Common use of Registration as Investment Company Clause in Contracts

Registration as Investment Company. The Buying Corporation, or in the case of separate series funds, the buying Corporation, of which the Buying Fund is a series, is registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end, management investment company.

Appears in 6 contracts

Samples: Agreement and Plan of Reorganization (Riversource Government Income Series Inc), Agreement and Plan of Reorganization (Riversource Diversified Income Series Inc), Agreement and Plan of Reorganization (Riversource Investment Series, Inc.)

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Registration as Investment Company. The Each Buying Corporation, or in the case of separate series funds, the buying Corporation, of which the Buying Fund is a series, is registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end, management investment company.

Appears in 4 contracts

Samples: Agreement and Plan of Reorganization (Riversource Strategy Series, Inc.), Agreement and Plan of Reorganization (Seligman Growth Fund Inc), Agreement and Plan of Reorganization (Seligman Global Fund Series Inc)

Registration as Investment Company. The Buying Corporation, or in the case of separate series funds, the buying Corporation, of which the Buying Fund is a series, is registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end, management investment company.

Appears in 2 contracts

Samples: Agreement and Plan of Reorganization (Riversource Market Advantage Series, Inc.), Agreement and Plan of Reorganization (Seligman Municipal Fund Series Inc)

Registration as Investment Company. The Each Buying Corporation, or in the case of separate series funds, the buying Buying Corporation, of which the Buying Fund is a series, is registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end, management investment company.

Appears in 1 contract

Samples: Agreement and Plan of Reorganization (Riversource Investment Series, Inc.)

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Registration as Investment Company. The Each Buying Corporation, or in the case of separate series funds, the buying Buying Corporation, of which the Buying Fund is a series, is registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end, management investment company.

Appears in 1 contract

Samples: Agreement and Plan of Reorganization (Riversource Equity Series Inc)

Registration as Investment Company. The Buying Corporation, or in the case of separate series funds, the buying Buying Corporation, of which the Buying Fund is a series, is registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end, management investment company.

Appears in 1 contract

Samples: Agreement and Plan of Reorganization (Riversource Large Cap Series, Inc.)

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