Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 6 contracts
Samples: Secured Convertible Bridge Note (Dataram Corp), Securities Purchase Agreement (Senesco Technologies Inc), Secured Convertible Bridge Note (Dataram Corp)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and as of the date hereof it is: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 5 contracts
Samples: Form of Stock Purchase Agreement (Far East Energy Corp), Securities Purchase Agreement (Catalyst Pharmaceutical Partners, Inc.), Securities Purchase Agreement (Senesco Technologies Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (BioSig Technologies, Inc.), Securities Purchase Agreement (Fibrocell Science, Inc.), Securities Purchase Agreement (BioSig Technologies, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SecuritiesShares, it was, and as of the date hereof it isis either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Visualant Inc), Stock Purchase Agreement (Ignyta, Inc.), Common Stock Purchase Agreement (Searchlight Minerals Corp.)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares and Warrants, it was, and as of the date hereof it isis either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (China Valves Technology, Inc), Securities Purchase Agreement (China Valves Technology, Inc), Securities Purchase Agreement (China Information Security Technology, Inc.)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and as of at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such No Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Cougar Biotechnology, Inc.), Securities Purchase Agreement (Corsair Capital LLC), Securities Purchase Agreement (NewStar Financial, Inc.)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Subscription Agreement (Marathon Patent Group, Inc.), Subscription Agreement (Sito Mobile, Ltd.), Subscription Agreement (Inventergy Global, Inc.)
Purchaser Status. At the time such Purchaser was offered the SecuritiesUnits, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Towerstream Corp), Securities Purchase Agreement (ChromaDex Corp.), Securities Purchase Agreement (Towerstream Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it iswill be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Cure Pharmaceutical Holding Corp.), Securities Purchase Agreement (Co-Diagnostics, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act Act, or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Theater Xtreme Entertainment Group, Inc), Securities Purchase Agreement (Theater Xtreme Entertainment Group, Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises the Warrant or converts any of the Notes, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Convertible Note Purchase Agreement (AMERICAN POWER GROUP Corp), Convertible Note Purchase Agreement (AMERICAN POWER GROUP Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (ZBB Energy Corp), Securities Purchase Agreement (Recovery Energy, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of at the date hereof it isis either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (BJs RESTAURANTS INC), Securities Purchase Agreement (Oxford Media, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SecuritiesShares, it was, and as of the date hereof it is: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Catalyst Pharmaceutical Partners, Inc.), Securities Purchase Agreement (Catalyst Pharmaceutical Partners, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SecuritiesShares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Aqua Metals, Inc.), Securities Purchase Agreement (Imprimis Pharmaceuticals, Inc.)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and as of the date hereof it is: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(5), (a)(6), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Nephros Inc), Stock Purchase Agreement (Nephros Inc)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof of this Agreement it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (MGT Capital Investments Inc), Securities Purchase Agreement (MGT Capital Investments Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Cardium Therapeutics, Inc.), Securities Purchase Agreement (Gulf Resources, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of at the date hereof it is, and on each date on which it exercises any Warrants or converts any Debentures it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) 501 under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Telzuit Medical Technologies, Inc.), Securities Purchase Agreement (Cyberdefender Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is: , (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Ds Healthcare Group, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SecuritiesShares and Warrants, it was, and as of at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act Act, or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Freestone Resources, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, either: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it isis either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (A.C. Moore Arts & Crafts, Inc.)
Purchaser Status. At the time such Purchaser was offered the SecuritiesUnits, it was, and as of at the date hereof it is: , (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Cyberkinetics Neurotechnology Systems, Inc.)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and as of at the date hereof it is, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such the Purchaser was offered the SecuritiesShares, it was, and as of at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange ActAct and all of the SEC Reports have been made available to the Purchaser.
Appears in 1 contract
Samples: Stock Purchase Agreement (Seattle Genetics Inc /Wa)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares and Warrants, it was, and as of at the date hereof it is: , (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement Purchase Agreement (Micromed Cardiovascular Inc)
Purchaser Status. At the time such the Purchaser was offered the SecuritiesDebenture, it was, and as of at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Technest Holdings Inc)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and as of the date hereof it isis either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(5), (a)(6), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the SecuritiesUnits, it was, and as of at the date hereof it is: , (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Cyberkinetics Neurotechnology Systems, Inc.)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and as of at the date hereof it is, either: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act. Such No Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Capital Z Partners LTD)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of at the date hereof it is: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Casita Enterprises, Inc.)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and as of at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange ActAct and all of the SEC Reports have been made available to the Purchaser.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof hereof, it isis either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Lightpath Technologies Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of at the date hereof it is: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Insignia Systems Inc/Mn)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of at the date hereof it is, and on each date on which it converts any Preferred Shares or exercises any Warrants it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) 501 under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Infusion Brands International, Inc.)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares and Warrants, it was, and as of at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (China Bak Battery Inc)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and as of the date hereof it is: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(5), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be a registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Impac Mortgage Holdings Inc)
Purchaser Status. At the time such Purchaser was offered the SecuritiesDebentures, it was, and as of at the date hereof it isis either: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Debenture Purchase Agreement (Intraop Medical Corp)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(5), (a)(6), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such No Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Nile Therapeutics, Inc.)
Purchaser Status. At the time such Purchaser was offered the SecuritiesDebentures, it was, and as of the date hereof it is: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such the Purchaser was offered the SecuritiesShares, it was, and as of at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as 12 defined in Rule 144A(a) under the Securities Act. Such The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange ActAct and all of the SEC Reports have been made available to the Purchaser.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and as of at the date hereof it is, either: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of at the date hereof it is, either: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Ix Energy Holdings, Inc.)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and as of the date hereof it isis either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Sonoma Pharmaceuticals, Inc.)
