Registrants. 4.1 Identity of Registrant 5 4.2 Terms of Use 6 4.3 Contact Information 7 4.4 Protection of Listing Information 7 ARTICLE V Additional Requirements 5.1 Additional Requirements 7 ARTICLE VI Requirements on the Operations of VOWs and the Participant 6.1 Compliance with this Agreement 8 6.2 Compliance Review Deficiencies 9 6.3 Compliance and Administration Fees 9 6.4 Multiple VOWs 9 6.5 Estimated Costs 9
Registrants. Once the Registry approves the application the selected or random CSC is assigned to the application. At this point the applicant's status changes to that of a registrant because they are no longer awaiting assignment of the CSC. Registrants have the following permissions: • Modify account information • Receive alerts related to registered CSCs • View all of their existing registration records • View assigned CSC status information such as carrier expiration date • Submit modification request of CSC information and view status • Submit renewal request for CSC and view status
Registrants. 17. By registering, the organisations and individuals concerned: - agree that the information which they provide shall be public; - agree to act in compliance with the code of conduct; where relevant, provide the text of any professional code of conduct to which they are bound; - guarantee that the information provided is correct; - accept that any complaint against them will be handled based upon the rules in the code of conduct underpinning this register; - agree to be subject to any measures to be applied in case of breach of the code of conduct and acknowledge that the measures foreseen in Annex 4 could be applied to them in case of a non-compliance with the rules of the code of conduct; - note that the European Commission or European Parliament may, upon request and subject to the provisions of Regulation (EC) No 1049/2001 on access to documents, have to disclose correspondence and other documents concerning the activities of registered entities.
Registrants. The Subscriber either [check appropriate box]: [ ] is a dealer, adviser, investment fund manager, an ultimate designated person or chief compliance officer as those terms are used pursuant to applicable Canadian securities laws, or a person registered or otherwise required to be registered under applicable Canadian securities laws; or [ ] is not a Registrant INVESTOR QUESTIONNAIRE Instructions: Check all boxes below which correctly describe you. [ ] You are (i) a bank, as defined in Section 3(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”), (ii) a savings and loan association or other institution, as defined in Section 3(a)(5)(A) of the Securities Act, whether acting in an individual or fiduciary capacity, (iii) a broker or dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), (iv) an insurance company as defined in Section 2(13) of the Securities Act, (v) an investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”), (vi) a business development company as defined in Section 2(a)(48) of the Investment Company Act, (vii) a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301 (c) or (d) of the Small Business Investment Act of 1958, as amended, (viii) a plan established and maintained by a state, its political subdivisions, or an agency or instrumentality of a state or its political subdivisions, for the benefit of its employees and you have total assets in excess of $5,000,000, or (ix) an employee benefit plan within the meaning of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”) and (1) the decision that you shall subscribe for and purchase shares of common stock and warrants to purchase common stock (the “Units”), is made by a plan fiduciary, as defined in Section 3(21) of ERISA, which is either a bank, savings and loan association, insurance company, or registered investment adviser, or (2) you have total assets in excess of $5,000,000 and the decision that you shall subscribe for and purchase the Shares is made solely by persons or entities that are accredited investors, as defined in Rule 501 of Regulation D promulgated under the Securities Act (“Regulation D”) or (3) you are a self-directed plan and the decision that you shall subscribe for and purchase the Units is made solely by persons or entities that are accredited investors. [ ] You are ...
Registrants. The Trust, the Company and CHL or, if the Debentures have been distributed to the Holders of the Preferred Securities in liquidation of the Trust, the Company and CHL only.
Registrants. The Trust, the Guarantors and the Company or, if the ----------- Debentures have been distributed to the Holders of the Preferred Securities in liquidation of the Trust, the Company only.
Registrants. The Subscriber either [check appropriate box]: ☐ is a dealer, adviser, investment fund manager, an ultimate designated person or chief compliance officer as those terms are used pursuant to Applicable Securities Laws, or a person registered or otherwise required to be registered under Applicable Securities Laws; or ☐ is not a Registrant Subscription Agreement SCHEDULE A
Registrants. Unless otherwise noted in the Order Form, Partner will be responsible for driving at least fifteen (15) Snowflake customers or prospects to register for each Workshop. Partner may not charge participant to attend a Workshop.
Registrants. 60.3.1 A Stage 1 Metering System shall have a Registrant and Operator (and shall be commissioned in accordance with the relevant Code of Practice) before the Settlement System Administrator is required to take such Stage 1 Metering System and the data derived therefrom into account for the purposes of Settlement.
Registrants. See the introductory paragraph to this Agreement. ----------- Registration Default: See Section 4(a). -------------------- Registration Statement: Any registration statement of the ---------------------- Registrants, including, but not limited to, the Exchange Registration Statement, which covers any of the Registrable Notes pursuant to the provisions of this Agreement, including the Prospectus, amendments and supplements to such registration statement, including post-effective amendments, all exhibits, and all material incorporated by reference or deemed to be incorporated by reference in such registration statement.
