RECORDS TO BE MAINTAINED BY THE SUBADVISER. 1. (Rule 31a-1(b)(5) and (6)) A record of each brokerage order, and all other series purchases and sales, given by the Subadviser on behalf of the Trust for, or in connection with, the purchase or sale of securities, whether executed or unexecuted. Such records shall include:
Appears in 57 contracts
Samples: Subadvisory Agreement (Virtus Opportunities Trust), Subadvisory Agreement (Virtus Opportunities Trust), Subadvisory Agreement (Virtus Alternative Solutions Trust)
RECORDS TO BE MAINTAINED BY THE SUBADVISER. 1. (Rule 31a-1(b)(5) and (6)) A record of each brokerage order, and all other series purchases and sales, given by the Subadviser on behalf of the Trust Fund for, or in connection with, the purchase or sale of securities, whether executed or unexecuted. Such records shall include:
Appears in 45 contracts
Samples: Subadvisory Agreement (Virtus Alternative Solutions Trust), Subadvisory Agreement (Virtus Alternative Solutions Trust), Subadvisory Agreement (Virtus Variable Insurance Trust)
RECORDS TO BE MAINTAINED BY THE SUBADVISER. 1. (Rule 31a-1(b)(5) and (6)) A record of each brokerage order, and all other series purchases and sales, given by the Subadviser on behalf of the Trust Fund for, or in connection with, the purchase or sale of securities, whether executed or unexecuted. Such records shall include:
Appears in 16 contracts
Samples: Subadvisory Agreement (Phoenix Opportunities Trust), Subadvisory Agreement (Phoenix Investment Series Fund), Subadvisory Agreement (Phoenix Opportunities Trust)
RECORDS TO BE MAINTAINED BY THE SUBADVISER. 1. (Rule 31a-1(b)(5) and (6)) A record of each brokerage order, and all other series purchases and sales, given by the Subadviser on behalf of the Trust Fund for, or in connection with, the purchase or sale of securities, whether executed or unexecuted. Such records shall include:
Appears in 11 contracts
Samples: Subadvisory Agreement (Virtus Total Return Fund Inc.), Subadvisory Agreement (Merger Fund), Subadvisory Agreement (Virtus Global Dividend & Income Fund Inc.)
RECORDS TO BE MAINTAINED BY THE SUBADVISER. 1. (Rule 31a-1(b)(531a-l(b)(5) and (6)) A record of each brokerage order, and all other series purchases and sales, given by the Subadviser on behalf of the Trust for, or in connection with, the purchase or sale of securities, whether executed or unexecuted. Such records shall include:
Appears in 4 contracts
Samples: Virtus Investment Trust (Virtus Investment Trust), Interim Subadvisory Agreement (Virtus Investment Trust), Interim Subadvisory Agreement (Allianz Funds)
RECORDS TO BE MAINTAINED BY THE SUBADVISER. 1. (Rule 31a-1(b)(5) and (6)) A record of each brokerage order, and all other series purchases and sales, given by the Subadviser on behalf of the Trust Designated Series for, or in connection with, the purchase or sale of securities, whether executed or unexecuted. Such records shall include:
Appears in 1 contract
Samples: Subadvisory Agreement (Virtus Variable Insurance Trust)
RECORDS TO BE MAINTAINED BY THE SUBADVISER. 1. (Rule 31a-1(b)(5) and (6)) A record of each brokerage order, and all other series purchases and sales, order given by the Subadviser or on behalf of the Trust for, or Allocated Portion of the Series by the Subadviser in connection with, with the purchase or sale of securitiessecurities for the Allocated Portion, whether executed or unexecuted. Such records shall include:
Appears in 1 contract
Samples: Subadvisory Agreement (Virtus Alternative Solutions Trust)
RECORDS TO BE MAINTAINED BY THE SUBADVISER. 1. (Rule 31a-1(b)(5) and 3 la-l (6b)(5)) A record of each brokerage order, and all other series purchases and sales, given by the Subadviser on behalf of the Trust for, or in connection with, the purchase or sale of securities, whether executed or unexecuted. Such records shall include:
Appears in 1 contract
RECORDS TO BE MAINTAINED BY THE SUBADVISER. 1. (Rule 31a-1(b)(5) and (6)) A record of each brokerage order, and all other series purchases and sales, given by the Subadviser on behalf of the Trust for, or in connection with, the purchase or sale of securities, whether executed or unexecuted. Such records shall include:
Appears in 1 contract
Samples: Agreement (Phoenix Equity Trust)
RECORDS TO BE MAINTAINED BY THE SUBADVISER. 1. (Rule 31a-1(b)(5) and (6)) A record of each brokerage order, and all other series Series purchases and sales, given by the Subadviser on behalf of the Trust for, or in connection with, the purchase or sale of securities, whether executed or unexecuted. Such records shall include:
Appears in 1 contract
Samples: Subadvisory Agreement (Virtus Alternative Solutions Trust)
