Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Fund requiring a change in the form of stock certificates, DST will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
Appears in 30 contracts
Samples: Agency Agreement (KKR Series Trust), Agency Agreement (Tributary Funds, Inc.), Agency Agreement (KKR Alternative Corporate Opportunities Fund P)
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Fund requiring a change in the form of stock certificates, DST will will, upon agreement with Fund as to the charges to apply thereto, issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
Appears in 17 contracts
Samples: Agency Agreement (Ing Vp Emerging Markets Fund Inc), Agency Agreement (Ing Prime Rate Trust), Agency Agreement (Ing Variable Insurance Trust)
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the a Fund requiring a change in the form of stock certificates, DST will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
Appears in 8 contracts
Samples: Agency Agreement (Riverpark Funds Trust), Agency Agreement (Scudder Flag Investors Equity Partners Fund Inc), Agency Agreement (Scudder Flag Investors Value Builder Fund Inc)
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Fund Financial Product requiring a change in the form of stock share certificates, DST will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
Appears in 4 contracts
Samples: Adoption Agreement (PIMCO California Flexible Municipal Income Fund), Agency Agreement (PIMCO Flexible Emerging Markets Income Fund), Adoption Agreement (PIMCO Flexible Credit Income Fund)
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Fund requiring a change in the form of stock share certificates, DST will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
Appears in 3 contracts
Samples: Transfer Agency Agreement (Mutual Fund Select Trust), Transfer Agency Agreement (Avesta Trust), Transfer Agency Agreement (Mutual Fund Select Group)
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Fund requiring a change in the form of stock certificates, DST will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
Appears in 2 contracts
Samples: Agency Agreement (Sei Asset Allocation Trust), Agency Agreement (Eai Select Managers Equity Fund)
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Fund Financial Product requiring a change in the form of stock certificates, DST will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
Appears in 1 contract
Samples: Agency Agreement (PIMCO Flexible Credit Income Fund)
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Fund requiring a change in the form of stock certificatesshare certificates (if any), DST will issue or register certificates in the new form form, if any, in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
Appears in 1 contract
Samples: Agency Agreement (Rivernorth Opportunities Fund, Inc.)
