Regime. 14.1 The regulatory regime that applies to us under this Division 2 of the Broker Agreement is: a. the regulation of the clearing and settlement facility operated by ASX Settlement and ASX Clear under the Corporations Act; b. the ASX Settlement Operating Rules and the ASX Clear Operating Rules; and c. the regulation of financial services licences under the Corporations Act. You can find information about our status as a Participant from ASIC.
Appears in 2 contracts
Sources: Client Agreement, Client Agreement
Regime. 14.1 15.1 The regulatory regime that applies to us under this Division 2 of the Broker Agreement is:
a. (a) the regulation of the clearing and settlement facility operated by ASX Settlement and ASX Clear under the Corporations Act;
b. (b) the ASX Settlement Operating Rules and the ASX Clear Operating Rules; and
c. (c) the regulation of financial services licences under the Corporations Act. You can find information about our status as a Participant from ASIC.
Appears in 1 contract
Sources: Core Terms and Conditions
Regime. 14.1 The regulatory regime that applies to us under this Division 2 of the Broker Agreement is:
a. (a) the regulation of the clearing and settlement facility operated by ASX Settlement and ASX Clear under the Corporations Act;
b. (b) the ASX Settlement Operating Rules and the ASX Clear Operating Rules; and
c. (c) the regulation of financial services licences under the Corporations Act. You can find information about our status as a Participant from ASIC.
Appears in 1 contract
Sources: Client Agreement