminary prospectus and the Prospectus delivered to the applicable Agent(s) for use in connection with the offering of Notes will, at the time of such delivery, be identical to any electronically transmitted copies thereof filed with the Commission pursuant to XXXXX, except to the extent permitted by Regulation S-T; and at the date hereof, at the date of the Prospectus and at each Representation Date, the Prospectus did not include and will not include an untrue statement of a material fact and did not omit and will not omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided, providedhowever, that the Issuing Entity makes no representation representations and warranty with respect warranties in this subsection shall not apply to any statements in or omissions from the Registration Statement or the Prospectus made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Company in writing by such Underwriter through the Representative Agents expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 1 contract

Samples: Distribution Agreement (Washington Real Estate Investment Trust)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act, was effective as of the Time of Sale, is effective as of the date hereof and will be effective as of any subsequent Time of Sale and as of the Closing Date; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission; and, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as “Underwriters’ Information”) expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; (ii) the Sellers’ Information (as defined in Section 7(a)); (iii) the Master Servicer’s Information (as defined in Section 7(a)); (iv) the Special Servicer’s Information (as defined in Section 7(a)); (v) the Certificate Administrator’s and Trustee’s Information (as defined in Section 7(a)); and (vi) the Senior Trust Advisor’s Information (as defined in Section 7(a)); the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (J.P. Morgan Chase Commercial Mortgage Securities Trust 2012-C8)

Registration Statement and Prospectus. The Registration Statement is an “automatic shelf registration statement” as defined under Rule 405 of the Securities Act that has been declared filed with the Commission not earlier than three years prior to the date hereof; the Registration Statement became effective by upon filing with the Commission under Rule 462(e) under the Act; Securities Act on September 9, 2019 and no stop notice of objection of the Commission to the use of such Registration Statement or any post-effective amendment thereto pursuant to Rule 401 (g)(2) under the Securities Act has been received by the Company. No order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted orand, to the knowledge of the Issuing EntityCompany, no proceeding for that purpose or pursuant to Section 8A of the Securities Act against the Company or related to the offering has been initiated or threatened by the Commission, and ; the Registration Statement Statement, as of the Effective Date, complies, and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, thereto as of its datethe date it becomes effective, and as of Time of Sale will comply, comply in all material respects with the Securities Act and the Registration Statement did not at Trust Indenture Act of 1939, as amended, and the time rules and regulations of the Commission thereunder (collectively, the “Trust Indenture Act”), and the Registration Statement became effectiveStatement, or as of the Time Effective Date, did not and any amendment thereto, as of Salethe date it becomes effective, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading misleading; and the Prospectus, on the Closing Date, will comply in all material respects with the Act and as of the date of the Prospectus prospectus supplement comprising a part of such Prospectus, did not, and any amendment or supplement thereto to the Prospectus, as of the date of such amendment or supplement will not, and on as of the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity makes no Company does not make any representation and warranty with respect to (i) that part of the Registration Statement that constitutes the Statement of Eligibility and Qualification (Form T-1) of the Trustee under the Trust Indenture Act or (ii) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Company in writing by such Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the conditions to the use by the Issuing Entity of a registration statement on Form SF-3 under the Act, as stated in the Registrant Requirements in the General Instructions to Form SF-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;.

Appears in 1 contract

Samples: Underwriting Agreement (Hillenbrand, Inc.)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted or, to the knowledge of the Issuing EntityDepositor, threatened by the Commission, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its datethe Time of Sale complied, and as of Time the date of Sale the Prospectus Supplement will comply, in all material respects with the Securities Act and the Rules and Regulations and the Registration Statement Statement, did not not, at the time the Registration Statement became effective, effective or as of the Time of Sale, and will not not, on the Closing Date Date, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Datedate of this Agreement, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and or warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to Ford Credit or the Issuing Entity Depositor in writing by such the Underwriter through the Representative Representatives expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; and the . The conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied with respect to the Registration Statement and the Prospectus. When the Indenture is executed by all the parties to the Indenture, it will conform in all material respects with the Trust Indenture Act of 1939, as of amended (the date of this Agreement “TIA”), and at all times thereafter will be satisfied as of the Closing Date; the conditions to the offering of the Notes under a registration statement on Form SF-3 duly qualified under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;TIA.

Appears in 1 contract

Samples: Underwriting Agreement (Ford Credit Auto Owner Trust 2014-B)

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission; and, and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, therein not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as "Underwriters' Information") expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; (ii) the Sellers' Information (as defined in Section 7(a)); (iii) the information set forth in the Prospectus under the heading "Transaction Parties--The Master Servicers" (the "Master Servicers' Information"); (iv) the information set forth in the Prospectus under the heading "Transaction Parties--The Special Servicer" (the "Special Servicer's Information"); (v) the information set forth in the Prospectus under the heading "Transaction Parties--The Trustee, Certificate Registrar, Authenticating Agent and Custodian," but only with respect to the first, third, fourth, fifth, sixth and seventh paragraphs thereof (the "Trustee's Information); (vi) the information set forth in the Prospectus under the heading "Transaction Parties--The Trustee, Certificate Registrar, Authenticating Agent and Custodian," but only with respect to the first, third, fourth, fifth, sixth and seventh paragraphs thereof (the "Trustee's Information); (vii) the information set forth in the Prospectus under the heading "Transaction Parties--The Co-Trustee" but only with respect to the first, third, fourth, fifth, sixth and seventh paragraphs thereof (the "Co-Trustee's Information); the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 1 contract

Samples: J.P. Morgan Chase Commercial Mortgage Securities Trust 2007-Ldp10

Registration Statement and Prospectus. The Registration Statement has been declared effective by the Commission under the Securities Act, was effective as of the Time of Sale, is effective as of the date hereof and will be effective as of any subsequent Time of Sale and as of the Closing Date; no stop order suspending the effectiveness of the Registration Statement has been issued by the Commission and no proceeding for that purpose has been instituted initiated or, to the best knowledge of the Issuing EntityDepositor, threatened by the Commission, ; and the Registration Statement and the Prospectus and any amendment thereto, at the time the Registration Statement became effective complied, and the Preliminary Prospectus, as of its date, and as the date of Time of Sale the Prospectus Supplement will comply, in all material respects with the Act Securities Act, and the Registration Statement did not at the time the Registration Statement became effective, or as of the Time of Sale, and will not on the Closing Date contain any untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading and the Prospectus, on the Closing Date, will comply in all material respects with the Act misleading; and as of the date of the Prospectus and any amendment or supplement thereto and on the Closing Date, the Prospectus will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, provided, ; provided that the Issuing Entity Depositor makes no representation and warranty with respect to (i) any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Issuing Entity Depositor in writing by such Underwriter through the Representative (such information, described in Section 15 hereto, referred to herein as “Underwriters’ Information”) expressly for use in the Registration Statement and the Preliminary Prospectus or the Prospectus and any amendment or supplement thereto; (ii) the Sellers’ Information (as defined in Section 7(a)); (iii) the Master Servicer’s Information (as defined in Section 7(a)); (iv) the Special Servicer’s Information (as defined in Section 7(a)); (v) the JPMBB 2015-C27 Special Servicer’s Information (as defined in Section 7(a)); (vi) the Trustee’s Information (as defined in Section 7(a)); (vii) the Certificate Administrator’s Information (as defined in Section 7(a)); and (viii) the Senior Trust Advisor’s Information (as defined in Section 7(a)); the conditions to the use by the Issuing Entity Depositor of a registration statement on Form SF-3 S-3 under the Securities Act, as stated in the Registrant Requirements set forth in the General Instructions to Form SF-3S-3, have been satisfied as of the date of this Agreement and will be satisfied as of the Closing Date; the conditions with respect to the offering of Registration Statement and the Notes under a registration statement on Form SF-3 under the Act, as stated in the Transaction Requirements in the General Instructions on Form SF-3, will be satisfied as of the Closing Date;Prospectus.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (JPMBB Commercial Mortgage Securities Trust 2015-C28)

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