Registration; Listing. The Notes, by the Closing Time, will be registered pursuant to Section 12(b) of the Exchange Act, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Notes under the Exchange Act, nor has the Company received any notification that the Commission or the Financial Industry Regulatory Authority, Inc. (“FINRA”) is contemplating terminating such registration or listing. The Notes, by the Closing Time, will have been approved for listing, subject to official notice of issuance, on the NYSE.
Appears in 2 contracts
Sources: Underwriting Agreement (CION Investment Corp), Underwriting Agreement (CION Investment Corp)